Document Mentions (3 shared documents)

EFTA00236813

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nagement Americas • Collaborative partnership within UBS AG. These services are available from and provided by UBS Global Asset Management U.S. and UBS Securities LLC, respectively ' As of June 30, 2014 1837-MAXWELL (SUBS Private and confidential 4 CONFIDENTIAL UBSTERRAMAR00001172 EFTA00236818 Millennium

tive partnership within UBS Wealth Management Americas • Collaborative partnership within UBS AG. These services are available from and provided by UBS Global Asset Management U.S. and UBS Securities LLC, respectively ' As of June 30, 2014 1837-MAXWELL (SUBS Private and confidential 4 CONFIDENTIAL UBSTERRAMAR00001172

EFTA00237111

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EFTA00237123 Trading Activity The vast majority of our exchange-listed securities and over-the-counter orders are executed through our affiliate, UBS Securities LLC—which executes orders as either principal or as agent, depending on the circumstances and type of program involved and receives compensation for tho

ated advisor. • UBS Financial Services Inc. - UBS Agrivest LLC - UBS Alternative and Quantitative Investments LLC - UBS Fund Advisor, LLC - UBS Global Asset Management (Americas) Inc. - UBS Global Asset Management (UK) Ltd. - UBS O'Connor LLC - UBS Realty Investors LLC - UBS Swiss Financial Advicerc AG ITEM

EFTA00237720

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EFTA00237732 Trading Activity The vast majority of our exchange-listed securities and over-the-counter orders are executed through our affiliate, UBS Securities LLC—which executes orders as either principal or as agent, depending on the circumstances and type of program involved and receives compensation for tho