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KYC Date 01946825 Number Name Let me know. PRYTANEE, SOUTHERN FINANCIAL LLC RELATIONSHIP Regards, Sylvia Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas 1 South Street. Baltimore. MD21202-3298 Tel: Mobile: Ema 9/10/2018 US Onshore CONFIDENTIAL - PURSUANT TO FED. R. C
Tel: Mobile cleuischos ealth com Somatic= ofterot through Doutsahc Bank &maniacs Inc. From: Sylvia Escobar Sent: Monday, June 24, 2019 3:11 PM To: Armen Brash Subject: KYC Commen require Hi Armen, Will you be adding a case comment to the below KYC adv
enga, Could you please send me the final account population once you are done with your validation? Thanks Sylvia Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas 1 South Street. 21202.3298 Ballim r M Tel: Mobile: Email From: Gbenga Omosuyi Sent: Monday, December 18, 2017 11:3
s Client Notification ill Hi Gbenga, Could you please send me the final account population once you are done with your validation? Thanks Sylvia Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas 1 South Street. 21202.3298 Ballim r M Tel: Mobile: Email From: Gbeng
oval GMT KYC Date PRYTANEE, I SOUTHERN FINANCIAL 9/10/2018 LLC I RELATIONSHIP Let me know. Regards, Sylvia Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas 1 South Street. Baltimore. MD21202-3298 US Deutsche Bank Trust Onshore Company Americas CONFIDENTIAL - PURSUANT TO
h* Bank Tao Ccmpany Arno ices 385 Park Avouk.1•:cis Yon.. NY 10154 tIcittsclievaealth.cotti SCUISICS of through Ikui•xilic Bank Sccuritidi From: Sylvia Escobar Sent: Monday, June 24, 2019 3:11 PM To: Armen Brash Subject: KYC Comment required Hi Armen, Will you be adding a case comment to the below KYC a
ndicator to N/A and remove the EEA country Let me know if you have any questions. Regards, Sylvia <image001.png> Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas r im r 1 - CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0072970 CONFIDENTIAL SDNY_GM_00219154 EFTA01
Armen Brash Director Deutsche Bank Wealth Management 345 Park Avenue, New York, NY, 10154 Tel Sent from my iPhone On Jun 10, 2019, at 5:57 PM, Sylvia Escobar c > wrote: Hi Armen, Our understanding is that the Primary decision maker for the above resides in the US Virgin Islands and not in the EEA. If c
a Sylvia Escobar vice President Deutsche Bank Securities Inc. Wealth Management-Americas 1 South Street. 21202-3298 Baltimore. MD. USA Tel Mobile: Email: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) D
a Sylvia Escobar vice President Deutsche Bank Securities Inc. Wealth Management-Americas 1 South Street. 21202-3298 Baltimore. MD. USA Tel Mobile: Email: CONF
Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas 1 South Street. 21202-3298 Baltimore. MD. USA Tel: Mobile: Emai CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB
Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas 1 South Street. 21202-3298 Baltimore. MD. USA Tel: Mobile: Emai CONFI
ESZCIUS:hfal Subject: FW: SII Closure (I] Date: Thursday, April 11, 2019 11:55:35 AM Attachments: ima0e003.pn0 Sylvia Escobar Vice President Deutsche Bank Securities Inc. From: Karen Cohen Sent: Thursday, April 11, 2019 11:42 AM To: Sylvia Escobar <II > Subject: SII Closure [I] Classification: For internal use onl
From: %ohm Escobar To: ESZCIUS:hfal Subject: FW: SII Closure (I] Date: Thursday, April 11, 2019 11:55:35 AM Attachments: ima0e003.pn0 Sylvia Escobar Vice President Deutsche Bank Securities Inc. From: Karen Cohen Sent: Thursday, April 11, 2019 11:42 AM To: Sylvia Escobar <II > Subject: SII Cl
r identified by the FO in the KYC? Also, have your KOPs being updated? Thanks for your support. Regards, Sylvia *Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas 1 South Street, 21202-3298 Baltimore, MD, USA Tel: +1 (410) 895-2021 Mobile: +1 Email: EFTA01399155
y, National Association Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400 Jacksonville, Florida 32256 USA Tel. +1(904)645-4411 Email Sylvia Escobar; Janice Franklin RE: EEA Client Notation in dbForce Tuesday, November 27, 2018 5:44:31 PM image002.png image003.png From: Sylvia Escobar Sent:
r identified by the FO in the KYC? Also, have your KOPs being updated? Thanks for your support. Regards, Sylvia *Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas I South Street, 21202-3298 Baltimore. MD. USA Tel: +1 410 895-2021 Mobile: +1 Email: EFTA01399147
From: To: Cc: Janice Franklin Sylvia Escobar Derek St-Hilaire Subject: Date: Attachments: RE: EEA Client Notation in dbForce Wednesday, November 28, 2018 9:20:43 AM image004.png image003
obert-B Chen Subject: Date: Attachments: FW: SII Closure [I] Thursday, April 11, 2019 11:55:35 AM image003.png Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas I South Street. Baltimore, MD21202-3298 Tel: Mobile: Email: From: Karen Cohen Sent: Thursday, April 11 2019 11:42 A
From: To: Sylvia Escobar Robert-B Chen Subject: Date: Attachments: FW: SII Closure [I] Thursday, April 11, 2019 11:55:35 AM image003.png Sylvia Escobar Vice Presiden
Entities connected to both Deutsche Bank Securities Inc. and Sylvia Escobar
Deutsche Bank Trust Company Americas
ORGANIZATION
United States
LOCATION
Jacksonville
LOCATION
Baltimore
LOCATIONJanice Franklin
PERSONArmen Brash
PERSONWealth Management-Americas
ORGANIZATIONSylvia
PERSON
Michael Cohen
PERSONKaren Cohen
PERSONKaren
PERSONJulie Cataudella
PERSONDerek St-Hilaire
PERSONthe Primary Decision Maker
ORGANIZATIONSII Closure
ORGANIZATION