Back to People & Entities
UBS AG London
Organization
2
Total Mentions
2
Documents
58
Connected Entities
Organization referenced in documents
Document Mentions (2)
EFTA00237111.pdf
1 mentionEFTA00237111
orgement of estimated profits CHF 59 million FSA: Fine GBP 160 million CFTC: Fine, USD 700 million 2. November 12, 2012 FSA, FINMA Entity: UBS AG London The UBS AG London branch was fined by the FM for (1) failure to establish and maintain systems and control appropriate to its business, and (2)
EFTA00237720.pdf
1 mentionEFTA00237720
orgement of estimated profits CHF 59 million FSA: Fine GBP 160 million CFTC: Fine, USD 700 million 2. November 12, 2012 FSA, FINMA Entity: UBS AG London The UBS AG London branch was fined by the FM for (1) failure to establish and maintain systems and control appropriate to its business, and (2)
Sponsored
Connected Entities(20 of 58)
Ghislaine Maxwell
PersonBritish socialite and sex trafficker, daughter of Robert Maxwell, accomplice of Jeffrey Epstein
2 docs2 co-mentions
NM
Nadia Marcinkova
PersonCommercial pilot and flying instructor
2 docs2 co-mentions
United States
LocationCountry located primarily in North America
2 docs2 co-mentions
Fannie Mae
OrganizationGovernment-backed financial services company
2 docs2 co-mentions
Ralph Lauren
PersonAmerican fashion designer (born 1939)
2 docs2 co-mentions
the Securities and Exchange Commission
OrganizationU.S. Securities and Exchange Commission
2 docs2 co-mentions
UBS AG
OrganizationSwiss multinational investment bank and financial services company
2 docs2 co-mentions
Federal Reserve
OrganizationFederal Reserve System, central banking system of the United States
2 docs2 co-mentions
UBS Securities LLC
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Department of Justice
OrganizationUnited States Department of Justice, federal executive department responsible for law enforcement
2 docs2 co-mentions
United States Securities and Exchange Commission
OrganizationOrganization referenced in documents
2 docs2 co-mentions
FDIC
OrganizationUS government agency providing deposit insurance
2 docs2 co-mentions
UBS Bank USA
OrganizationUBS banking subsidiary in the United States
2 docs2 co-mentions
UBS Group AG
OrganizationOrganization referenced in documents
2 docs2 co-mentions
UBS Fund
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Cease & Desist
OrganizationOrganization referenced in documents
2 docs2 co-mentions
UBS Global Asset Management
OrganizationOrganization referenced in documents
2 docs2 co-mentions
B. Participation
OrganizationOrganization referenced in documents
2 docs2 co-mentions
UBS Americas Inc.
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Group Holding Company
OrganizationOrganization referenced in documents
2 docs2 co-mentions