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KYC 1790655 Reporting ID: Alerted Entity #: 2 of 4 Risk Priority: Critical Alert ID: 9476247.11602637.65374193 Entity Information Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): 65374193 R2601172 Southern Financial Group SFG Greensboro. North Carolina. UNITED STATES • SE
up Inc. • Charleston. South Carolina. UNITED STATES • Columbia. South Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading. Securities Southern Financial Group was later shut down by charged in 2002 with a $25 million Ponzi scheme bonds.. 02/11/2008. Investment News Fraud) / CHG - Charged. 02/11/2008 the
2 mentions1 same-page
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. KYC 1790655 Reporting ID: Alerted Entity # 2 of 4 Risk Priority: Critical Alert ID: 9476247.11602637.65374193 Entity Information Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): 65374193 R2601172 Southern Financial Group SFG Greensboro. North Carolina. UNITED STATES • S
Alert ID: 9476247.11602637.65374193 Entity Information Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): 65374193 R2601172 Southern Financial Group SFG Greensboro. North Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary. Regulatory Action,
2 mentions1 same-page
Page ?Same page
. KYC 1790655 Reporting ID: Alerted Entity # 2 of 4 Risk Priority: Critical Alert ID: 9476247.11602637.65374193 Entity Information Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): 65374193 R2601172 Southern Financial Group SFG Greensboro. North Carolina. UNITED STATES • S
Alert ID: 9476247.11602637.65374193 Entity Information Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): 65374193 R2601172 Southern Financial Group SFG Greensboro. North Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary. Regulatory Action,
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2 mentions1 same-page
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00000483882 Reporting ID: Alerted Entity #: 1 of 3 Entity Information Risk Priority: Critical Alert ID: 12737031.11622715.65374193 Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): Event: 65374193 R2601172 Southern Financial Group SFG Greensboro. North Carolina. UNITED STAT
ty: Critical Alert ID: 12737031.11622715.65374193 Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): Event: 65374193 R2601172 Southern Financial Group SFG Greensboro. North Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action.
2 mentions1 same-page
Page ?Same page
00000483882 Reporting ID: Alerted Entity #: 1 of 3 Entity Information Risk Priority: Critical Alert ID: 12737031.11622715.65374193 Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): Event: 65374193 R2601172 Southern Financial Group SFG Greensboro. North Carolina. UNITED STAT
ty: Critical Alert ID: 12737031.11622715.65374193 Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): Event: 65374193 R2601172 Southern Financial Group SFG Greensboro. North Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action.
2 mentions1 same-page
Page ?Same page
00000483882 Reporting ID: Alerted Entity #: 1 of 3 Entity Information Risk Priority: Critical Alert ID: 12737031.11622715.65374193 Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): Event: 65374193 R2601172 Southern Financial Group SFG Greensboro. North Carolina. UNITED STAT
ty: Critical Alert ID: 12737031.11622715.65374193 Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): Event: 65374193 R2601172 Southern Financial Group SFG Greensboro. North Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action.
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2 mentions1 same-page
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ummy VIRGIN ISLANDS. U.S. Tracking ID: Reporting ID: Alerted Entity #: 1 of 3 Entity Information Risk Priority: Critical Alert ID: Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): Event: Southern Financial Group SFG Greensboro. North Carolina. UNITED STATES • SEC - SEC Vio
ity #: 1 of 3 Entity Information Risk Priority: Critical Alert ID: Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): Event: Southern Financial Group SFG Greensboro. North Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action.
2 mentions1 same-page
Page ?Same page
VIRGIN ISLANDS. U.S. Tracking ID: Reporting ID: Alerted Entity #: 1 of 3 Entity Information Risk Priority: Critical Alert ID: Entity ID: tip Riskid: Entity Name: Alias: Address: Recent Event(s): Event: u em financial Group SFG Greensboro. North Carolina. UNITED STATES • SEC - SEC Violati
hat the USDC for the Middle District of North Carolina entered final judgments against defendants Elfindepan. S.A., Strategic Asset Funds, S.A., and Southern Financial Group for their roles in a high-yield investment scheme. Elfindepan, a defunct Costa Rican company, SAF. a defunct Panamanian company, and SFG, a de fact
2 mentions1 same-page
Page ?Same page
S 00000483882 Reporting ID: Alerted Entity #: 1 of 3 Entity Information Risk Priority: Critical Alert ID: 12737031.11622715.65374193 Entity ID Riskid Entity Name: Alias: Address: Recent Event(s): Event: Southern Financial Group SFG Greensboro. North Carolina. UNITED STATES • SEC - SEC Viol
ormation Risk Priority: Critical Alert ID: 12737031.11622715.65374193 Entity ID Riskid Entity Name: Alias: Address: Recent Event(s): Event: Southern Financial Group SFG Greensboro. North Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action.
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2 mentions1 same-page
Page ?Same page
00000483882 Reporting ID: Alerted Entity #: 1 of 3 Entity Information Risk Priority: Critical Alert ID: 12737031.11622715.65374193 Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): Event: 65374193 R2601172 Southern Financial Group SFG Greensboro. North Carolina. UNITED STAT
ty: Critical Alert ID: 12737031.11622715.65374193 Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): Event: 65374193 R2601172 Southern Financial Group SFG Greensboro. North Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action.
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Mutual Connections (18)
Entities connected to both Riskid and Southern Financial Group
North Carolina
LOCATION19 w/ Riskid·29 w/ Southern
Organization: Southern Financial LLC
ORGANIZATION14 w/ Riskid·25 w/ Southern
the Middle District
LOCATION11 w/ Riskid·25 w/ Southern
Dunlap
PERSON8 w/ Riskid·23 w/ Southern
TD
Tracy Dunlap
PERSON11 w/ Riskid·15 w/ Southern
United States District Court
ORGANIZATION8 w/ Riskid·18 w/ Southern
Securities of Elfindepan
ORGANIZATION11 w/ Riskid·15 w/ Southern
SEC Litigation Releases - 2008
ORGANIZATION10 w/ Riskid·14 w/ Southern
Charleston
LOCATION12 w/ Riskid·11 w/ Southern
the Securities and Exchange Commission
ORGANIZATION10 w/ Riskid·13 w/ Southern
Greensboro
LOCATION11 w/ Riskid·12 w/ Southern
O'
O'Day
PERSON13 w/ Riskid·10 w/ Southern
Gauntly United States
LOCATION8 w/ Riskid·8 w/ Southern
South Carolina
LOCATION4 w/ Riskid·9 w/ Southern
RDC Subsaber Agreement
ORGANIZATION3 w/ Riskid·2 w/ Southern
CA
Calsotent
PERSON3 w/ Riskid·2 w/ Southern
RDC Sutoonber
ORGANIZATION3 w/ Riskid·2 w/ Southern
Effindepan
ORGANIZATION2 w/ Riskid·3 w/ Southern