111 1111111111 KS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0001646 EFTA_00015120 EFTA00165898 •eu sc e :an Pri 'a(e \AfeaIth Monogr:mem Institutional Suitability Certificate Affirmative Indisation Of Exercise Of Independent Judgment (Pursuant To FINRA Rule 2111)' In connection

PURSUANT TO FED. R. CRIM. P. 6(e) I:Sla3I)MAN720 EFTA J)00 19590 EFTA00169327 0)4143 N461 oa1811 J46 cosoqg Deutsche Bank pi watt! sivoilitli Monogr:morn rafft OIS N(14.11 ass 114 c.) VS8* O4 015080 IsictCh 01- 6 Ig NVG o14968 PcVn 0.1.070 mun oik 93S N44 ots-cm Institutional Suitability

of UBSFS and Chief Compliance Officer for Fund Advisor ML281837-MAXWELL - 9 - CONFIDENTIAL UBSTERRAMAR00001473 EFTA00237119 DATE OF AcnoN 'Monogr By ALLEGATION DISPOSMON MONETARY SmcnoNs 1 December 12, 2012 FSA, FINMA, CFTC Entity: UBS AG On 19 December 2012, UBS AG entered into sett

of UBSFS and Chief Compliance Officer for Fund Advisor ER305378-MAXWELL - 9 - CONFIDENTIAL UBSTERRAMAR00002097 EFTA00237728 DATE OF AcnoN 'Monogr By ALLEGATION DISPOSMON MONETARY SmcnoNs 1 December 12, 2012 FSA, FINMA, CFTC Entity: UBS AG On 19 December 2012, UBS AG entered into sett