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Regulatory Action 12/22/2004, The Securities and Exchange Commission announced that the Honorable David C. Norton, United States District Judge for the District of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles De
South Carolina, UNITED STATES Event: . SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 03/09/2005, The Commission alleged that Southern's books and financial records inaccurately reflected a cash balance in an account ranging from 8226,931.80 to $240.006.80: Sou
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harles Dennis McKittrick and Gerald F. Hunter. Jr., Defendants, and Springdale Investments, Inc., Relief Defendant. United States District Court for the District of South Carolina, Charleston Division, Civil Action File No. 2:02-1806-18 • SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory
South Carolina, UNITED STATES Event: . SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 03/09/2005, The Commission alleged that Southern's books and financial records inaccurately reflected a cash balance in an account ranging from 8226,931.80 to $240,006.80; Sou
2 mentions1 same-page
Page ?Same page
egulatory Action 12/22/2004, The Securities and Exchange Commission announced that the Honorable David C. Norton, United States District Judge for the District of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles
South Carolina, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action • 03/09/2005, The Commission alleged that Southern's books and financial records inaccurately reflected a cash balance in an account ranging from $226,931.80 to $240,006.80; So
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Mutual Connections (41)
Entities connected to both the District of South Carolina and The Commission
Prince Charles
PERSON14 w/ the·9 w/ The
RW
Richard M. Wooten
PERSON13 w/ the·9 w/ The
the Securities and Exchange Commission
ORGANIZATION11 w/ the·8 w/ The
GH
Gerald F. Hunter
PERSON9 w/ the·8 w/ The
SEC Administrative Proceedings - 2005
ORGANIZATION6 w/ the·9 w/ The
South Carolina
LOCATION9 w/ the·6 w/ The
the United States District Court
ORGANIZATION4 w/ the·9 w/ The
Defendants Southern Financial Group
ORGANIZATION10 w/ the·3 w/ The
Springdale Investments, Inc.
ORGANIZATION8 w/ the·3 w/ The
SEC Litigation Releases - 2003
ORGANIZATION7 w/ the·3 w/ The
Organization: Southern Financial LLC
ORGANIZATION6 w/ the·4 w/ The
Southern Financial Group
ORGANIZATION7 w/ the·2 w/ The
CM
Charles Dennis McKittrick
PERSON3 w/ the·6 w/ The
UC Properties LLC
ORGANIZATION6 w/ the·3 w/ The
Charleston
LOCATION5 w/ the·3 w/ The
Dunlap
PERSON4 w/ the·3 w/ The
Virginia Giuffre
PERSON4 w/ the·3 w/ The
Bailey
PERSON4 w/ the·3 w/ The
George W. Bush
PERSON4 w/ the·3 w/ The
Asheville
LOCATION4 w/ the·3 w/ The