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United States Securities and Exchange Commission
Organization
Also known as:
The Securities and Exchange Commissionthe Securities and Exchange CommissionThe U.S. Securities and Exchange Commission
11
Total Mentions
11
Documents
202
Connected Entities
The United States Securities and Exchange Commission (SEC) is mentioned in the documents, primarily in the context of a $15 million "pump and dump" scheme investigation and a possible inquiry into Jeffrey Epstein's financial activities, specifically regarding his potential failure to register as an investment advisor. The SEC's role is to protect investors, maintain fair markets, and enforce securities laws.
The SEC appears in multiple documents as the plaintiff in a complaint regarding a "pump and dump" scheme. Additionally, the SEC is mentioned in connection to a potential investigation into whether Jeffrey Epstein failed to register as an investment advisor, as required for those managing over $100 million in assets. Some documents contain references to a complaint against the SEC, alleging corruption and failure to protect investors. The mentions appear to be related to legal and financial contexts, with varying degrees of direct involvement.
Key Highlights
- •The SEC is involved in a case concerning a $15 million "pump and dump" scheme.
- •The SEC may have investigated Jeffrey Epstein for potentially failing to register as an investment advisor.
- •The documents contain allegations of corruption against the SEC.
Frequently Asked Questions
Related Links
Books for Further Reading
Perversion of Justice: The Jeffrey Epstein Story
Julie K. Brown
Investigative journalism that broke the Epstein case open
Filthy Rich: The Jeffrey Epstein Story
James Patterson
Bestselling account of Epstein's crimes and network
Relentless Pursuit: My Fight for the Victims of Jeffrey Epstein
Bradley J. Edwards
Victims' attorney's firsthand account
Document Mentions (11)
1 mention
egations: beyond a shadow of a doubt, 100% accurate https://www.sec.gov/litigation/complaints/comp17673.htm Complaint: SEC v. COMPLAINT. Plaintiff United States Securities and Exchange Commission ("Commission") alleges as follows: SUMMARY. 1. This case involves a $15 million "pump and dump" scheme involving the securities of Environmental So
Page: EFTA00009905 →1 mention
egations: beyond a shadow of a doubt, 100% accurate https://www.sec.govilitigationicomplaints/comp17673.htm Complaint: SEC v. COMPLAINT. Plaintiff United States Securities and Exchange Commission ("Commission") alleges as follows: SUMMARY. 1. This case involves a $15 million "pump and dump" scheme involving the securities of Environmental So
Page: EFTA00010311 →1 mention
t, 100% accurate https://www.sec.gov/litigation/complaints/comp17673.htm Complaint: SEC v. EFTA00010714 --- PAGE BREAK --- COMPLAINT. Plaintiff United States Securities and Exchange Commission ("Commission") alleges as follows: SUMMARY. 1. This case involves a $15 million "pump and dump" scheme involving the securities of Environmental So
Page: EFTA00010715 →Sponsored
1 mention
t, 100% accurate https://www.sec.gov/litigation/complaints/comp17673.htm Complaint: SEC v. EFTA00010740 --- PAGE BREAK --- COMPLAINT. Plaintiff United States Securities and Exchange Commission ("Commission") alleges as follows: SUMMARY. 1. This case involves a $15 million "pump and dump" scheme involving the securities of Environmental So
Page: EFTA00010741 →1 mention
egations: beyond a shadow of a doubt, 100% accurate https://www.sec.gov/litigation/complaints/comp17673.htm Complaint: SEC v. COMPLAINT. Plaintiff United States Securities and Exchange Commission ("Commission") alleges as follows: SUMMARY. 1. This case involves a $15 million "pump and dump" scheme involving the securities EFTA00010757 ---
Page: EFTA00010757 →1 mention
egations: beyond a shadow of a doubt, 100% accurate https://www.sec.gov/litigation/complaints/comp17673.htm Complaint: SEC v. COMPLAINT. Plaintiff United States Securities and Exchange Commission ("Commission") alleges as follows: SUMMARY. 1. This case involves a $15 million "pump and dump" scheme involving the securities of Environmental So
Page: EFTA00010777 →Sponsored
1 mention
egations: beyond a shadow of a doubt, 100% accurate https://www.sec.govilitigationicomplaints/comp17673.htm Complaint: SEC v. COMPLAINT. Plaintiff United States Securities and Exchange Commission ("Commission") alleges as follows: SUMMARY. 1. This case involves a $15 million "pump and dump" scheme involving the securities of Environmental So
Page: EFTA00010804 →1 mention
his incredibly THOROUGH investigation, the SEC chose not to review a RIOT offering in December 2020 Riot Blockchain, Inc. 5-3 Letter.pdf (sec.gov) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE - SEC.gov United States securities and exchange commission logo December 11, 2020 Jeffrey M
Page: EFTA00010851 →1 mention
egations: beyond a shadow of a doubt, 100% accurate https://www.sec.govilitigationicomplaints/comp17673.htm Complaint: SEC v. COMPLAINT. Plaintiff United States Securities and Exchange Commission ("Commission") alleges as follows: SUMMARY. 1. This case involves a $15 million "pump and dump" scheme involving the securities EFTA00011064 ---
Page: EFTA00011065 →Sponsored
1 mention
t, 100% accurate https://www.sec.gov/litigation/complaints/comp17673.htm Complaint: SEC v. EFTA00027544 --- PAGE BREAK --- COMPLAINT. Plaintiff United States Securities and Exchange Commission ("Commission") alleges as follows: SUMMARY. 1. This case involves a $15 million "pump and dump" scheme involving the securities of Environmental So
Page: EFTA00027545 →1 mention
egations: beyond a shadow of a doubt, 100% accurate https://www.sec.govilitigationicomplaints/comp17673.htm Complaint: SEC v. COMPLAINT. Plaintiff United States Securities and Exchange Commission ("Commission") alleges as follows: SUMMARY. 1. This case involves a $15 million "pump and dump" scheme involving the securities EFTA00029051 ---
Page: EFTA00029051 →Sponsored
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LB
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PersonAmerican sex offender and financier (1953–2019)
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