a Rodriguez Sent: 9/6/2017 10:42:15 AM To: Daphne Cales Subject: RE: Per your request Classification: For internal use only Wowww I only have Jefferies relationship left to do?!!!! This is awesome!! Since the Jefferies accounts are layered, I'm updating the following: KYC Case Customer Name 18209

t: RE: Per your request Classification: For internal use only Wowww I only have Jefferies relationship left to do?!!!! This is awesome!! Since the Jefferies accounts are layered, I'm updating the following: KYC Case Customer Name 1820918 JCP Partners IV, LLC 1820918 JCP IV QP, LLC 1821890 Jefferi

YT employee. If you are receiving this email in connection with a primary offering, the person sending the email is acting in his/her capacity as a Jefferies employee. Jefferies and JHYT archives and monitors outgoing and incoming e-mail.The contents of this email, including any attachments, are confiden

. i have no interest Forwarded message From: Date: Fri, Mar 23, 2012 at 5:07 PM Subject: Fw: F. To: Jeffrey Epstein <jeevacation®gmail.com> Jefferies guy re Ferrous Iron Ore deal. Distressed sale from Harbinger Hedge Fund. Original Message From: Paul Voigt To: Subject: Re: F. Sent: 23 Mar 20

are receiving this email in connection with a primary offering, the person sending the email is acting in his/her capacity as a Jefferies employee. Jefferies and JHYT archives and monitors outgoing and incoming e-mail.The contents of this email, including any attachments, are confidential to the ordinary

HYT employee. If you are receiving this email in connection with a primary offering, the person sending the email is acting in his/her capacity as a Jefferies employee. Jefferies and JHYT archives and monitors outgoing and incoming e-mail.The contents of this email, including any attachments, are confiden

hich was redeemed in May 2005, and is currently responsible for managing Victoria Falls CLO, Summit Lake CLO and Diamond Lake CLO. Prior to joining Jefferies, he was a Managing Director of Trust Company of the West ("TCW"). He joined TCW in 1996 as a high yield bond portfolio manager in TCW's Leveraged Fi

execution in equity, high yield and international securities for institutional investors and high net worth investors. Jefferies & Company. Inc. ("Jefferies") is the principal operating subsidiary of Jefferies Group. As of September 30, 2006. Jefferies Group employed over 2.200 employees in offices world

JIM employee. If you arc receiving this email in connection with a primary offering, the person sending the email is acting in his/her capacity as a Jefferies employee. Jefferies and JHYT archives and monitors outgoing and incoming e-mail: The contents of this email. including any attachments, are confiden

arc receiving this email in connection with a primary offering, the person sending the email is acting in his/her capacity as a Jefferies employee. Jefferies and JHYT archives and monitors outgoing and incoming e-mail: The contents of this email. including any attachments, are confidential to the ordinary

From: Ike Groff To: ceGrof n"W " ,"LesleyGroff Cc: Ike Groff <MI > Subject: FW: Hedge Fund Alert - 1/22/14 Story about Tourmaline and Jefferies Date: Wed, 22 Jan 2014 14:45:49 +0000 Attachments: hfa012214.pdf Attached is your latest issue of Hedge Fund Alert. Among this week's headlines..

unches Global-Macro Operation * Cyrus Closes Subscription Window For customer service, please e-mail us at [email protected]. Or call 201-659-1700. Jefferies archives and monitors outgoing and incoming e-mail. The contents of this email, including any attachments, are confidential to the ordinary user of

Fwd: F. Date: Mon, 23 Apr 2012 20:46:42 +0000 Ferrous Resources of Brazil, distressed sale of shares held by Harbinger Hedge Fund, sale managed by Jefferies Begin forwarded message: From: Paul Voigt Subject: RE: F. Date: 23 April 2012 21:40:12 GMT+01:00 To: David Stem <I There are roughly 40mm shar

YT employee. If you are receiving this email in connection with a primary offering, the person sending the email is acting in his/her capacity as a Jefferies employee. Jefferies and JHYT archives and monitors outgoing and incoming e-mail.The contents of this email, including any attachments, are confiden

hich was redeemed in May 2005, and is currently responsible for managing Victoria Falls CLO, Summit Lake CLO and Diamond Lake CLO. Prior to joining Jefferies, he was a Managing Director of Trust Company of the West ("TCW"). He joined TCW in 1996 as a high yield bond portfolio manager in TCW's Leveraged Fi

execution in equity, high yield and international securities for institutional investors and high net worth investors. Jefferies & Company. Inc. ("Jefferies") is the principal operating subsidiary of Jefferies Group. As of September 30, 2006. Jefferies Group employed over 2.200 employees in offices world

rades NFLX (buy), Citi upgrades SRPT, CS upgrades FB ••• GS initiates HIVEJTVVOU (buy) & upgrades SMLP/NCLH (buy), Imperial initiates VRNS (op) ••• Jefferies initiates AKRX/ANAC/PRGO/XNPT (buy), JMP initiates HIVE (mp) ••• Jefferies assumes NKTR/PCRX/SHPG/SLXP/TEVANRX (buy) & AGN/SGNT/SUPN (hold) ••• KBW

TVVOU (buy) & upgrades SMLP/NCLH (buy), Imperial initiates VRNS (op) ••• Jefferies initiates AKRX/ANAC/PRGO/XNPT (buy), JMP initiates HIVE (mp) ••• Jefferies assumes NKTR/PCRX/SHPG/SLXP/TEVANRX (buy) & AGN/SGNT/SUPN (hold) ••• KBW upgrades LION, Raja initiates ERIC (mp), Roth initiates GSVC (buy) ••• Sti

/TWNT (mp), DB upgrades EFX (buy), Leerink downgrades MDCO • Raja initiates GBDC/HAFC (op), Vertical initiates DMRC (buy), RBC initiates PCL (op) • Jefferies upgrades EFX/EIX (buy), JPM upgrades GOGO/BWP, Longbow initiates NCLH (buy) • Piper assumes SNDK (ow) & upgrades RALY, RBC upgrades AA & cuts SO, Ra

upgrades CMO, CS upgrades AXA, Kaufman reinstates EBAY (buy) Key Research: Cowen lowers estimates NVDA, Susquehanna raises target & estimates MRX, Jefferies upgrades WPRT (buy) Reporting Pre-Open: MON, MSM Reporting Post-Close: BBBY, APOG, BLVD, NAUH, OCNF, PBY, RELL, RT, SMSC, WDFC Economic Data: MBA

ces KFT estimates, Sterne Agee initiates DDS (buy), Madison Williams downgrades FST/IOC Key Research: Wells initiates R (op) & raises DE estimates, Jefferies downgrades WMS & initiates ITYBY/REMYF (hold) & BTI/DEO (buy) Key Research: Roth initiates ONCC (buy), Piper initiates AVII (ow), SocGen initiates

741) files $10.7M IPO through Cuttone & Co and Axiom Capital US Key Research: ••• GS downgrades EGP, Evercore upgrades FRT (buy) & downgrades PEB, Jefferies initiates SCVL/BWS (hold) ••• JMP initiate HDP (op), RBC upgrades ARMK, Longbow downgrades WDC, Roth initiates WATT (buy) ••• Nomura, DB, JPM, GS i

downgrades M, Baird downgrades VZ, CS upgrades LHCG, ▪ Drexel Hamilton initiates LDOS (hold), Guggenheim initiates FITB/KEY (buy) and HBAN (neut) ▪ Jefferies initiates NDRM (buy) & downgrades NBR/Oll/SLB/CBST, KBW downgrades SEIC • JPM initiates ALL/AON/MMC (ow) and ACE/PGR/TRV (neut) and CB/UW (uw) & dow

arcap upgrades LNC & downgrades RGA, GS upgrades GPC and SFUN (buy) • Imperial upgrades ZBRA/GDP and initiates SBGL (op), RBC initiates ATEN (op) • Jefferies upgrades UNFI (buy) and initiates HLT (hold), Nomura upgrades GHL & cuts MSI EFTA00370916 • Raja initiates NMBL (op), Baird initiates LPI (op), UB

ARCB (buy) & cuts SNCR • Longbow downgrades BWLD & upgrades KMT, Piper downgrades PACB Europe Key Research: ••• Liberum upgrades SDF GY & ICL IT, Jefferies initiates SRG IM (buy), Citi downgrades G IM (sell), Barcap downgrades CCH LN • Alpha Value downgrades SWEDA SS, Berenberg initiates IFX GY (buy) &

FOE (buy) Key Research: Atlantic upgrades MOS, JPM downgrades SMG, Janney upgrades CRAI (buy), Piper upgrades RDN Key Research: JPM upgrades NVTL, Jefferies upgrades FST (buy), Bofa reinstates ADI (buy), Auriga assumes NVDA (buy) Key Research: Bofa upgrades AAT/FRT/TCO (buys) & downgrades DDR/KIM/REG R

OSUR IPO's (filed/priced): N/A Key Research: UBS initiates AAPL (buy $740pt) and EMC (buy) & downgrades SYT/DUK, BMO downgrades SUI Key Research: Jefferies downgrades HMSY/AGP, Stifel downgrades HGG, Wells initiates VPHM (mp) and REXX (op) Key Research: Susquehanna initiates NXPI (neut), JMP initiates

ege. Paul Tuan, Managing Director, has over 10 years of investment banking and entrepreneurial experience and worked for firms including White Oak. Jefferies, Bank of America Merrill Lynch, MVP Capital, and US Bancorp. His experience includes mergers and acquisitions, capital raises, public bond offerings

Seed Equity Ventures, Utah- based Venture Capital firm • Sr. Director of Investments and at PwC • Technology investment banker - Deutsche Bank and Jefferies USC Marshall pwc Jefferies Deutsche Bank NASDAQ Private Market 8 EFTA00292408 Team Paul Tuan Managing Director > $10 billion of capital rai