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for Anti-Money Laundering Failures I FinCEN.gov WASHINGTON—The Financial Crimes Enforcement Network (FinCEN) today announced an assessment against UBS Financial Services, Inc. (UBSFS) for willful violations of the Bank Secrecy Act (BSA).. FinCEN assessed a $14.5 million civil money penalty, of which $5 million will be paid
after the so called August 1 2012 "trading glitch" The IMDS "glitch". The naked short trading activity in IMDS by NITE and UBSS was massive. See my Knight/UBS TCR I caught them. Here's still MORE irrefutable proof of the veracity of my claims: SEC allowed 2 barred individuals: Schwartz/Linda Grable to e
2 mentions1 same-page
Page ?Same page
for Anti-Money Laundering Failures I FinCEN.gov WASHINGTON—The Financial Crimes Enforcement Network (FinCEN) today announced an assessment against UBS Financial Services, Inc. (UBSFS) for willful violations of the Bank Secrecy Act (BSA).. FinCEN assessed a $14.5 million civil money penalty, of which $5 million will be paid
after the so called August 1 2012 "trading glitch" The IMDS "glitch". The naked short trading activity in IMDS by NITE and UBSS was massive. See my Knight/UBS TCR I caught them. Here's still MORE irrefutable proof of the veracity of my claims: SEC allowed 2 barred individuals: Schwartz/Linda Grable to e
2 mentions1 same-page
Page ?Same page
for Anti-Money Laundering Failures I FinCEN.gov WASHINGTON—The Financial Crimes Enforcement Network (FinCEN) today announced an assessment against UBS Financial Services, Inc. (UBSFS) for willful violations of the Bank Secrecy Act (BSA).. FinCEN assessed a $14.5 million civil money penalty, of which $5 million will be paid
after the so called August 1 2012 "trading glitch" The IMDS "glitch". The naked short trading activity in IMDS by NITE and UBSS was massive. See my Knight/UBS TCR I caught them. Here's still MORE irrefutable proof of the veracity of my claims: SEC allowed 2 barred individuals: Schwartz/Linda Grable to e
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Mutual Connections (203)
Entities connected to both UBS Financial Services, Inc. and Knight/UBS
CD
Chris Dilorio
PERSON22 w/ UBS·15 w/ Knight/UBS
Supreme Court
ORGANIZATION20 w/ UBS·15 w/ Knight/UBS
Berger Montague
ORGANIZATION22 w/ UBS·13 w/ Knight/UBS
NO
Norberg
PERSON22 w/ UBS·9 w/ Knight/UBS
PA
Pasquinelli
PERSON22 w/ UBS·9 w/ Knight/UBS
Donald Trump
PERSON21 w/ UBS·8 w/ Knight/UBS
DB
Dick Best
PERSON18 w/ UBS·9 w/ Knight/UBS
GE
Gensler
PERSON17 w/ UBS·9 w/ Knight/UBS
BE
Berger
PERSON22 w/ UBS·3 w/ Knight/UBS
NS
Nate Sarnacki
PERSON22 w/ UBS·3 w/ Knight/UBS
The Financial Crimes Enforcement Network
ORGANIZATION22 w/ UBS·3 w/ Knight/UBS
Arena/Bradly
ORGANIZATION22 w/ UBS·3 w/ Knight/UBS
Opco Denial
LOCATION22 w/ UBS·3 w/ Knight/UBS
Abraham Lincoln
PERSON22 w/ UBS·3 w/ Knight/UBS
AP
al acknowledge Parallax
PERSON22 w/ UBS·3 w/ Knight/UBS
FinCEN
ORGANIZATION22 w/ UBS·3 w/ Knight/UBS
KN
Knowles
PERSON22 w/ UBS·3 w/ Knight/UBS
Goldman Sachs
ORGANIZATION22 w/ UBS·3 w/ Knight/UBS
VA
Vikas Arora
PERSON22 w/ UBS·3 w/ Knight/UBS
KG
Kevin Goodman
PERSON22 w/ UBS·3 w/ Knight/UBS