Oraisre 0." ...in Vots• Manir era Pant% COetrar G•pyp Dests04 Mai Se4w net AC lire bet ONO HI Put Annie. Ita I ter Nem lot 10114 inn 4:441114. OM) 7$1.4,9S Statement Period: 0310112114 .03/3112014 Portfolio Holdings (continued) Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these andantes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax retums. 1 This bond is maturing. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering km or transferring agent and Pershing makes no representation as to the accuracy of this information. Schedule of Realized Gains and Losses Current Period Disposition Acquisition Disposition Date Date Transaction Description Quantity Con Basis Proceeds Realized Gain/ Loud Disallowance Long Term 03127114 03113113' ROM G Rua In First Out PRIX USA !AC 11 EDIUM RAZILIAN REAL RELATIVE TO 1,50 0.000% 03127114 TUE DTO 03120 Security Identifier. 40432%032 Original Cost Basis: 1,000,000.00 1.000.000 000 1.000.000.00 806,259 24 -193,710.76 Total Long Term 11,000,000.00 1806,269.21 -$193,740.76 Total Short Term and Long Term 01,000,000.00 $1106,269.21 -$193,740.76 Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.1.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943 for the applicable tax year in which the security is disposed. Page S of If Account Number: N1G423 12 8010/139CSF30022 Go paperless at tes RS:rrYttt... CAW* RATED COMMUNCA110011 CONFIDENTIAL - PURSUANT TO FED. R CRIM. 67: PIE"C nriDr-NTIAr IPICALUNCI COns.•••••• Man. •••••• am*. ••••1101 SDNY_GM_00046892 OB-SDNY-0009716 EFrA_00157501 EFTA01289864

Schedule of Realized Gains and Losses Current Period (continued) Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1. 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or alter January 1. 2014, or later, as determined by the Secretary of the Treasury. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly dent brokerage statement at year end versus any subsequent reports, including your 1099-8 or online displays you may have available to you. Wien you report your cost basis on your tax return, it should be verified using all of your own records. In particular. there may be other adjustments which you need to make, but are not requited to be made by Pershing as it relates to M.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and rekance on the information provided herein for such reporting. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attrbutes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, inch/111g those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section n your brokerage account statement for your accounts existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, Fist Out (FIFO). Your accounts selected tax lot method wil be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099.8. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FOICHnsured Bank Deposits are not protected by Securities Investor Protection Ciorporation.(SIPC). For disclosure of rates for DWS money market hinds, please visit the DWS Investments website at https:thowi.dws-investments.com/ENIproductshrioney-market-funds-yields.jsp. Please note that all money market funds listed on the website may not be offered through us. In accordance with the Securities Exchange Act Rule 606 (Disclosure of Order Routing Information), upon your request, the following information is available to you: I) the identity of the venue to which your orders were routed for execution in the six months prior to the request. i) whether the orders were directed orders or non-directed corers, ii) the time of the transactions, if any. that resulted from such orders We will notify you on an annual basis of the availability of the above information upon request Page 6 of II 8010/139CSF30022 Account Number: N4G-023 12 Go paperiess Rabid vellent CAW* ItAT CD COMMON/CATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. 67e)UTHERIt rannprKTIAL: VCCMINCII Onag Smug,. Owistry LI.C. • ',Oder arts ••••••., SDNY_GM_00046893 OB-SDNY-OOO9717 EFTA_00157502 EFTA01289865

°M.o. Ram Prmair. Wean laptagenait Pdaeals Cisme 6 ,0“) Dettsch4 Sank Smelts %..c Na. wan Cali* HI Pan Ramo. Ikh I ter New RA 1,tt 10114 01114:441114.11151741.4,91, Activity Sum m ary (AU amounts shown are in base currency) Statement Period: 0310112014 • 03/31/2014 Credits This Period Year-to-Date Debits This Period Year-to-Date Dividends and Interest $10.99 $30,330.01 Dividends and Interest $0.00 $0.00 Distributions $806,259.24 $806,259.24 Distributions $0.00 $0.00 Fees 10.00 $0.00 Fees $0.00 .16.00 Cash Cash Deposits 000 911 807 66 Deposits 0 00 0 00 Total Cash $0.00 $911,807.66 Total Cash 10.00 $0.00 FDIC Insured Bank Deposits $0.00 $6.00 FDIC Insured Bank Deposits .$806,270.23 -11,748,396.91 Total Credits $806,270.23 $1,748,402.91 Total Debits .$806,278.23 -11,740,402.91 Transactions by Type of Activity Process/ Settlement Date Activit Pe Desaiption Olen • Price Accrued interest Amount Curren Dividends and Interest 03114114 FDIC INSURED RANK INSURED DEPOSITS INTEREST CREDITED 18,99 USD DEPOSITS INTEREST RECEIVED /58997996 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 11.99 Distributions 03/27114 SECU RITY REDEEMED HSBC USA INC MEDIUM Tffill NTS 8FtAZILIAN REAL RELATIVE •1.000,000.000 806,25924 USD 40432/032 TO USD 0.000% 03/27/11 WE OW 03120113 ACCOUNT REDEMPTION Total Distributions • UNITED STATES DOLLAR 0.00 $08,259.24 FDIC Insured Bank Deposits 03114114 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -18.99 USD DEPOSITS INTEREST REINVESTED 458997996 03127114 FDIC INSURED BANK DEPOSIT INSURED DEPOSITS PROGRAM -806,25924 USD USD999997 Total FDIC Insured Bank Deposits - UNITED STATES DOLLAR 8.00 •$06,27$.23 Page? of 11 Account Number:NO.023 12 SOUTHERN Go papedess eit. t ..Atet:nyT noAcRera. A A ritr....00 , ITh wItA OMPALINIC 110.4% B1)10, 139CSF 30022 c CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONS" Onu011 OWNS. 116 • i••••• •••••••••• SDNY_GM_00046894 DB-SDNY-0009718 EFTA_00 157503 EFTA01289866

Transactions by Type of Activity (continued) Process/ Settlement Date Adivity Type Description Quantity Price Accrued Interest Amount Currency Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information 0.00 0.00 USD Your Client Advisor: WS Contact Information TAZIA SMITH 345 PARK AVENUE 14TH FLOOR NEW YORK NY 10154 Your Account Information Telephone Number: 1212) 454.2889 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stodis in a Dividend Reinvestment Plan: Default Method for all Other Securities: FIRST IN FIRST OUT Electronic Delivery You have not selected any account corn m unications for eledionic delivery. To register and turn off paper corn m unications. log in to your account or contact your Client Advisor for hate inform align. FIRST IN FIRST OUT Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices have been obtained horn sources which we believe to be reliable. Pershing may not use the dosing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which a price is not available are marked —N/A— and are omitted from the Total. The estimated annual income (EAI) and estimated current yield (ECY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information horn providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnwtpershing.ccinibusiness_continuity.html for specific derails as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities sham on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm. Page 8 of 11 Account Number:1440423 12 Ral•d I ve.lent *10 1 l9CSF 30 022 Go paperless SOUTHERN csonripmarTAL DAWN, RATED COMMUNCA11O.4 IPICALIANCIE CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Chissw•puiveueo•OnaliMill.0.••••••••••••••••••••• SDNY_GM_00046895 DB-SDNY-0009719 EFTA_00 157504 EFTA01289867

Important Information and Disclosures (continued) Oralsre RIM .0•410 'MY, Paamir,tat POweets Conetar Dettflh• km k,von m< MrsVert Mo. 14 ion einnws. War wet WI 101S. IM)454.78411. I1S 7.114,11. Statement Period: 03/0112014 • 0313112014 Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margii Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge. or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard 8 Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard 8 Poor's. Standard & Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content Standard & Poets makes no express or implied warranties includeg warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (i) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controMng or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions al the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account. its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and. in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the $ecurities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: ww.v.pershing.corNstrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing, within ten days after receipt of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City. New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Page 9 of 11 Account Number NIG•023 12 G o paperless 46) Ftal•d wollent 8010/ 1 39CSF 30 022 OALSAR RATEDCOMMUNICATIONS souTHE"conriDrNTIAL excituNcit CONFIDENTIAL — PURSUANT TO FED. R OEM. P. 6(e) Olisse.•••••••••••••witi.C. • •••••••••••d••••no SDNY_GM_00046896 OB-SDNY-0009720 EFIA_00157505 EFTA01289868

Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other n court. including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a join request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied, (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330. Page 10 ell Account Number: N4G•023 12 a it Wiled I .eellet Ps)10/139CSF30022 I i4Mi . , Go paperless Sten Years In A Rae SO UTHERN crnriDriclaTAL ..,,,..,,„„ itawx.iil'ED COMMUNICAlIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) OrsiOnugli Ow...MISC. • sumer arra WSW." SDNY_GM_000494397 DB-SDNY-0009721 EFTA_00157506 EFTA01289869

TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS. CUSTOMS. URAGFS. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY. WHERE THE TRANSACTIONS ME EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE, WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHINGS BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBINED STATEMENT Cf YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FILINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING COES NOT PROVIDE TAX, INVESTMENT OR LEGAL ADVISORY SERVICES MID NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC f'PERSHING1 FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR UABILMES TO PERSHING. MID PERSHING MAY IN ITS DISCRETION AT ANY TIME, WITHOUT TENDER, DEMAND OR NOTICE TO YOU. CLOSE CR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAIMNG DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE, WITHOUT FURTHER NOTICE TO YOU, LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. TERMS AND CONDITIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER. SPECIALIST. ODD LOT DEALER. BLOCK POSMONEFL ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL, AGENT OR GOTH. DETAILS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT PERSHiNGS OFFICES. A COPY OF I T WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING.COWBUSINESS_CONTINUITY.HTML • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION N MS- RULE 607(A)(1)-(211 PERSHING SENDS CERTAIN EQUITY ORDERS EU EXCHANGES, ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. IN ADDITION PERSHING MAY EXECUTE CERTAIN EQUITY ORDERS AS PRINCIPAL. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST MOUTON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-USTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (N880). ON CERTAIN LARGER ORDERS. OR IF THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY, PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHNG ALSO REGULARLY REVIEWS REPORTS FOR QUALITY Of EXECUTION PURPOSES. IF ANY OF THE ABOVE TERMS AND CONDITIONS ARE UNACPTABLE TO YOU. PLEASE NOTIFY PERSAMW IMMEDIATELY IN WIRING BY CERTIFIED TAU; 10 CAE PERSHING PLAZA JERSEY OTT. Pal 07391t Attit LEGALIST Page11011 B010T119CSF3OOL^ DAMAO, RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R 67e)UTHERNc sonrirsmi alAL wcellent Account Number: N4G4123 12 Go rless Olooseilyeuell Porisinoi.l.C. • sower ••••••••••~I SDNY_GM_000461198 OB-SDNY-0009722 EFDC00157507 EFTA01289870

PO S. Boisena•MD2IXO 0euiv.v Si,, Pon. Wean Manip-nent Mnt% Cowan Gtp‘p Dtotem Wcynernc. Mee bet ON* Part Anew. IM l kw tin WA AY 101'w nse: s Valuation at a Glance Account Number: N46-023812 Statement Period: 0210112/14 -0212812014 This Period Year-to-Date SOUTHERN TRUST COMPANY INC Beginning Account Value $6,397,146.31 36,457,677.92 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 911.807.66 911,801.66 ST THOMAS VI 00802 Adjusted Previous Account Value 7,308,954.00 7,369,385.58 Dividends, Interest and Other Income 30.296 60 30.311 02 Net Other Activity 0 00 -6 00 bet Chan in Portfolio 140.340 00 79.900 00 nding Account Value S7.479 590 60 S7.479 590 60 Your Client Advisor: Edon sled Annual income $221.154.77 TAZIA SMIThi (212) 454-2889 Asset Allocation Prior Year-Fad Lad Period This Period % Aloation USD Cash. Money Funds. and Bank Deposits' 1.695.727.92 1,695,736.34 2,637,840.60 35.27% USD Fixed Income 1.581.400.00 1,504,700.00 1.624.800.00 21.72% I Non-USD Feed Income 1.650.000.00 1,656,000.00 1.658.000.00 22.17% USD Equities 1,530.450.00 1,540,710.00 1,558,950.00 20.84%; Account Total (Pie Chart) $6,457,577.92 36.397,14644 $7,479,590.00 100.00% I The Bari Deposits in your account are FDIC insured bank deposits. FDIC inured ben deposits are not securities and are not covered by the Securities Investor Protection Corporation These bank deposits by de Federal Deposit Insurance Corporation (FDIC). up to stumble Mies. (SIPC). are covered See page 2 of this statement sir important information regardng the Asset Allocation section. - Pe Chart allocates only includes products that are of positive yak*. Page 1 018 CONFIDENTIAL — PURSUANT TO FED. R CR[6,1. P. 6(e) Rated tiallent /OI 7S.: it Go paperless st =ZD Ac=.....-ATIOns CON F I IDAENTIA "Ha SDNY_GM_000468.99 DB-SDNY-0009723 EFrA_00157508 EFTA01289871

Asset Allocation Disclosure and Footnotes M values are displayed m U.S. dollars based on interbank exchange rates as of 02/28/2014 Exchange rates can vary. Summary of Gains and Losses Realized Unrealized This Period Year•tchriate Short-Term Gal nlloss 0.00 0 00 -109.113 21 Net GalnlLoss 0.00 0.00 ,409,413.21 This summary excludes transactions where cost basis information is not available. FDIC Insured Bank Deposits Date Ached Dewi ion Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account Number K40023812 Activity Ending: 02128114 02101(11 Opening Balance 1.695.736.31 1.695.736 31 02114114 D epost INTEREST CREDITED 15.35 1.695.151.69 APf 001% 02I18/11 BUT 1.695.751.69 NO 02(18 S237500.00 Bank of America NO 02(18 S237500.00 Citibank H.A. NO 02(18 S237500.00 Deutsche Bank DP Co NO 02(18 5237500.00 East West Bank NO 02(18 5237500.00 NY Community Bank NO 02(18 S33251.69 Texas Capital Bank NO 02(18 5237500.00 Com enity Bank NO 02(18 S237500.00 02119(11 Deposit DEPOSIT 30.281.25 1.726.032 90 02120114 D epost DEPOSIT 911.807.66 2.637.840.60 02/28(14 Closing Balance $2137,840.60 Total FDIC Insured Bank Deposits $2,631,810.60 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 5250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Page 2 of 8 Account Number. N40-023 12 Go A0119926CSF3OOLS paperless 4 , A sZtrii ivaAcR." A SO U TH ER w e CrinrIDENTIAL VICALLENCII CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Cirsoaraeltrensine tit. • ataftimadee••••••• SDNY_GM_00046900 DB-SDNY-0009724 EFTA_00 157509 EFTA01289872

Only.< Rana F.n.m Wean meaernmt Pdwais Cise+FG'.,P Dettsffie Mr. bet Mc* .11, Part ~ins. 16, h Mc, Wye it". NY ICIVA Ini).M.75111. IWISI >S14:91. Statement Period:02/1112114 -1212112114 Income and Expense Summary Comet Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 30,28125 0.00 30,281.25 0.00 Interest Income FDIC Insured Bank Depoøls 15 35 000 29.77 0.00 Total Dividends, Interest, Income and Expenses 130,298.80 $0.00 $30.311.92 $0.00 Portfolio Holdings Account Activity Opening Date Quantity Number Ending Opening Balance Closing Balance Accrued Income Income This Year 30-Day Current Yield Yield Cash, Money Funds, and Bank Deposits 35.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 02/01114 2,637,810.600 N46023812 02128/1/ 1,695,736.31 2,637,810.60 8.87 29.77 MA tiiA Total FDIC Insured Bank Deposits 11,695,738.34 12,637,810.60 $8.87 129.17 Total Cash, Money Funds, and Bank Deposits Adjusted Dale Acquired Quality Unit Cod Cost Buis 11,695,736.34 Market Price 12,637,8/0.60 Market Value $8.87 Unrealized Gain/ Loss $29.77 Accrued Interest Estimated Estimated Annual Income Yield Fixed Income 4 4.0 0% of Portfolio (In Maiudry Dale Sequence) Corporate Bonds lime USA INC MEDIUM TERM NTS BRAZILIAN REAL RELATIVE TO LSO 0.000% 0312711181E DTO 03120113 03113/13 '37.13 1.000.000.000 100.0000 HSBC USA INC MEDIUM TERM NTS BRAZILIAN REAL RELATIVE TO LSO 0.000% 0412111/ WE DID 01/12113 04105113'•17.13 1,000,000.000 100.0000 1.000.000.00 832500 Original Cost Basis: SI O00,000.00 Security Identifier: 0132XD32 1.000.000.00 19.2300 Original Cosl Baia 51,000,000.00 Security identifier: 40432X656 192,300 00 832,500.00 -207.700 00 .167,500.00 0.00 0.00 Page 3 of 8 Rated fweelhrm Seven Yea tinn Row M1199297.5F3001S CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. SOUTHERN et5 Inn =TA L IDAxt"*"<"`"Dcammutecacen Account Number: I140.023 12 Go paperless 0~ ~left Morialnin.l.C. • ard. ••••••• ~1St, resii•m•aa tram. ~wads ~iv ~sae ~Wise es P•MA Nv •••C SONY GM 0001690r DB-S6NY:0009725 EFTA_00 1575 10 EFTA01289873

Portfolio Holdings (continued) Dale Acquired Quantity Unit Cost Fixed Income (continued) Corporate Bonds (continued) PETROLEOS DE VENEZUELA NOTES KkIOR ISIh 0 XS0460546525 5.000% 10/28/15 REG DID 10128109 S 8 P Rating Si 12104113 '.3.12 2.000.000.000 91 0890 Total Corporate Bonds 4,000,000.000 Adjusted Com Basis Market Price Security Identifier: P7807HAF2 1,821,775.71 82.9000 engin' Cost Basis: $1,800,000.00 $3,821,775.71 Market Value Unrealized Calif Lots booed Estimated Estimated lutenist Annual Income Yield 1.658.000 00 -163.775 71 33.333 33 100.000 00 6.03% $3,282,800.00 -6538,975.71 $33,333.33 $100,000.00 Total Fixed Income 4,000,000.000 Dale Acquired Quactity Unit Cost Equities 21.00% of Portfolio Preferred Stocks (Listed by expiration dale) ALLY FIN L INC PERP PFD FIXEDIFLTG RATE SERA CALLABLE Dividend Option Cash 06111113'.12.13 57,000.000 25.0780 Total Preferred Stocks Total Equities $3,821,775.71 Cod Basis Market Price $3,202,800.00 -$530,975.71 Market Value $33,333.33 $100,000.00 Unrealized Estimated Estimated Gain! Loss Annual Income Yield Security Identifier: ALLY PRB CUSP. 02005A308 1.429.417.50 $1.429.417.50 $1,429,417.50 27.3500 1.558 950 00 $1,558,950.00 $1,558,950.00 Cost Basis Market Value 129.53250 $129,532.50 $129,532.50 Unrealized Gain/ Loss Accrued Interest 121 125 00 7.76% $121,125.00 $121,125.00 Estimated Annual Income Total Portfolio Holdings $7,889,033.81 57,479,590.80 -$409,443.21 $33,333.33 3221,154.77 Footnotes Noncovered under the cost basis rules as defined below. Securities acquired ',elm 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC')(ncommating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2006) and are, therefore, considered " noncovered,' under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be repotted to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as folows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities. principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and cerise, attributes, obtained from sources believed to be reliable. In the event, one or more of these attrioutes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this Paget *la nOAR.C4 Account Num be; N4G-023 12 Go Rated tial SOL THERACSrni ralgi t rDCOMMUNICATIO.4 lent O n E CI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ••••••••••••••• U.C. . ...Or ••••••••• SDryv_GM_00046902 DB-SDNY-0009726 EFTPL_BO I575 I I EFTA01289874

PO Sac 1176, OA more MD 2120G Portfolio Holdings (continued) 0nalsre Ram PriFtle Venal Manalinnd P•Onet% COetrarG•mp DestSO4 Ike* St4tOrt N.. wan Mt* HI Pan Ammo. lkh I bt, Now rtt 10114 01114:4411114.1115178•4,91 Statement Period: 0 21 011 211 4 • 02/2812014 change. These calculations will not be performed under certain circumstances, including those inveMng continuously callable bonds, foreign bonds, variable rates, bonds in default,index-linked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. This bond is maturing. t The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous dint brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering fern or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation,(SIPC) For disclosure of rates for DWS money market funds, please visit the DWS Investments website at htlps://vnwr.dws-investments.com/EN/productshnoney-market-funds-yields.jsp. Please note that all money market funds listed on the website may not be offered through us. Activity Sum m ary(aramOuntS shown are in base amency) Credits This Period Year4o.Date Debits This Period Year.to.Date Dividends and Interest $30,296.60 130,311.02 Dividends and Interest $0.00 $0.00 Fees $0.00 10.00 Fees $0.00 -$6.00 Cash Cash epcsn 911 807 66 911 807 66 Deposits 0 W 0.00 Total Cash $911,807.66 $911,807.66 Total Cash $0.00 $0.00 FDIC Insured Bank Deposits $0.00 $6.00 FDIC Insured Bank Deposits -$942,104.26 -$942,118.60 Total Credits $942,104.26 $942,124.68 Total Debits -$942,104.26 -$942,124.08 Page 5 of 8 1O119926CSF30015 Account Number: 1446423 12 Go paper less Raid wollent CosavisreupOoraew we. • soar ass resift., SIMONS. MPS. 441. WS.% C••••••••••••• MIT SI SO bALBAR RATE D COMMUNICATIONS Poem* %AC Nees F re. .0 sa sarc "HaturipmarTAL exceturece SONY GM 00046903 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009727 EFTA00157512 EFTA01289875

Transactions by Type of Activity Proceed Settlement Date A.divity Tvoe Description Quantity Price Accrued Interest Amount Curren Dividends and Interest 02114114 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED DEPOSITS INTEREST RECEIVED 458997996 02118114 CAST DIVIDEND RECEIVED 57000 SF RS ALLY ANL INC PERPPFD FIXED/FLTG RATE SERA ALLY PRB CALLABLE RD 02/01 PD 02/18114 15.35 3Q28I.25 USD U93 Total Dividends and Interest - UNITED STATES DOLLAR Cash Withdrawals and Deposits 02119/14 FEDERAL FL k DS RECEIVED .P MORGAN CHASE BANK 29477 US0999997 0.00 30,296.60 911.807 66 LSD Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR FDIC Insured Bank Deposits 02114114 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED DEPOSITS INTEREST RBA VESTED /58997996 02119114 FDIC INSURED BANK DEPOSIT INSURED DEPOSITS PROGRAM USD999997 02120114 FDIC INSURED BANK DEPOSIT INSURED DEPOSITSPROGRAM U50999997 0.00 911,107.66 .15.35 .30,281 25 -911,80766 LSD LSO USD Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 -912,101.26 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 0.00 USD Client Service Information Your Client Advisor: TO TAZIA SMITF 345 PARK AVENUE 14TH FLOOR KEY/YORK NY 10154 Contact Information Telephone Number: I212) 151.2889 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST 0LT Default Method for Stocks in a Dividend Reinvestment Plan: Default Method for all Other Securities: FIRST IN FIRST OUT Electronic Delivery You have not selected any account communications for electronic delivery. To register and turn off paper communications. log in to your account or contact your Client Advisor for more inform alion. FIRST IN FIRST OUT Page 6 of 8 Account Number. N46-023 12 Go rless AC119926CSP10016 MIMI rill SOUTHERN C brnnriptINTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ol P.N.S Wk.' mittiNgircommunicAllows Use. • vita _d••••+`•• SDNICGM_00046904 DB-SDNY-0009728 EFTA_00157513 EFTA01289876

Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the close of the statement period. The market prices have been obtained from sources which we believe to be reliable. Pershing may not use the dosing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which a price is not available are marked "N/A" and are omitted from the Total. The estimated annual income (EAI) and estimated current yield (ECY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates. and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.corn/business_continuity.htrri for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income. Bank Deposit interest income. or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order now. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margn Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions convened by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase. hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Realm.* Mn, • 0•410 VOA n Ma sr rent. PI inlet% five, DestS1S4 ROA %sows A lire IRA 011ie Na Part asemo. 1600 to Revr RA. Stt IM 0 II) 4:44114. 774.4,91, Statement Period: 0210112114 • 0212812014 Pagel of 8 Account Number: N4G4)23 12 Go paperless 4 -1, Rated )...Rent Soren Years In A Rove Cameos Onus% Moors. sad. nary. egos. ••••~1 A0119926CSF30115 ED COMIALINICA TONS wee r[ SOUTHEfficunriDnilArmriuGN SDNY_GM_00046905 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0009729 EFTA_00 I 57514 EFTA01289877

Important Information and Disclosures (continued) The Role of Pershing • Pershing carves your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and fro any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution our that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its omit operations and the supervision of your account its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions. where applicable, the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: wiwipershing.corNstrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includng unauthorized trading), to your financial organization and Pershing, within ten days after receipt of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other n court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators v i typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330. Page 8 of 8 Account Number R4G•023 12 A011992CCSF3011S Go paperless reiLti:A cit.". A TdA SO U TH ERN csorennYnDrN A L Ilx<Cianal CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) bias& %WOO ••••••10.1.0.••••••• egad ••••letibq el Tie MAIM Peis, 00. Sam Cognises CONY MON, lifterimj Lie set nag. a a•PC SON Y_GM_00046906 OB-SDNY-0009730 EFrA_00 I 57515 EFTA01289878

PA So 1770. El•lonionLID2IXO °raise* Pam 0, erfile Mateets CotetarGtmp Dettla• Mix St4Wri lire wart Hann At~. 2t4h I leer Dino int 1,tt 10114 eA.74111. 111517.114,91. Valuation at a Glance Account Number: N46-023812 Statement Period: 0110112114 -0113112014 This Period Year-to-Date SOUTHERN TRUST COMPANY INC Beginning Account Value $6,457,577.92 $6,457,577.92 6100 RED HOOK QUARTER B3 Adjusted Previous Account Value 6,457,577.92 6,157,577.92 ST THOMAS VI 00802 Dividends. Interest and Other Income 14.42 11.42 Net Other Activity .6.00 -6.00 Net Chan e Por stfoi 60.440.00 Est cm aced Annual Income 5221 139 12 Your Client Advisor: TAZIA SM III- 1212) 151-2889 Asset Allocation Prior Year-Eed USD Cash. Money Funds. and Bank Deposit:1 1,695,727 92 USD Fixed Income 1,581,400 00 NoniUSD Fixed Income 1,650,000 00 USD Equities I 530,450 00 Account Total (Pie Chart) $6,457,677.92 I The Bari Deposits in your account are FOC insured bank deposits. FCC inured bank dogcarts are not securely; and are not MEM by the Securities These bait deposits by the Federal Deposit Insurance Corporation (SIPC). are covered See page 2 of this statement for important information moaning the Asset Albcatcn CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Ud Period This Period %Mocetios 1,695,727.92 1,581,400.00 1,650,000.00 1,530,450.00 16,457,527.92 tnvestor Protection Corporation (FDIC). up to alowatre section 1,695,738.34 26.51% 1,501,700.00 23.52% 1,656,000.00 25.89% 1,540,710.00 24.08% 56,397,146.34 100.00% PO Cron allocation only includes products that are of powbve value. Page108 lial•d wend... A010 ON 3CSF30016 Go paperless c4 ) Sae. Yea • In A Raw A • • I T • c> LAMA* RATED COMMUNICAlIONS CONFIDENTIAL ""`""" OmasesmapOwealryniC.•••••••••••••••••••p SON Y_GM_00046907 OB-SDNY-0009731 EFTA_00157516 EFTA01289879

Asset Allocation Disclosure and Footnotes AI values are displayed in U.S. dollars based on interbank exchange rates as of 01/31/2014. Exchange rates can vary. Summary of Gains and Losses Realized This Period Year•to-Date Unrealized Short-Term Gain(Loss Net Gain1Loss This summary excludes transactions where cost basis intaration is rot available. 0.00 000 0.00 0.00 -444.570.00 -444,570.00 FDIC Insured Bank Deposits Date AMU' Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account Number: N46023612 01101114 Opening Balance 01/03114 Withdrawal 01/15114 Deposit 01116114 Description Amount Activity Ending 01131114 WITHDRAWAL INTEREST CREDITED API 0.01% BUT NO 01116 $237500.00 Bank of America NO 01116 $237500.00 Citibank N A. NO 01116 $237500.00 Deutsche Bank NO 01116 $237500.00 East West Bank NO 01116 S237500.00 NY Community Bank NO 01116 533236.34 Texas Capital Bank NO 01116 $237500.00 Com enity Bank NO 01/16 S237500.00 1.695.727.92 •6.00 14.42 1,695,727.92 1,695,721.92 1,695,736.34 1,695,736.34 01/31114 Closing Balance $1,696,736.34 Total FDIC Insured Bank Deposits $1,696,736.34 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this is connection with other deposits you may have at each respective bank. Page 2 of 8 Account Number: N40423 12 PUPS tiallent A010,213CSF30016 Go paperless OALOAR RATtDCOMMUNiCAlIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. 67: H"N Curl Dr-NTIA EXCILIANCI Olissiviinaeli Owning U.C. •••••• *gabs ••••~1 SDNY_Ged_00046908 OB-SDNY-00O9732 EFTA_00 I 57517 EFTA01289880

PC. Bar 1776 Elul Pat MD 21203 Income and Expense Summary Interest Income FDIC Insured Bank Deposits Total Dividends, Interest, Income and Expenses Portfolio Holdings Account Opening Date Quantity Number Ending Cash, Money Funds, and Bank Deposits 27.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 01101/14 1,695,136340 N46023812 Total FDIC Insured Bank Deposits Total Cash, Money Funds, and Bank Deposits Activity 01/31/14 Dale Acquired Quantity Unit Cost Cleallirt RAM P,,.,'. *Mahn Paptagenan Pdaeals Caen. 4,0.1) Dettsch4 Oat Stwles a. Yw Vert -to In Pant Ass.. lkh I ber New** nv 1011.4 454-711114. (MI 78/.4,91, Current Period Taxable Non Taxable 14.12 0.00 Opening Balance $11.12 Closing Bahia $0.00 1,695,727 92 1,695,136.34 $1,696,727.92 $1 696 735.34 $1,695,727.92 $1,695,735.34 Adjusted Cost Basis Market Price Markel Value Statement Period: 01101/2814 • 01/3112014 Year•to•Date Taxable Non Taxable 14 42 0.00 Accrued Income $14.42 Income This Year $0.00 30•Day Current Yield Yield 8.35 $6.36 $8.35 Unrealized Gals/ loss 11.42 $14.42 $14.42 N/A N/A Awned Estimated Estimated Interest Annual Income Yield Fixed Income 49.00% of Portfolio (In Maiunry Date Sequence) Corporate Bonds HOC USA INC MEDIUM TERM NTS Security Identifier: 40432X032 MOHAN REAL RELATIVE TO USG 0.000% 031271118/E DTD 03/20/13 03/13/13 %OLD 1.000.000.000 100 0000 1.000.000.00 73.9300 739,300 00 .260.700 00 0.00 Original Cosl Buis 51,000,000.00 IISBC USA INC MEDIUM TERM NTS Security Identifier: 40432XES6 BRAZILIAN REAL RELATIVE TO LW 0.000% 01/21/11 B1E DID 01112113 04105113 ' n 1.000.000.000 100 0000 1.000.000.00 76.5100 765.100 00 -234.600 00 0.00 0 ngmal Cost Basis: $1 ,000,000.00 'PETROLEOS DE VENEZUELA Security Identifier: P7807HAF2 NOTES SENIOR ISINtXSO46054SS25 5.000% 10/28/15 REG OTC 10/28109 S d P Rating B3 Please Provide' 2,000.000 000 N/A Please Provide 82.8000 1,656,000 00 N/A 25.555 56 100,000.00 6.03% Page 3 of 8 Account Number:NO.023 12 'Word *refloat !Neap 0,•••••• Owenby ISC. rugby...VA •••••••••• M100233CSFIPM, Go paperless SOUTHERN OAthAit RATED COMMUNICATiONS zi.t) eXCIELUNCI CORA rieNTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00046909 DB-SDNY-0009733 EFTA_00157518 EFTA01289881

Portfolio Holdings (continued) Date Acquired Quantity Fixed Income (continued) Corporate Bonds (continued) PETROLEOS DE VENEZUELA (continued) Original Cost Basis: Reese Provide Total Corporate Bonds 4,000,000.000 $2,000,000.00 $3,160,700.00 -$495,300.00 $25,555.56 $100,000.00 Total Fixed Income 4,000,000.000 $2,000,000.00 0,160,700.00 .$496,300.00 $26,665.56 $100,000.00 Unit Cod Adjuded Cod Bads Markel Price Markel Valle Unrealized Geld Loss Acaued Interest Estimated Estimated Annual Income Yield Date Admired Quantity Unit Cod Equities 24.00% of Portfolio Preferred Soda (Listed by expiration date) ALLY ANL INC PERP PFD F1XEDIFLTO RATE SER A CALLABLE Dividend Option: Cash 06/11/13 %II 57.000.000 26.1400 1.489.980.00 27.0300 1.540.710.00 50.730.00 121.125.00 7.86% Total Preferred Stocks $1,489,910.00 $1,540,710.00 $60,730.00 $121,125.00 Total Equities $1,489,980.00 61,640,710.00 $60,730.00 8121,125.00 Cod Basis Market Puce Market Value Unrealized Estimated Estimated Geld Loss Annual Income Yield Security Identifier: ALLY PRO CUSP 02005k308 Total Portfolio Holdings Cod Bads Markel Value $5,186,716.34 $6,397,146.34 Unrealized Galt/ Lon 4444,570.00 Accrued Interest $25,565.56 Estimated Animal Income $221,139.42 Footnotes ' Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRO (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered " noncovered,' under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as folows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2013. or later, as determined by the Secretary of the Treasury. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances. including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-inked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. I Unreakzed gains and losses are not reported for securities for which cost basis or market value is not evadable. Paget old AO100213CSF30016 Account Number: N4G•023 12 IC:VA Re.. Go paperless * RA T CD COsimutaCATiONS SOUTHERN SnrIDAENTIAr MAMALIANC I CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Oselly Oramir inine,LC. • wirer ars ••••••••P SDNY_GM_00046910 O6-SDNY-0009734 EFTA_00157519 EFTA01289882

PO Eloc I71& eat more MD 21203 Portfolio Holdings (continued) Cievlsre Ram. onin %WM 'IManny-wan Ma IS I cwt.,. 4...p Des-404 DID %elven Ile n IDA I111• Na Pw ass.. New RA DT 10114 0 SD 454011114.11/5178/1-471% Statement Period: 0110112114 • 01/3112014 12 Pershing has received updated cost basis information, therefore cost basis provided on previous cient brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering Sin or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your investment at 91 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your investment professional for additional information. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visa the 0WS Investments website at httpsiNawrdws-investments.convENfproducts/rwoney-market4unds-yields.jsp. Please note that all money market funds listed on the website may not be offered through us. Important Reminder for Pershing's 2013 IRS Forms 1099 (8, DIV, INT, 0ID and MISC): As a reminder, by February 18, you will receive either your 1099 form ore special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Yccr 'D99 will be mailed no later than March 17. 2014. Activity Su m m ary (AR amounts shown are in base currency) Credits This Period Year•laate Debits This Period Tear•taate Dividends and Interest $t4.42 $14.42 Dividends and Interest $0.00 $0.00 Fees $0.00 $0.00 Fees -$6.00 -$6.00 FDIC Insured Bank Deposits $6.00 $6.00 FDIC Insured Bank Deposits -$14.42 -$14.42 Total Credits $20.42 $20.42 Total Debits -$20.42 -$20.42 Pages of 8 Mount Number N40423 12 Go paperless Ppied seellent DALSAR RATED COMMUNKA110.41 SOUTHERN Curl DminAL DDCIILIENCe CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Clipas 0•4•41. ewer. tat • SDNY_GM_00046911 OB-SDNY-0009735 EFIA_00157520 EFTA01289883

Transactions by Type of Activity Promo/ Trader Stfitment Transaction Date Date AdivityTYpe Description Quantity Price Audited trend Amount Curren Dividends and Interest 01115114 FDIC INSURED BANK DEPOSITS INTEREST RECEIVED 458997996 INSURED DEPOSITS INTEREST CREDITED 14.42 USD Total Dividends and Interest - UNITED STATES DOLLAR 0.00 14.42 Fees 01102114 12131/13 FOREIGN CUSTODY FEE Fgn Safekeeping DEC 2013 CUSP: P780711-AF-2 -6.00 USD P7807HAF2 Total Fees- UNITED STATES DOLLAR 0.00 -6.00 FDIC Inured Bank Deposits 01/03/14 FDIC INSURED BANK INSURED DEPOSITS PROGRAM 6.00 USD WITHDRAWAL USD999997 01/15/14 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -14.42 LSO DEPOSITS INTEREST REINVESTED 458997996 Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 -0.42 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: TDS TAZIA 345 PARK AVEN LE 14Th FLOOR AEU/ YORK NY 10154 Contact Information Telephone Number: 1212) 454.2889 Your Account Information Tax Lot Default Disposition M ethod Default Method for II utual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: Default Method for all Other Securities: FIRST IN FIRST OUT Electronic Delivery You have not selected any actounl comm unications for electronic delivery. To register and turn off paper corn m unitarians. log in to your account or contact your Client Advisor for more information. FIRST IN FIRST OUT Page 5 of 8 Account Number: N40.023 12 A0100243CSF30016 Go rless 4 4 .1, Seven I .eollent Seven Years In A Raw SOUTHERN C Soir I DrEITIA CNC[SA*NC([DCOMMIMCATI4 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) O1•••••••••••••• ••••••••LC. • wooer eardeolin•Per SONY GM_00046912 DB-SDNY-0009736 EFTA_00157521 EFTA01289884

O.....04 Mn, a',n 'Ansa n Manalunnd Pant% C veva', to. p Detts04 MM Se4v,34s Ye~pen Onto HI Pan Annetlkhiltir War to l'et 1011.4 Dnn 4:441114.1115178/.4MS Statement Period: 0110112114 • 01/31/2014 Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices have been obtained from sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which a price is not available are marked - N/A- and are omitted from the Total. The estimated annual income (EAI) and estimated current yield (ECY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.comfbusiness_continuity.htrri for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income. or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, ncluding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order Row. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confimations previously fumished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional Information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Moron Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate wit not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, ncurred a charge, or received a credit. Transactions convened by agents (such as depositories) wit be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase. hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Pagel of 8 Account Number lAr VCCELUINCE N40•023 12 CONFIDENTIAL — PURSUANT TO FED. R CRINI. 6: )UTHERN inn DrNil Ran Go priperless oen Vt.. h. AR.. 4 6 .1, a wane RATED COMMUNICATIONS. Olinag *maga Ownie.....a. nos. apes visas" SDNY_GM_00046913 OB-SDNY-00O9737 EFTA_00157522 EFTA01289885

Important Information and Disclosures (continued) The Role of Pershing • Pershing carves your account as clearing broker pursuant to a cleanrg agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (k) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or as employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions. vitere applicable: the rendering of investment advice, if any, to you and n general, for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement, • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCT). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comfstrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing, within ten days after receipt of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City. New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330. Page 8 of 8 IN A0100213CSF30016 Account Number: N4G423 12 Go paperless Rabid Excellent bAt•All TL D COuumuNICATIONS SC) U THERftcurl DmiisiAL EXCIELUINCII CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) airy oveup swain* u.e. •••••• ass erste, es no ye. •• NOWA.% SO. Gene/MS CONY NS" p.n.. Lie saw PS WWI SOK SDNY_GM_00046914 OB-SDNY-0009738 EFTA_00157523 EFTA01289886