Back to Network
3
Shared Docs
3
Same-Page
3 / 3
Mentions
Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
the Honorable David C. Norton, United States District Judge for the District of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). Source Information RDC URL: https://oridsdc.cornNiss/enti
South Carolina, UNITED STATES Event: . SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 03/09/2005, The Commission alleged that Southern's books and financial records inaccurately reflected a cash balance in an account ranging from 8226,931.80 to $240.006.80: Sou
2 mentions1 same-page
Page ?Same page
t the Honorable David C. Norton. United States District Judge for the Distnct of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). Source Information RDC URL: https://prid.rdc.comNiss/enti
South Carolina, UNITED STATES Event: . SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 03/09/2005, The Commission alleged that Southern's books and financial records inaccurately reflected a cash balance in an account ranging from 8226,931.80 to $240,006.80; Sou
2 mentions1 same-page
Page ?Same page
he Honorable David C. Norton, United States District Judge for the District of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). Source Information RDC URL: https://grid.rdc.com/wss/ent
South Carolina, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action • 03/09/2005, The Commission alleged that Southern's books and financial records inaccurately reflected a cash balance in an account ranging from $226,931.80 to $240,006.80; So
Sponsored
Mutual Connections (40)
Entities connected to both Defendants Southern Financial Group and The Commission
Prince Charles
PERSON12 w/ Defendants·9 w/ The
RW
Richard M. Wooten
PERSON12 w/ Defendants·9 w/ The
the Securities and Exchange Commission
ORGANIZATION10 w/ Defendants·8 w/ The
SEC Administrative Proceedings - 2005
ORGANIZATION6 w/ Defendants·9 w/ The
GH
Gerald F. Hunter
PERSON6 w/ Defendants·8 w/ The
the United States District Court
ORGANIZATION4 w/ Defendants·9 w/ The
South Carolina
LOCATION7 w/ Defendants·6 w/ The
the District of South Carolina
LOCATION10 w/ Defendants·3 w/ The
SEC Litigation Releases - 2003
ORGANIZATION9 w/ Defendants·3 w/ The
Organization: Southern Financial LLC
ORGANIZATION7 w/ Defendants·4 w/ The
Southern Financial Group
ORGANIZATION9 w/ Defendants·2 w/ The
UC Properties LLC
ORGANIZATION6 w/ Defendants·3 w/ The
Springdale Investments, Inc.
ORGANIZATION5 w/ Defendants·3 w/ The
Charleston
LOCATION5 w/ Defendants·3 w/ The
Securities Fraud, Mail Fraud
ORGANIZATION4 w/ Defendants·3 w/ The
AT
Anne M. Tompkins
PERSON4 w/ Defendants·3 w/ The
Bailey
PERSON4 w/ Defendants·3 w/ The
Dunlap
PERSON4 w/ Defendants·3 w/ The
Asheville
LOCATION4 w/ Defendants·3 w/ The
United States District Court
ORGANIZATION4 w/ Defendants·3 w/ The