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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 20 02
Boa 1778. Baltimore. MO 2t203 M essages (continued) Deshoe Um Power...in mymitnent Mann. teem. 6 ,0.1) ontsciv sem sm. cies M. Now TM Clio, HS Pia Asa. loth I tom Rem *A NY 101M Statement Period: 1210112014 • 12/3112014 $75,000 3 $150.000 6 $50.000 2 $25.000 $25.000 $75,000 3 In brief,
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City, New Jersey 07399; Page 20 of 2
,000.000 Total Preferred Stocks 19 3820 20.1250 Dean (Wit • onin "mai h....vie,. Marais Conran Gomp ontscip opt Stwtoes 4%. Mow brit 011ie HS Pia Asa. loth I ber Parredeet WY 101M Cod Basis Market Price 24.00080 19.1700 Security Identifier: TW TR CLSIR 901841102 39.000 00 45.1900 629,406,
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Account Num
& Wealth Management P.O. Boa 1778, Balamoro, MD 21203 DNS, ' Um PrmalP *man P......enan rivets <Dom. G.ouo IXMUM ML Sew Oa W. Mat *4 011ie HS Pia Asa. nth I bet Portfolio at a Glance Account Number: Statement Period: 1110112015 - 1113012015 This Period Year-to-Data SOUTHERN FINANCIAL LLC Beg
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing U.C. Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page Is of
P.O. Box 1778, Balamore. MD 21203 Portfolio Holdings (continued) Dests4,e Um Poet. wean mvvrnent mavens tonna onts8,4 ML sectotes Now Mb lao HS Pia Asa. loth NON NY.** NY 101M Statement Period: 0610112/15 - 05/31/2815 Cost Basis on roved income securities may be adjusted for amortization, accretio
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Pap IS of
lth Management P.O. Ow 1778, Bahimore. MD 21203 ()PASO( Sint Pr If Ile WON n manapnerd Mantis Conran Comp otautv sat Mar' 1a ,c. Mn tint Mao MS Pia Asa. nth IM Valuation at a Glance Account Num ber: Statement Period: 01/0112015 -11131!2116 This Period Year-to-Date SOUTHERN FINANCIAL LLC Beginn
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City, New Jersey 07399; (201) 413-33
DB-SDNY-00 10860 EFTA_00 158645 EFTA01290673 Destine e.n. Pnwair Warn lAymienms Marais tonne 6.0..P Deelsch• Sank Sta. hic Mar Teri Olio HS Pia Asa. loth Ike Mrs Ve( NY 101W Portfolio Holdings (continued) Statement Period: 04/0112014 • 04/3012014 P.L.110-343. the Emergency Economic Stabilizat
Entities connected to both the State of New York and Pia Asa

JPMorgan Chase
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Ghislaine Maxwell
PERSONPershing
LOCATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATION
George W. Bush
PERSONJersey City
LOCATION
New York City
LOCATION
Deutsche Bank
ORGANIZATION
FDIC
ORGANIZATION
Samantha Power
PERSONthe Pershing Customer Service Department
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATION
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATION
Kenneth Marra
PERSONClient Service Information
ORGANIZATION
Jeff Sessions
PERSONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION