SOUTHERN FINANCIAL LLC ISDA: PLM Contract No. 640310 GMRA: PLM Contract No. 739190 SOUTHERN TRUST COMPANY INC ISDA: PLM Contract No. 640330 GMRA: PLM Contract No. 752070 Roddy Moore Business Risk Management Deutsche Bank Wealth Management (P1 From: Roddy Moore Sent: Monday, November 21, 2016 2:10 PM To: CMNY Margin Cc: Keith Buckholz; Andrew Xu Subject: FW: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [1] Classification: For internal use only Can you confirm that the following 2 cptys have no exposure/acct balance. They have to hear it from you, apparently. Roddy Moore Business Risk Management Deutsche Bank Wealth Management (P) 212.454.1162 From: Daniel Sabba Sent: Monday, November 21, 2016 2:07 PM To: Katherine Milligan; Sebastian Marcilese; Keith Buckholz; Roddy Moore; Andrew Xu Cc: Bethany Wagner Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I] Classification: For internal use only Keith/Roddy/Andrew — could you maybe please assist? Many thanks, Daniel From: Katherine Milligan Sent: Monday, November 21, 2016 2:04 PM To: Daniel Sabba; Sebastian Marcilese Cc: Bethany Wagner Subject: FW: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I] Importance: High Classification: For internal use only Daniel/Sebastian, 3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) LIWO-1/68611 EFTA_00019711 EFTA00169438

I am unable to proceed with termination until CMV confirms below. I will be out of the office the remainder of this week and have asked my colleague Bethany (copied) to process these terminations if CMV confirmation is provided in my absence. Please reach out if you have any questions or concerns. Many thanks! Best Regards, Katherine Katherine M. Milligan Associate I Le al DB Services From: Katherine Milligan Sent: Monday, November 21, 2016 2:02 PM To: CMNY BA < Cc: Sebastian Marcilese < >; Daniel Sabba < Subject: FW: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST (I) Importance: High Classification: For internal use only CMV: >; Bethany Wagner Following up on the below, kindly confirm if these accounts have 0 account balances so that we may proceed with termination of the same. Thank you. SOUTHERN FINANCIAL LLC ISDA: PLM Contract No. 640310 GMRA: PLM Contract No. 739190 SOUTHERN TRUST COMPANY INC ISDA: PLM Contract No. 640330 GMRA: PLM Contract No. 752070 Best Regards, Katherine 4 CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) MO -M842 EFTA_00019712 EFTA00169439