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red on 05/31/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes fo be reliable. but Deutsche Bank Securities lnc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and co
From: Sent: To: CC: osullivan 5/31/2018 4:23:38 PM Paul Barrett Davide-A Sferrazza I; 'Richard Kahn' I Joshua Shoshan • Stewart Oldfield ; Martin Zeman Subject: Trade Details --> 5/31/2018 (Cl Classification: Confidential Paul, In Haze: You sold 5,045 shares of C 5.8% Ser C Pref at 25.1654. The
CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154 Securities offered through Deutsche Bank Securities lnc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065114 CONFIDENTIAL SDNY_GM_00211298 EFTA01371643
017 3:24:16 PM To: Bradley Gillin CC: Stewart Oldfield Subject: meeting notes - Southern Financial ; Cynthia Rodriguez DB — Stewart Oldfield, Martin Zeman Southern Financial — Paul Barrett, Alpha Group Capital Discussed ISDA setup for SF and SIC Discussed more complex FX strategies that Martin can of
red on 08/03/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities lnc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and co
From: Liam Osullivan Sent: 8/3/2018 11:49:59 AM To: Paul Barrett CC: Martin Zeman Subject: CDR / PLN [C] Attachments: Authorization_for_Non_USD_Wires_PLN.pdf : Davide-A Sferrazza ; Stewart Oldfield Richard Kahn Classificatio
pared on 08/13/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities lnc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please referee your official account statements and co
a Shoshan Re: Indications (C) ; Stewart Oldfield Paul Barrett Alpha Group Capital LLC 142 W 571' Street, Floor. New York, NY 10019 (o) (c) ; Martin Zeman I Xavier Avila On Aug 13, 2018, at 12:48 PM, Liam Osullivan < > wrote: Classification: Confidential Update: 4mm RBS Float PERP 780097AU5 - 94.5
epared on 08/16/2018 Source: Pershing NetX 360 Unofficial trade confinnalons use information from sources that the firm believes to be reliable, but Deutsche Bank Securities lnc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and co
From: Liam Osullivan Sent: 8/16/2018 4:05:23 PM To: Paul Barrett [ CC: Martin Zeman Stewart Oldfield Subject: Trade Details 8/16/2018 [C] Classification: Confidential Paul, Richard Kahn • Xavier Avila I I You sold 1mm RBS Pref
e hear anything back? The client is asking questions and we have no clear answers or timeframe to give him. Thanks Xavier Avila Managing Director Deutsche Bank Securities From: GM ACO Date: Thursday, Mar 01, 2018, 15:09 To: Xavier Avilan>, lain Macara 48111.11111Willf. Rita Shwynberg Man Patel , Mathew Negus GM
ita Shwynberg Man Patel , Mathew Negus GM ACO Cc: Nina Tona >, Alastair Mackinla , Davide-A Sferrazza Classification. For Internal use only , Martin Zeman Hi Xavier I've reached out to Central Mercury to find out the CIB colour - I will update as soon as I hear back. Kind regards, <image002.png> Mo
e hear anything back? The client is asking questions and we have no clear answers or timeframe to give him. Thanks Xavier Avila Managing Director Deutsche Bank Securities CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052211 CONFIDENTIAL SDNY_GM_00198395 EFTA01362672
nt: 02 Marc To: GM ACO < ; lain Macara Rita Shteynberg • • Jitan Patel Mathew Negus Cc: Nina Tona Alastair Mackinlay vi - Sferrazza u e : Martin Zeman Thanks Monica, did we hear anything back? The client is asking questions and we have no clear answers or timeframe to give him. Thanks Xavier Avil
e hear anything back? The client is asking questions and we have no clear answers or timeframe to give him. Thanks Xavier Avila Managing Director Deutsche Bank Securities From: GM ACO < > Date: Thursday, Mar 01, 2018, 15:09 To: Xavier Avila GM ACO Davide-A Sferrazza , Alastair Mackinlaa, Marlin Zeman Cc: Nina T
To: GM ACO c lain Macara a Rita Shteynberg Jitan Patel a Mathew Negus Cc: Nina Tona Alastair Mackinlay < ; Martin Zeman < ~; Davide-A Sferrazza Subject: RE: SF [II Thanks Monica, did we hear anything back? The client is asking questions and we have no clear answer
Entities connected to both Deutsche Bank Securities and Martin Zeman

Martha Stewart
PERSON
Stewart Oldfield
PERSONXavier Avila
PERSONDavide Sferrazza
PERSONNina Tona
PERSONLiam Osullivan
PERSON
Paul Barrett
PERSON
Richard Kahn
PERSONKCP Americas
ORGANIZATION
Ghislaine Maxwell
PERSON
Jeffrey Epstein
PERSONRita Shteynberg
PERSONPatel
PERSONMacara
LOCATIONGM ACO
ORGANIZATIONDarren Indyke
PERSONMonika Valantiejute
PERSONWinchester House
ORGANIZATION
Marc Rich
PERSON
Deutsche Bank
ORGANIZATION