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Document Mentions (3 shared documents)
2 mentions1 same-page
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3 million. According to the Bill of Information, the defendant founded and operated Southern Financial Services Inc, 1031 Exchange Services, LLC and AVL Properties, LLC in Asheville. Court documents state that through Southern Financial Services Inc.. Bailey fraudulently induced clients to deposit monies and p
South Carolina, UNITED STATES Event: . SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 03/09/2005, The Commission alleged that Southern's books and financial records inaccurately reflected a cash balance in an account ranging from 8226,931.80 to $240.006.80: Sou
2 mentions1 same-page
Page ?Same page
3 million. According to the Bill of Information, the defendant founded and operated Southern Financial Services Inc, 1031 Exchange Services, LLC and AVL Properties, LLC in Asheville. Court documents state that through Southern Financial Services Inc.. Bailey fraudulently induced clients to deposit monies and p
South Carolina, UNITED STATES Event: . SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 03/09/2005, The Commission alleged that Southern's books and financial records inaccurately reflected a cash balance in an account ranging from 8226,931.80 to $240,006.80; Sou
2 mentions1 same-page
Page ?Same page
million. According to the Bill of Information, the defendant founded and operated Southern Financial Services Inc, 1031 Exchange Services, LLC and AVL Properties, LLC in Asheville. Court documents state that through Southern Financial Services Inc., Bailey fraudulently induced clients to deposit monies and
South Carolina, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action • 03/09/2005, The Commission alleged that Southern's books and financial records inaccurately reflected a cash balance in an account ranging from $226,931.80 to $240,006.80; So
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Mutual Connections (39)
Entities connected to both AVL Properties and The Commission
Asheville
LOCATION24 w/ AVL·3 w/ The
Securities Fraud, Mail Fraud
ORGANIZATION24 w/ AVL·3 w/ The
ASC - Associated
ORGANIZATION24 w/ AVL·3 w/ The
George W. Bush
PERSON24 w/ AVL·3 w/ The
Bailey
PERSON24 w/ AVL·3 w/ The
AT
Anne M. Tompkins
PERSON23 w/ AVL·3 w/ The
Southern Financial Services Inc.
ORGANIZATION22 w/ AVL·2 w/ The
Organization: Southern Financial LLC
ORGANIZATION12 w/ AVL·4 w/ The
RW
Richard M. Wooten
PERSON4 w/ AVL·9 w/ The
Prince Charles
PERSON4 w/ AVL·9 w/ The
the United States District Court
ORGANIZATION4 w/ AVL·9 w/ The
SEC Administrative Proceedings - 2005
ORGANIZATION4 w/ AVL·9 w/ The
the Securities and Exchange Commission
ORGANIZATION4 w/ AVL·8 w/ The
GH
Gerald F. Hunter
PERSON4 w/ AVL·8 w/ The
Gauntly United States
LOCATION5 w/ AVL·4 w/ The
Charleston
LOCATION5 w/ AVL·3 w/ The
UC Properties LLC
ORGANIZATION4 w/ AVL·3 w/ The
Defendants Southern Financial Group
ORGANIZATION4 w/ AVL·3 w/ The
FRD - Fraud
ORGANIZATION4 w/ AVL·3 w/ The
Dunlap
PERSON4 w/ AVL·3 w/ The