Epstein Secrets

ore cases on top of cases already submitted which are under review with AML at the moment, e.g. Epstein, Jeffrey E., Southern Trust Company, Inc and Zorro Management LLC. etc. We are awaiting does for the following entities from this relationship for high risk accounts only — • Gratitude America LW (Does of signifi

through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Wednesday. September 26 2018 6:02 AM To: Stewart Oldfield Cc: Bradley illin -; Richard larossi ; Mayur Rathod Alka Babu Subject: RE: Southern Financial Importance: High Hello Stewart We have some good news in that regard. We have had 2 KYC'

He was not added in previously approved cases. Kindly provide supporting documentation if your answer is yes. 2) Please provide proof of address for Zorro Management LLC? (KG — UNRESOLVED. Please provide independent proof) — Please advise if ok to use DB bank statement as 'independent' proof of address or provide any

egaon East, Mumbai 400063, India Tel. Mo From: Vijay-A Sawant Sent: Monday, October 08, 2018 4:00 PM To: Bradley Gillin Stewart Oldfield < Cc: Richard larossi < >; Mayur Rathod Subject: Assistance required in resolving Rejection Points - KYC 01977695 Good Morning Brad/Stewart, We require your assistance

ore cases on top of cases already submitted which are under review with AML at the moment, e.g. Epstein, Jeffrey E., Southern Trust Company, Inc and Zorro Management LLC, etc. We are awaiting dots for the following entities from this relationship for high risk accounts only — • Gratitude America Ltd (Dots of signif

one in a couple of weeks Thanks From: Vijay-A Sawant Sent: Wednesday, September 26, 2018 6:02 AM To: Stewart Oldfield < Cc: Bradley Gillin < >; Richard larossi Mayur Rathod Alka Babu < Subject: RE: Southern Financial Importance: High Hello Stewart, We have some good news in that regard. We have had 2 KYC

o reiterate, the pending items are listed below for your convenience — • SoS or COGS (dtd within last 6 months) from US Virgin Islands registry for Zorro Management LLC • Section b of the attached CDD form for Southern Trust Company, Inc needs to reflect the "Type of Entity", as indicated in the form Once the abo

Bank Securities Inc. From: Vijay-A Sawant Sent: Monday, September 24, 2018 10:28 AM To: Bradley Gillin tz ; Stewart Oldfield Cc: Mayur Rathod >; Richard larossi Subject: RE: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCIS4483883), Epstein, Jeffrey E. (GCIS4483289) and Zorro Mana

He was not added in previously approved cases. Kindly provide supporting documentation if your answer is yes. 2) Please provide proof of address for Zorro Management LLC? (KG — UNRESOLVED. Please provide independent proof) — Please advise if ok to use DB bank statement as 'independent' proof of address or provide any

Cc: Richard larossi Mayur Rathod Subject: Assistance required in resolving Rejection Points - Good Morning Brad/Stewart, We require your assistance today in resolving b

ccounts, we confirm that we require the following item for this case — • SoS or COGS (dtd within last 6 months) from US Virgin Islands registry for Zorro Management LLC Kindly forward the same, so we can push this case to the next stages at the earliest, thanks. Kind Regards, Vijay Sawant KYC Case Representative

ment Gore aon East, Mumbai - 400061, India Tel. Mobile 4 From: Vijay-A Sawant Sent: Wednesday, August 22, 2018 7:47 PM To: Bradley Gillin < >; Richard larossi < > Cc: Mayur Rathod < >; Stewart Oldfield < > Subject: RE: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc , Epstein,

He was not added in previously approved cases. Kindly provide supporting documentation if your answer is yes. 2) Please provide proof of address for Zorro Management LLC? (KG — UNRESOLVED. Please provide independent proof) — Please advise if ok to use DB bank statement as 'independent' proof of address or provide any

Thanks From: Vijay-A Sawant Sent: Tuesday, October 09, 2018 9:48 AM To: Bradley Gillin >; Stewart Oldfield < Cc: Richard larossi Mayur Rathod < Subject: RE: Assistance required in resolving Rejection Points - KYC 01977695 Hi Brad, As discussed, please refer to attached resear

in 6 month) for the follcm ing entities: Southern Financial. LLC Southern Trust Company. Inc LSJE, LLC Neptune, LLC Mort Inc Hyperion Air. LLC Zorro Management LLC NES. LLC JEGE. Inc JEGE, LLC Plan D. LLC _beepers. Inc J. Epstein Virgin Islands Foundation, Inc Gratitude America Ltd Thank you. Regards.

From: Stewart Oldfield Sent: 8/29/2018 9:59:50 AM To: Bradley Win I ; Richard larossi Subject: niv: Annual KYC Reviews [C] Have they sent any of these back? From: Bradley Gillin Sent: Tuesday, August 21, 2018 1:08 PM To: 'Darren In