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1 Gate Parkway, 2nd floor Jacksonville Florida 32256. USA Tel. Email <mailto From: Mamta-A Choudhary Sent: Friday, August 17. 2018 4:27 PM To: Alka Babu Cc: PWM BIS-Research <pwm.bis-research@ SDNY_GM_00065235 CONFIDENTIAL - PURSUANT TO FED. R.ctit;IN(F IDENTIAL DB-SONY-0028060 EFTA_001 75735 E
Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville Florida 32256. USA Tel. Email <mailto From: Mamta-A Choudhary Sent: Friday, August 17. 2018 4:27 PM To: Alka Babu Cc: PWM BIS-Research <pwm.bis-research@ SDNY_GM_00065235 CONFIDENTIAL - PURSUAN
e List Screening (NLS) From: Mamta-A Choudhary Sent: Monday, August 20, 2018 3:18 PM To: NLS-technical support <[email protected]> Cc: Alka Babu <[email protected]> Subject: FIRCOSOFT Alert document _ Indyke, Darren Hi Team, 1 CONFIDENTIAL — PURSUANT TO FED. Cfabl Fe) DENTIAL SDNY_GM_00065
Mamta-A Choudhary From: Johannes Lindenthal on behalf of NLS-technical support Sent: Monday, August 20, 2018 10:12 AM To: Mamta-A Choudhary Subject:
tion, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville, Florida 32256. USA Tel. + Email From: Alka Babu Sent: Thursday, August 30, 2018 10:08 AM To: PWMUS AMLKYC Subject: FW: FIRCOSOFT ALERT_ Darren Indyke [I] Classification: For internal use only
up Wealth Management Bl, DB Centre Mumbai, Ninon Knowledge Park, Western Express Highway GOregaon East. Mumbai 400063 , India Tel. Mobile From: Mamta-A Choudhary Sent: Monday, August 20, 2018 7:59 PM To: Alka Babu Cc: PWM BIS-Research Subject: FIRCOSOFT ALERT_ Darren Indyke Hello >; PWMUS AML
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