el Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tangney; Tern Sohrab Subject: MD approval for ACUs completed for High Risk Clients [I] Classification: For internal use only Dear Andrew , All the below ACUs were com

el Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tangney; Tern Sohrab Subject: MD approval for ACUs completed for High Risk Clients [I] Classification: For Internal use only Dear Andrew , All the below ACUs were com

Tazia Smith DPM: Larry Adam Paul Bartilucci Credit: Tom Clarke Nick Haigh Laura Farischon Pete Ferrara Deposits: Charlie Burrows Bankers: Tern Sohrab Bruce McDermott (based on KCP experience) Heather Kirby Deirdre Judge CIB: Several, can discuss Stewart Oldfield, CFA, CAIA Director Deutsche

Tazia Smith DPM: Larry Adam Paul Bartilucci Credit: Tom Clarke Nick Haigh Laura Farischon Pete Ferrara Deposits: Charlie Burrows Bankers: Tern Sohrab Bruce McDermott (based on KCP experience) Heather Kirby Deirdre Judge CIB: Several, can discuss Stewart Oldfield, CFA, CAIA Director Deutsche

livan Sent: Tuesday, January 17, 2017 8:35 AM To: Mary A Coleman; Brian P Convey; Joanne Jensen; Stewart Oldfield; Elizabeth Payne; Joseph Sabbagh; Tern Sohrab; Terrence F Tangney; Rosemary Vrablic Cc: Mamie Holland Subject: [C] Classification: Confidential As you've heard Patrick say in previous meetin

0154 Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Tuesday, August 21, 2018 4:12 AM To: Bradley Gillin Cc: Tern Sohrab Subject: FW: Assistance Required in Resolving Rejection Points in KYO401966151 Importance: High Hello Brad, A kind reminder of the below rejectio

nk You, Rich Richard larossi Assistant Vice President W \a gamin w 'a • ' 0154 Securities offered through Deutsche Bank Securities Inc From: Tern Sohrab Sent: Wednesday, September 05, 2018 12:07 PM To: Marinia Protopapa < >; 'Chryssoula Giannakaki' < Cc: 'Joseph Trencher' < >; Richard larossi <

ark Avenue, 24th Floor New York, NY 10154 tl 212 454-4577 nchant iarossilgrki CCM Securities offered through Deutsche Bank Securities Inc. From: Tern Sohrab Sent: Wednesday, September 05, 2018 12:07 PM To: Marinia Protopapa < >; 'Chryssoula Giannakaki' < Cc: 'Joseph Trencher' <joseph.trencher@psncapit

utive Vice President & CFO This relationship has had a long standing relationship with Deutsche Bank since March 1976 and was previously managed by Tern Sohrab. They currently have over 20 deposit accounts and 4 brokerage accounts with current AUMs of approximately $60mn. They also have a long standing bank

Heyl (CFP) DPM: Larry Adam Paul Bartilucci Credit: Tom Clarke Nick Haigh Laura Farischon Pete Ferrara Deposits: Charlie Burrows Bankers: Tern Sohrab Bruce McDermott (based on KCP experience) Heather Kirby Deirdre Judge Rosemary Vrablic CIB: Several, can discuss Marketing: Paula Pullano Wo

ic ; Salvatore Moor Sequana Beale ; Stephan Wessels tewart Oldfield Ryan Barclay Sean Magee Rodrigue Tan e S Ivia Jury hardt • Suzy Cozzi ; Tern Sohrab ; Thomas-B Mayer ; Timothy Donahoe ; Vincent Commisso >; Janet Sible Cc: Patrick Cam ; Andrew Gallivan Cataudella Michele Hurley Subject: GB

Heyl (CFP) DPM: Larry Adam Paul Bartilucci Credit: Tom Clarke Nick Haigh Laura Farischon Pete Ferrara Deposits: Charlie Burrows Bankers: Tern Sohrab Deirdre Judge Rosemary Vrablic Joanne Jensen Heather Kirby Bruce McDermott CIB: Several, can discuss Marketing: Paula Pullano Would like to g

From: Stewart Oldfield Sent: 7/31/2018 11:38:57 AM To: Nina-X Nevidzanska CC: Alison Sinicropi ; Tern Sohrab I I; Bradley Gitlin Subject: Re: DB tech conference - Sep. 12/13 Las Vegas [I) Thanks! Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trus