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Ceresney
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301
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200
Documents
219
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Refers to Andrew Ceresney, former SEC Director of Enforcement (previously at Debevoise), referenced in SEC whistleblower complaints
Andrew Ceresney appears in the Epstein files as the subject of allegations in emails claiming conflicts of interest during his tenure as SEC Enforcement Director (2013-2016), particularly regarding his prior work at law firm Debevoise & Plimpton representing entities that later faced SEC enforcement actions.
Ceresney is mentioned repeatedly in what appear to be emails making accusations about regulatory conflicts of interest. The documents allege that before joining the SEC, Ceresney and then-SEC Chair Mary Jo White worked at Debevoise & Plimpton representing UBS and other entities, and question whether this created conflicts when the SEC later pursued cases involving those entities. One recurring allegation involves Debevoise providing a 'fairness opinion' for a NewLead transaction involving backdated documents. Another mentions a 2015 SIFMA speech where Ceresney expressed shock at broker-dealers filing zero or one Suspicious Activity Report (SAR). These mentions appear to be part of broader allegations about SEC enforcement practices rather than any direct connection to Jeffrey Epstein himself.
Key Highlights
- •All mentions appear to be in emails making allegations about SEC enforcement conflicts of interest, not evidence of any relationship with Epstein
- •Documents reference Ceresney's role as SEC Enforcement Director (2013-2016) and his prior work at Debevoise & Plimpton law firm
- •Recurring themes include allegations about UBS representation, NewLead fairness opinions, and broker-dealer SAR filing practices
- •No flight logs, personal correspondence with Epstein, or direct interactions indicated in the provided mentions
- •Ceresney appears as a regulatory figure being criticized in what seem to be complaint or advocacy emails
Frequently Asked Questions
Related Links
Document Mentions (20 of 200)
EFTA00070998.pdf (email 18: Fw: Formal appeal for preliminary denial covered action 2015)
2 mentionsEFTA00070998_email_018
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
EFTA00065103.pdf (email 15: Fw: Formal appeal for preliminary denial covered action 2015)
2 mentionsEFTA00065103_email_015
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
EFTA00071140.pdf (email 18: Fw: Formal appeal for preliminary denial covered action 2015)
2 mentionsEFTA00071140_email_018
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
Sponsored
EFTA00071284.pdf (email 23: Fw: Formal appeal for preliminary denial covered action 2015)
2 mentionsEFTA00071284_email_023
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
EFTA00091093.pdf (email 17: Fw: Formal appeal for preliminary denial covered action 2015)
2 mentionsEFTA00091093_email_017
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
EFTA00087400.pdf (email 17: Fw: Formal appeal for preliminary denial covered action 2015)
2 mentionsEFTA00087400_email_017
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
Sponsored
EFTA00069421.pdf (email 22: Fw: Formal appeal for preliminary denial covered action 2015)
2 mentionsEFTA00069421_email_022
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
EFTA00069571.pdf (email 18: Fw: Formal appeal for preliminary denial covered action 2015)
2 mentionsEFTA00069571_email_018
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
EFTA00093702.pdf (email 18: Fw: Formal appeal for preliminary denial covered action 2015)
2 mentionsEFTA00093702_email_018
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
Sponsored
EFTA00072751.pdf
2 mentionsEFTA00072751
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
onship. 1 of the Hanover/Magna entities was Gibraltar/Hanover. Somehow omitted from the SEC OpCo/Gibraltar complaint. In NewLead, then SEC White and Ceresney firm Debevoise did a "fairness opinion" of a Russian Nickel wire transaction where the NewLead CEO had back dated documents. That has been expunged
EFTA00070043.pdf (email 18: Fw: Formal appeal for preliminary denial covered action 2015)
2 mentionsEFTA00070043_email_018
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
EFTA00093864.pdf (email 18: Fw: Formal appeal for preliminary denial covered action 2015)
2 mentionsEFTA00093864_email_018
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
Sponsored
EFTA00069716.pdf (email 18: Fw: Formal appeal for preliminary denial covered action 2015)
2 mentionsEFTA00069716_email_018
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
EFTA00072364.pdf
2 mentionsEFTA00072364
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
onship. 1 of the Hanover/Magna entities was Gibraltar/Hanover. Somehow omitted from the SEC OpCo/Gibraltar complaint. In NewLead, then SEC White and Ceresney firm Debevoise did a "fairness opinion" of a Russian Nickel wire transaction where the NewLead CEO had back dated documents. That has been expunged
EFTA00071966.pdf (email 18: Fw: Formal appeal for preliminary denial covered action 2015)
2 mentionsEFTA00071966_email_018
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
Sponsored
EFTA00070202.pdf (email 16: Fw: Formal appeal for preliminary denial covered action 2015)
2 mentionsEFTA00070202_email_016
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
EFTA00080676.pdf (email 18: Fw: Formal appeal tor preliminary denial covered action 2015)
2 mentionsEFTA00080676_email_018
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
EFTA00070362.pdf (email 19: Fw: Formal appeal for preliminary denial covered action 2015)
2 mentionsEFTA00070362_email_019
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
Sponsored
EFTA00072134.pdf (email 14: Fw: Formal appeal for preliminary denial covered action 2015)
2 mentionsEFTA00072134_email_014
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
EFTA00082825.pdf (email 15: Fw: Formal appeal for preliminary denial covered action 2015)
2 mentionsEFTA00082825_email_015
the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last 10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of shares
leman ran Equities at UBS during the massive REG Sho violations as well as the cross border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the SEC 2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in w
Sponsored
Connected Entities(20 of 219)
RT
Robin Traxler
PersonDOJ prosecutor, referenced in Epstein case oversight documents
200 docs200 co-mentions
Gibraltar
LocationBritish overseas territory on the coast of Spain
200 docs200 co-mentions
NewLead
OrganizationNER artifact: company or system name extracted from documents
200 docs200 co-mentions
J. Robert Oppenheimer
PersonAmerican theoretical physicist, scientific director of the Manhattan Project (1904-1967)
200 docs200 co-mentions
Jared Kushner
PersonAmerican businessman and real estate investor (born 1981)
200 docs200 co-mentions
DC
Dan Coleman
PersonPerson referenced in documents
200 docs200 co-mentions
Bernie Madoff
PersonBernie Madoff, American financier convicted of the largest Ponzi scheme in history, frequently referenced alongside Epstein in documents
200 docs200 co-mentions
MC
McKessy
PersonRefers to Sean McKessy, former SEC Office of the Whistleblower chief, referenced in SEC whistleblower complaints
200 docs200 co-mentions
CD
Chris Dilorio
PersonIndividual referenced in Epstein documents
200 docs200 co-mentions
Berger Montague
OrganizationPhiladelphia-based plaintiffs class action law firm
198 docs198 co-mentions
BE
Berger
PersonSurname reference to multiple individuals: Bill Berger (victims attorney), Yvonne Berger (Brad Wechsler associate), and references in SEC whistleblower complaints
198 docs198 co-mentions
George W. Bush
PersonPresident of the United States from 2001 to 2009
137 docs137 co-mentions
KE
Keener
PersonRefers to Justin W. Keener (JMJ Financial), SEC enforcement target in penny stock fraud cases
137 docs137 co-mentions
Justin Trudeau
Person23rd prime minister of Canada from 2015 to 2025
137 docs137 co-mentions
JK
Justin W. Keener
PersonDOJ attorney, referenced in Epstein case prosecution documents
137 docs137 co-mentions
JMJ Financial
OrganizationFinancial services company (JMJ Financial)
136 docs136 co-mentions
JA
Janey
PersonRefers to Janey, an SEC Office of the Whistleblower staff member repeatedly addressed in SEC whistleblower complaint emails
129 docs129 co-mentions
JF
Jared Fishman
PersonDOJ prosecutor in the Epstein case
106 docs106 co-mentions
the Securities and Exchange Commission
OrganizationU.S. Securities and Exchange Commission
105 docs105 co-mentions
Magnum d'Or
OrganizationInvestment entity referenced in documents
103 docs103 co-mentions