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s BLATANTLY my information. SEC/FINRA/ AND the SEC. I filed an IRS TCR based on my SEC TCR attached. In April 2016, 2 IRS CI Agents: VIKAS Arora and Nathan Sarnacki flew to Denver from Chicago to meet with me. I believe they were blown away. Then came the UBS complaint. As a follow up to our meeting, they wante
sed by me with Robin Traxler at FINRA. HOW is it possible that the SEC OWB didn't share my information with SEC investigators? Current SEC OWB Chief Norberg was previously an assistant to then OWB Chief McKessy. WHO ultimately executed the trades cited in the FINRA Opco complaint? Further, the SEC Gibr
s BLATANTLY my information. SEC/FINRA/ AND the SEC. I filed an IRS TCR based on my SEC TCR attached. In April 2016, 2 IRS CI Agents: VIKAS Arora and Nathan Sarnacki flew to Denver from Chicago to meet with me. I believe they were blown away. Then came the UBS complaint. As a follow up to our meeting, they wante
sed by me with Robin Traxler at FINRA. HOW is it possible that the SEC OWB didn't share my information with SEC investigators? Current SEC OWB Chief Norberg was previously an assistant to then OWB Chief McKessy. WHO ultimately executed the trades cited in the FINRA Opco complaint? Further, the SEC Gibr
NCEN in the complaint. SEC enforcement/SEC NY had my information well in advance of the complaint being filed. AND 2 IRS CI Agents: Vikas Arora and Nathan Sarnacki flew to Denver from Chicago to meet with me in April 2016. The SEC LA had no jurisdiction. UBS San Diego: K2 was a canard to deny my award. There we
t and egregious lie for several reasons detailed by me. Not just impossible. But: ILLEGAL OpCo implicates NITE and UBS. This is why the corrupt OWB: Norberg denied my UBS award application as well: my information. UBS was NEVER in compliance with the terms of the cross border Do.' DPA when they dropped
s BLATANTLY my information. SEC/FINRA/ AND the SEC. I filed an IRS TCR based on my SEC TCR attached. In April 2016, 2 IRS CI Agents: VIKAS Arora and Nathan Sarnacki flew to Denver from Chicago to meet with me. I believe they were blown away. Then came the UBS complaint. As a follow up to our meeting, they wante
whistleblower information within the SEC. A whistleblower has no way of knowing WHO at the SEC is working on a case. Further, despite my request for Norberg to produce the entirety of my extensive record with the SEC, she failed to do so. What was the denial in Opco based on? The SEC, Clayton, Handler,
Entities connected to both Nathan Sarnacki and Norberg
Chris Dilorio
PERSONMcKessy
PERSON
Jared Kushner
PERSONBerger
PERSONBerger Montague
ORGANIZATIONNewLead
ORGANIZATION
J. Robert Oppenheimer
PERSON
Donald Trump
PERSON
Bernie Madoff
PERSONRobin Traxler
PERSON
Gibraltar
LOCATIONJaney
PERSONCeresney
PERSONDan Coleman
PERSON
Michael Milken
PERSON
Clayton
LOCATIONJefferies
ORGANIZATIONKeener
PERSONCarl Hoecker
PERSON
Julie K. Brown
PERSON