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GKM) De.nO4 kr* ,X lire bet Mc* in Part Anne. lthitcr Statement Period: 11/01/2014 - 11/30/2014 Death ion Nan Price Accrued Interest Amount Curren CITIGROUP INC DEP SFS REPSTG 1/1000 PFD SER C DIV 150.967.000 24.2528 .3.670.430.48 LSO 5.8% PERPETUAL 14 ATY PERPETUAL CALL 04122/180 25.00 U
at* HI Part Ammo. Ita I ter War lot IrtImw 4:441114. MIS) 7009 .1 Want Statement Period: 1210112114 -12/3112114 Price Accrued Interest Amount Curren Dividends and Interest 12101(14 CAS,- DIVIDEND RECEIVED Pr SX 12/29/11 BOA 0 INTEREST RECEIVED 3621207X5 12/31/14 MONEY MARKET FUND INCOME
wiAlenti Event Yew Sinew 2007 DAL MR RATED COMMON1C*710MS IPPOIL I. MCP ...r.t. SDNY_GM_00047938 OB-SDNY-0010762 EFIA_OO158547 EFTA01290575 Important Information and Disclosures (continued) The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial instituti
of Activity Process/ Settlement Dale Activity T Desdidion Deantity Statement Period: 1210112016 - 12/31/2011 Price Starred Interest Amount Curren Securities Bought and Sold 12129/16 REIS. VEST CASH INCOME P MORGAN FLOATING RATE INCOME FUND SELECT 894 039 .8.439.73 USD PH SX SHARES 1758
CRIM. P. 6(e) CONFIDAENTIAL [Mal if Pel otriwtifietrZraNtitOesiZionlININIII0••• SDW_Cat00047662 DB-SONY-0010486 EF1'A_00158271 EFTA01290299 Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) • The rules of some arbitration forums may impose time limits for bringing a darn in arb
•Pontion OM Mellon) Pa shine 11C. menix. FINRA.AW !R&M_00046354 DB-SDNY-0009178 EFTA_00156963 EFTA01289326 Schedule of Realized Gains and bosses Curren*, Period (continued) Description Date deposed Dale Acquited OesIgeation deposition Method / Traneaction Quantity Proceeds Cost Bade Realiz
cliary of **Bark a New Yak Mellon Corporation (WY PASO Pershing lit. mentorFiNRA.VAPteLeM_ 00046397 DB-SDNY-0009221 EFTA_00157006 EFTA01289369 Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (III) the client is excluded from the class by the court. Such forbearance to enforce an ag
h4 lank Stwoari lire bet Ont• HI Part A . Ita to War wet ItY 10114 DunlK Statement Period: 0310112015 • 03/3112015 Price Aimed Interest Amount Curren Distributions 03/25(15 RETURN OF PRINCIPAL 4500000 COUNTRYWIDE HOME LOANS SER 03.1 CL 81 RECEIVED 1.090% 03125)33 BIE OTD 01)30103 RD 0207 PO 0
n, Van Mce 2007 DAL BAR RA T 02 COMMUNICATIONS rxenutraer oatarrortr:=2..r....' SDNY_GM_00045949 OB-SDNY-0008773 EFrA_001 56558 EFTA01288921 Important Information and Disclosures (continued) Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatica
78.23 -11,740,402.91 Transactions by Type of Activity Process/ Settlement Date Activit Pe Desaiption Olen • Price Accrued interest Amount Curren Dividends and Interest 03114114 FDIC INSURED RANK INSURED DEPOSITS INTEREST CREDITED 18,99 USD DEPOSITS INTEREST RECEIVED /58997996 Total D
RSUANT TO FED. R. CRIM. P. 6(e) Chissw•puiveueo•OnaliMill.0.••••••••••••••••••••• SDNY_GM_00046895 DB-SDNY-0009719 EFTA_00 157504 EFTA01289867 Important Information and Disclosures (continued) Oralsre RIM .0•410 'MY, Paamir,tat POweets Conetar Dettflh• km k,von m< MrsVert Mo. 14 ion einnws. War wet WI 101S. IM)454.78411.
Entities connected to both Curren and Important Information and Disclosures

Ghislaine Maxwell
PERSON
Jeffrey Epstein
PERSON
George W. Bush
PERSON
JPMorgan Chase
ORGANIZATIONthe State of New York
LOCATION
Mao Zedong
PERSON
Joi Ito
PERSONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATION
Jeff Sessions
PERSONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
New York City
LOCATIONTAXABLE
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATION