Epstein Secrets

Steps Owner Total In Scope (Clients)* If Completed (Clients) tf Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Regards, Rodrigo Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville,

che Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA n>; Vaishali-P Mehta Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO N/A 1,187 1,147 1,021 404 1,147 391 166 743 756 1,147 271 876 86.02% 35.22

AT 1 1. In Progress 1 Total 125 88 1 3 10 1 1 36 40 289 Week Over Week « OLE Object: Picture (Device Independent Bitmap) » Regards, Rodrigo « OLE Object: Picture (Device Independent Bitmap) » Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Managemen

4. Ready for AML & Bus. Risk Approval 3 Rejected (with Front Office) 8 1 GAT 1 1. In Progress 1 Total 125 88 1 3 10 1 1 36 40 289 Week Over Week « OLE Object: Picture (Device Independent Bitmap) »

HR Client Rernediation Progress fie latwal 10 Arr, zed SucrrortW tahorteffatO: Regards, Rodrigo 04.126/2917 MS/8:7017 • 5115R01? • W19/2017 • 5/261,VIT • 6/2R£17 • 619e2.317 • Ceiati? .bR9n0n • faD/2017 • 7/7,t317 • 7114,13.17 • :Th

elow is the Monday morning deliverable (as of 7/21/17). Let me know if you have any question. Summary KYC Update Steps ; Vaishali-P Submitted to Front Office FO Approved MD Approved Fully Approved (FO) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042237 CONFIDENTIAL SDNY_GM_00 188421

/AFC approval' and just leave 'Completion' data to avoid having a too large graph) HR Client Rentediation Progress •r,IrmiF9/ FyF •c• Regards, Rodrigo Rodrigo Quintero Vice President rt . 7S, AY, ?"," Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400

3. Ready for Office Dir Approval/SMTH 2 2 4. Ready for AML & Bus. Risk Approval 5 5 5. Ready for Compliance Approval 4 4 Rejected (with Front Office) 8 4 1 3 16 LatAm 39 43 22 33 1. In Progress 22 37 18 33 110 2. Ready for Primary Officer Approval 4 2 3 9 3. Ready for Office

KYC cases closed or deemed inactive after submitted to Front Office. Week over week « OLE Object: Picture (Device Independent Bitmap) » Regards, Rodrigo « OLE Object: Picture (Device Independent Bitmap) » Rodrigo Quintero Vice President Deutsche Bank Securities Inc Deutsche Bank Wealth Management

/A 6. Approved N/A 1. In Progress Grand Total 59 19 1 987 1 211 " Does not includes KYC cases closed or deemed inactive after submitted to Front Office. Week over week « OLE Object: Picture (Device Independent Bitmap) » Regards, Rodrigo « OLE Object: Picture (Device Independent Bitmap) » Rodrig