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orts filed by Southern were inaccurate in that they misrepresented Southern's cash position and failed to include certain liabilities., 03/09/2005, SEC Administrative Proceedings - 2005 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 02/02/2005 The SEC's Complaint alleged that de
3 million. According to the Bill of Information, the defendant founded and operated Southern Financial Services Inc, 1031 Exchange Services, LLC and AVL Properties, LLC in Asheville. Court documents state that through Southern Financial Services Inc., Bailey fraudulently induced clients to deposit monies and p
2 mentions1 same-page
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Source Information RDC URL: Source Name: Source URL: Entity URL: https://grid.rdc.conVwss/entity.htmrentityld=712ec7c8d33eaffa5d313d53eb346cc4 SEC Administrative Proceedings - 2005, 08/08/2009 http/Mww.sec.goWlitigation/admin/adminarchwe/adminarc2005.shtml • http:/Iwww.secgovflitigation/admin/34-51207.htm • http:/Nwvw. sec.g
3 million. According to the Bill of Information, the defendant founded and operated Southern Financial Services Inc, 1031 Exchange Services, LLC and AVL Properties, LLC in Asheville. Court documents state that through Southern Financial Services Inc.. Bailey fraudulently induced clients to deposit monies and p
2 mentions1 same-page
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Source Information RDC URL: Source Name: Source URL: Entity URL: Mtps://grid.rdc.corn/wss/entity.htmrentityld=712ec7c8d33eaffa5d313d53eb346cc4 SEC Administrative Proceedings - 2005, 08/08/2009 http:/hwwv.sec.govditigation/admin/adminarchrve/adminarc2005.shtml • http/N.ww.sec goWlitigation/admin/34-51207.htm • http:/Nwvw.sec.g
3 million. According to the Bill of Information, the defendant founded and operated Southern Financial Services Inc, 1031 Exchange Services, LLC and AVL Properties, LLC in Asheville. Court documents state that through Southern Financial Services Inc.. Bailey fraudulently induced clients to deposit monies and p
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2 mentions1 same-page
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na, Charleston Division. Source Information RDC URL: https://grid.rdc.com/wss/entity.html? entityId=712ec7c8d33eaffa5d3f3d53eb346cc4 Source Name: SEC Administrative Proceedings - 2005, 08/08/2009 Source URL: http://www.sec.gov/litigation/admin/adminarchive/- adminarc2005.shtml Entity URL: http://www.sec.gov/litigation/admin/34-51
million. According to the Bill of Information, the defendant founded and operated Southern Financial Services Inc, 1031 Exchange Services, LLC and AVL Properties, LLC in Asheville. Court documents state that through Southern Financial Services Inc., Bailey fraudulently induced clients to deposit monies and
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Mutual Connections (40)
Entities connected to both SEC Administrative Proceedings - 2005 and AVL Properties
George W. Bush
PERSON4 w/ SEC·24 w/ AVL
Bailey
PERSON4 w/ SEC·24 w/ AVL
Asheville
LOCATION4 w/ SEC·24 w/ AVL
ASC - Associated
ORGANIZATION4 w/ SEC·24 w/ AVL
Securities Fraud, Mail Fraud
ORGANIZATION4 w/ SEC·24 w/ AVL
AT
Anne M. Tompkins
PERSON4 w/ SEC·23 w/ AVL
Southern Financial Services Inc.
ORGANIZATION3 w/ SEC·22 w/ AVL
Organization: Southern Financial LLC
ORGANIZATION9 w/ SEC·12 w/ AVL
RW
Richard M. Wooten
PERSON12 w/ SEC·4 w/ AVL
Prince Charles
PERSON12 w/ SEC·4 w/ AVL
GH
Gerald F. Hunter
PERSON11 w/ SEC·4 w/ AVL
the Securities and Exchange Commission
ORGANIZATION11 w/ SEC·4 w/ AVL
the United States District Court
ORGANIZATION10 w/ SEC·4 w/ AVL
The Commission
ORGANIZATION9 w/ SEC·3 w/ AVL
UC Properties LLC
ORGANIZATION6 w/ SEC·4 w/ AVL
the District of South Carolina
LOCATION6 w/ SEC·4 w/ AVL
Defendants Southern Financial Group
ORGANIZATION6 w/ SEC·4 w/ AVL
Charleston
LOCATION4 w/ SEC·5 w/ AVL
Gauntly United States
LOCATION4 w/ SEC·5 w/ AVL
Dunlap
PERSON4 w/ SEC·4 w/ AVL