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Bethany Wagner From: Tameika Burns on behalf of Repo Margin Sent: Tuesday. November 22, 2016 10:36 AM To: CMNY Margin; Roddy Moore Cc: Keith Buckholz; Andrew Xu Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I] Classification: For internal
uckholz; Andrew Xu Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I] Classification: For interanal use only Hi Roddy, Confirmed the below ISDA accounts have no balance or exposure as of today. Repo Team, Are these GMRA accounts that you are able to confirm on? S
Bethany Wagner From: Tameika Burns on behalf of Repo Margin Sent: Tuesday. November 22, 2016 10:36 AM To: CMNY Margin; Roddy Moore Cc: Keith Buckholz; Andre
DA: PLM Contract No. 640310 GMRA: PLM Contract No. 739190 SOUTHERN TRUST COMPANY INC ISDA: PLM Contract No. 640330 GMRA: PLM Contract No. 752070 Roddy Moore Business Risk Management Deutsche Bank Wealth Management (P1 From: Roddy Moore Sent: Monday, November 21, 2016 2:10 PM To: CMNY Margin Cc: Kei
From: Daniel Sabba Sent: Monday, November 21, 2016 2:07 PM To: Katherine Milligan; Sebastian Marcilese; Keith Buckholz; Roddy Moore; Andrew Xu Cc: Bethany Wagner Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I] Classification: For internal use only Keith/Roddy/Andrew — c
Bethany Wagner From: Tameika Bums on behalf of Repo Margin Sent: Tuesday, November 22, 2016 10:36 AM To: CMNY Margin; Roddy Moore Cc: Keith Buckholz: Andrew Xu Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST (lj Classification: For internal
Bethany Wagner From: Tameika Bums on behalf of Repo Margin Sent: Tuesday, November 22, 2016 10:36 AM To: CMNY Margin; Roddy Moore Cc: Keith Buckholz: Andrew
DA: PLM Contract No. 640310 GMRA: PLM Contract No. 739190 SOUTHERN TRUST COMPANY INC ISDA: PLM Contract No. 640330 GMRA: PLM Contract No. 752070 Roddy Moore Business Risk Management De k ealth Management 0'1 From: Roddy Moore Sent: Monday, November 21, 2016 2:10 PM To: CMNY Margin Cc: Keith Buckh
From: Daniel Sabba Sent: Monday, November 21, 2016 2:07 PM To: Katherine Milligan; Sebastian Marchese; Keith Buckholz; Roddy Moore; Andrew Xu Cc: Bethany Wagner Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST (I) Classification: For Internal use only Keith/Roddy/Andrew — c
Entities connected to both Roddy Moore and Bethany Wagner

Daniel Sabba
PERSON
Prince Andrew
PERSONAndrew Xu
PERSONKeith Buckholz
PERSONSouthern Financial and
ORGANIZATIONPLM Contract No
ORGANIZATIONSouthern Trust Company
ORGANIZATION
Katherine
PERSONSebastian Marcilese
PERSONKatherine M. Milligan
PERSONCMNY BA
PERSONJames Hetherington
PERSONChristopher Olen
PERSONRepo Margin
ORGANIZATIONAnsar Bhatti
PERSONKeith/Roddy/Andrew
ORGANIZATIONDaniel/Sebastian
ORGANIZATIONTameika Burns
PERSONBethany
LOCATION
Bill Burns
PERSON