Epstein Secrets

ta Shteynberg ; Jitan Patel Cc: Alastair Mackinlay Davide-A Sferrazza Mathew Negus Subject: RE: SF [I Mathew Negus Xavier Classification: For Memel use only Martin - Please confirm we don't need SF to be extended for anything else besides credit derivatives and the products already onboarded.

t derivatives as well as convertible bonds. The credit derivatives is a priority and rather urgent. Client is ready to trade. Thanks Martin From: Nina Tona Sent: Monday, March 05, 2018 3:07 PM To: Martin Zeman Zack Bunimovich Avila C; Rita Shteynberg ; Jitan Patel Cc: Alastair Mackinlay Davide-A

avide-A SferrazzM Subject: RE: • "REASSIGN NEEDED*" FW: SOUTHERN FINANCIAL LLC - ONB-10101S5 •• "URGENT** II] Importance: High Classification: For Memel use only Hello Zack, Please advise on the below as I was told they were put on a "red List". Thank you Nina Tona From: Nina Tona Sent: Tuesday,

From: Zack Bunimovich Sent: 2/26/2018 4:44:05 PM To: Nina Tona CC: Rita ShteYnberEil l Davide-A Sferrazza MOIMINOMMEMPI Subject: RE: `•'REASSIGN NEEDED•`•FW: SOUTHERN FINANCIAL LLC ON8-1010155 ••••URGENT`" I

Classification: For Memel use only Good Morning Amber, Please advise on the below. Thank you Nina Tona From: Nina Tona Sent: Friday, December 15, 2017 5:34 PM To: Amber

Classification: For Memel use only Good Morning Amber, Please advise on the below. Thank you Nina Tona From: Nina Tona Sent: Friday, December 15, 2017 5:34 PM To: Amber Davis Cc: Kareen Johnson ; Alastair Mackinlay Subject: RE: SOUTHERN FINANCIAL

teynberg avide-A Sferrazza = u ject: : N NEEDED`•"FW: SOUTHERN FINANCIAL LLC - ONB-10101S5 """URGENT"" [I] Importance: High Classification: For Memel use only Hello Zack. Please advise on the below as I was told they were put on a "red ListTM. Thank you Nina Tona From: Nina Tona Sent: Tuesday

we don't understand why it was put on that list. We reed to make sure the FICA is completed and extended for global credit derivatives. Thank you Nina Tona From: Zack Bunimovich Sent: Monday, February 26, 2018 4:44 PM To: Nina Tona Cc: Rita Shteynberg Davide-A Sferrazza Subject: RE: ***REASSIGN NEE

YC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] • Akash Malhotra ; NCAOTC Derivatives ; Alka Gopala Nina Tona Classification: For Memel use only I would re-book to London if the desk agrees. From: Xavier Avila Sent: Monday, April 16 2018 7:44 AM To: Akash Malhotra Cc: Shawn Stake

To: Mathew Ne s ; Akash Malhotra Cc: Joe Aglione • Ian Salters Nina Tona Pankaj-A Cho•ra ; NCAOTC Derivatives Zeman ; Alka Gopala <a> Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] Shawn