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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
Period: 09/1912013 -1013112013 resources. Have questions or need help enrolling? Please contact your Client Advisor or Web Support at 800-776-7564. Activity Sum m a ry (All amounts shown are in base currency: USD) Credits This Period Year.to•Date Debits This Period Year.taate Dividends and Interest $1
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not luny paid fo
that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 MI be mailed no later than Mardi 17, 2016. Activity Sum m a ry (All amounts shoat, are in base currency) kedits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
Draisre Pant PF.ICPotain Ma.zigenan weans Cowan CtelsOw Is* Maori vt Olemelid0Mor MS Fmt Awasjfth I Wu Ifes•at. WIW P 0 )454-2101.1,41M-4091. Activity Sum m a ry (All amounts shown are in base currency: USD) Statement Period: 11/0112013 - 11130/2113 Credits This Period Tear10-D ate Debits This Per
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
hat are pending final reporting, and wit provide the anticipated mail date of your 1099 for. Your 1099 will be mailed no later than March 17, 2014. Activity Sum m a ry (Al! amounts shown are in base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities Secun
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm. Proxy Vote Securities not fully paid fo
S CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) F I DriTriA rxeiturtraer SDNY_GM_00045888 O13-SDNY-0008692 EFrA_00 156477 EFTA01288840 Activity Sum m a ry (All amounts shaven are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
r Sine. ?007 DAL BAR RATED OOMMUNICATICW6 rxemsner rr.L.."—"ZrZtratanrr....—"=7 SDNY_GM_00045924 OB-SDNY-0008748 EFIA_00 156533 EFTA01288896 Activity Sum m a ry (All amounts shaven are in base currency) Oedits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities Secur
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
_GM_00046073 OB-SDNY-0008897 EFTA_00156682 EFTA01289045 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 (Micro Kn. Pon,, WeekniAinagenern Activity Sum m a ry (All amounts shown are in base currency) Credits This Period Statement Period: 10/0112016 • 10/31/2016 Credits Year-to-Date Debits Year-to
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Page II of 13 Account Pi um bet RAM t
A_00 I 58661 EFTA01290689 Oroisev Ram Pnwile Weahn &Warm.% Pdwats Caen., waP Dests0A la* Selt,,la LaC Cskt PC moot MD 2120 HI Pan. /falter Activity Sum m a ry (All amounts shown are in base currency) Credits This Period Year-lo-Date Debits Statement Period: 03/01/2014 • 03/3112014 This Period
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
at are pending final reporting, and win provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 16, 2015. Activity Sum m a ry (Ad amounts shown are an base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities SecunC
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
tments.corn/ENfproductshnoney-market-funds-yields.jsp. Please note that all money market funds listed on the website may not be offered through us. Activity Sum m a ry (Ali amounts shown are in base cumency) Credits This Period Year-to-Date Debits This Period Year-to-Date Dividends and Interest 850,03
Entities connected to both the Options Clearing Corporation and Activity Sum
Pershing
LOCATIONMoney Market Fund
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONBank Deposit
ORGANIZATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTAXABLE
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATION
Baltimore
LOCATIONJersey City
LOCATION