ional measures re: business conduct and capital until effective remediation is demonstrated. FSA Fine GBP E29.7 million 3. January 2011 SIX Swiss Exchange Regulation UBS AG was fined for (i) publishing too late internally available information related to expected losses in the summer of 2007 and (

ional measures re: business conduct and capital until effective remediation is demonstrated. FSA Fine GBP E29.7 million 3. January 2011 SIX Swiss Exchange Regulation UBS AG was fined for (i) publishing too late internally available information related to expected losses in the summer of 2007 and (

nderwriters. Notice to Prospective Investors in Switzerland The shares may not be publicly offered in Switzerland and will not be listed on the SIX Swiss Exchange ("SIX") or on any other stock exchange or regulated trading facility in Switzerland. This document has been httplAnnv.see.gov/ArchivecledgaddatatI6