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ADE DATE 02/25/14 27,215.25 (ID: 715684-104) 2/26 Free Delivery RECIOTT BENCICSER GROUP PLC SPONSORED ADR (3.540.000) (60,091.50) TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE 48,749.99 DATE 02/25/14 (ID: 756255-20-4) 2/26 Free Delivery ROYAL DUTCH SHELL PLC ADR TRANSFER TO UBS (400.000) (31,456.00) FINANCIAL
. TRADE DATE 02/25/14 52,917.17 (ID: 826197-50-1) 2/28 Free Delray), SINGAPORE TELECOMMUNICATIONS LTD ADR TRANSFER (1,765.000) (50,743.75) TO UBS FINANCIAL SERVICES INC. TRADE DATE 51,172.92 0225/14 (ID: 82929R-30-4) 2/26 Free Delivery SMITHS GROUP PLC SPONSORED ADR TRANSFER TO UBS (1.575.000) (36,484.88) FINANCIAL
S INC. 48565.02 TRADE DATE 02/2514 (ID: 626188-104) 2/26 Free Delivery NESTLE S A SPONS ADR REPSTG REG SH TRANSFER TO (1,055.000) (79,241.05) UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 73,413.83 (ID: 641069-40-6) 2/26 Free Delivery NIPPON TEL 8 TEL CORP ADR TRANSFER TO UBS (2,210.000) (62,101.00) FINANCIA
C. TRADE DATE 02/25/14 36,270.85 (ID: 453142-10-1) 2/26 Free Delivery KIRIN HOLDINGS COMPANY LTD SPONS ADR TRANSFER (3010.000) (40,108.45) TO UBS FINANCIAL SERVICES INC. TRADE DATE 48,510.86 02/25/14 (ID: 497350404) 2/26 Free Delivery MTN GROUP LTD SPONS ADR TRANSFER TO UBS (2.625.000) (48.470.83) FINANCIAL SERVICES
INC. TRADE DATE 02/25/14 32,227.88 (ID: 088606-10-8) 2/26 Free Delivery BOC HONG KONG HOLDINGS LTD SPONS ADR TRANSFER (556.000) (34271.25) TO UBS FINANCIAL SERVICES INC. TRADE DATE 36,821.52 02/25/14 (ID: 096813-20-9) 2126 Free Delivery BRITISH AMERICAN TOBACCO PLC SPONS ADR TRANSFER (590.000) (62,304.00) TO U
. TRADE DATE 36,821.52 02/25/14 (ID: 096813-20-9) 2126 Free Delivery BRITISH AMERICAN TOBACCO PLC SPONS ADR TRANSFER (590.000) (62,304.00) TO UBS FINANCIAL SERVICES INC. TRADE DATE 82,046.30 02125/14 (ID: 110448-10-7) 2/26 Free Delivery DEUTSCHE TELEKOM AG SPONS ADR TRANSFER TO UBS (4,270.000) (73,593.45) FINANCIAL
RVARD (50,000.000) (52,519.50) UNIV 5% B JUL 15 2032 DID 08103/2005 HELD BY 51,475.19 DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 C 100 TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 57586C-FW-0) 4/2 Free Delivery MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD (50,000.000) (54,802.50) 5% OCT 01 2026
EVOLVING FD (50,000.000) (54,802.50) 5% OCT 01 2026 DID 11/02/2006 HELD BY DTC BOOK 52,883.12 ENTRY ONLY PAR CALL 10/01/2016 ej 100 TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 59455T-PF-3) 4/2 Free Delivery SPDR S&P 500 ETF TRUST TRANSFER TO UBS (1,495.000) (281,433.75) FINANCIAL SERVICES INC. TRAD
RVARD (50,000.000) (52,519.50) UNIV 5% B JUL 15 2032 DID 08/03/2005 HELD BY 51,475.19 DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 Q 100 TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 57586C-FW-0) 4/2 Free Delivery MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD (50,000.000) (54,802.50) 5% OCT 01 2028
EVOLVING FD (50,000.000) (54,802.50) 5% OCT 01 2028 DID 11/02/2006 HELD BY DTC BOOK 52,883.12 ENTRY ONLY PAR CALL 10/01/2016 ej 100 TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 59455T-PF-3) 4/2 Free Delivery SPDR SSP 500 ETF TRUST TRANSFER TO UBS (1,495.000) (281,433.75) FINANCIAL SERVICES INC. TRAD
Entities connected to both UBS Financial Services Inc. and UBS FINANCIAL SERVICES INC. TRADE