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.60 0.79% Page 6 of 32 EFTA01570864 GHISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Price US Large Cap Equity BANK OF AMERICA CORP CITIGROUP INC NEW PROSHARES TRUST 060505-10-4 BAC 32.72 172967-42-4 C 13.63 ULTRASHORT S&P500 74347R-88-3 SDS PROSHARES TRUST SCHLUMBERGER LTD Total US L
ed at the end of this statement package for important information relating to each J.P.Morgan account(s). Page 3 6 9 10 R 16 17 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2012, JPMS LLC's net capital of $11.8 bil
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AINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Equity Detail Price US Large Cap Equity APACHE CORP 037411-10-5 APA BANK OF AMERICA CORP CITIGROUP INC NEW SCHLUMBERGER LTD SPDR S&P 500 ETF TRUST Total US Large Cap Equity 060505-10-4 BAC 48.51 172967-42-4 C 88.36 806857-10-8 SLB 168.01 7846
. 1 EFTA01566502 Change In Value 47,091.07 0.00 116,985.01 14,520.29 5,740.37 $184,336.74 Start on Page 4 38 43 56 71 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 bil
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.60 0.68% Page 4 of 53 EFTA01570370 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 3/31/12 Price US Large Cap Equity BANK OF AMERICA CORP CITIGROUP INC NEW 060505-10-4 BAC 36.55 172967-42-4 C PROSHARES ULTRASHORT S&P 500 PROSHARES TRUST SCHLUMBERGER LTD Total US Large Cap Equity 74347R-88-3 S
cated at the end of this statement package for important information relating to each J.P.Morgan account(s). Page 2 4 8 9 15 16 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2011, JPMS LLC's net capital of $11.1
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2 mentions1 same-page
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riginal Cost Accrued Div. US Large Cap Equity BANK OF AMERICA CORP 060505-10-4 BAC 8.83 944.000 8,335.52 10,148.85 (1,813.33) 37.76 0.45% CITIGROUP INC NEW 172967-42-4 C 32.72 358.000 11,713.76 14,048.52 (2,334.76) 14.32 0.12% PROSHARES TRUST ULTRASHORT S&P500 74347R-88-3 SDS 13.63 27.60
ssets 16 Online access www.jpmorganonline.com Portfolio Activity 17 C HISLA IN E MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30. 2012, JPMS LLC's net capital of $11.8 bil
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riginal Cost Accrued Div. US Large Cap Equity BANK OF AMERICA CORP 060505 10 4 BAC 12.18 944.000 11,497.92 10,148.85 1,349.07 37.76 0.33% CITIGROUP INC NEW 172967.42-4 C 44.24 358.000 15,837.92 14,048.52 1,789.40 14.32 0.09% SCHLUMBERGER LTD 806857-10-8 SIB 74.89 113.000 8,462.57 9,524.
disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). J.P. Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements Al December 31, 2012, JPMS LLC's net capital of $13.5
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Mutual Connections (105)
Entities connected to both CITIGROUP INC and J.P. Morgan Securities LLC's
JPMorgan Chase
ORGANIZATION19 w/ CITIGROUP·77 w/ J.P.
Net Capital Requirements
ORGANIZATION5 w/ CITIGROUP·76 w/ J.P.
Ghislaine Maxwell
PERSON32 w/ CITIGROUP·43 w/ J.P.
Securities Investor Protection Corporation
ORGANIZATION15 w/ CITIGROUP·46 w/ J.P.
the Internal Revenue Service
ORGANIZATION11 w/ CITIGROUP·50 w/ J.P.
Newark
LOCATION8 w/ CITIGROUP·48 w/ J.P.
Nassau
LOCATION9 w/ CITIGROUP·32 w/ J.P.
JB
Jason Bell
PERSON15 w/ CITIGROUP·25 w/ J.P.
Paul Morris
PERSON8 w/ CITIGROUP·31 w/ J.P.
Bank of America
ORGANIZATION19 w/ CITIGROUP·18 w/ J.P.
CITIGROUP CAPITAL XIII
ORGANIZATION17 w/ CITIGROUP·17 w/ J.P.
RIO TINTO PLC
ORGANIZATION19 w/ CITIGROUP·13 w/ J.P.
FDIC
ORGANIZATION4 w/ CITIGROUP·26 w/ J.P.
JG
Jason Grosse
PERSON3 w/ CITIGROUP·27 w/ J.P.
Global Access Portfolios
ORGANIZATION11 w/ CITIGROUP·16 w/ J.P.
SCHLUMBERGER LTD
ORGANIZATION17 w/ CITIGROUP·8 w/ J.P.
HSBC FINANCE CORP
ORGANIZATION13 w/ CITIGROUP·12 w/ J.P.
GENERAL MOTORS CO CV
ORGANIZATION7 w/ CITIGROUP·16 w/ J.P.
Barclays
ORGANIZATION14 w/ CITIGROUP·9 w/ J.P.
SPDR GOLD TRUST
ORGANIZATION11 w/ CITIGROUP·12 w/ J.P.