Document Mentions (4 shared documents)

EFTA01402118

2 mentions1 same-page

Page ?Same page

day, August 23, 2018 2:19 AM To: Vijay-A Sawant Cc: Richard Iarossi Subject: KYC Remediation update [I] Classification: For internal use only Hi Vijay, Please send an updated summary list when you can. I would like to review with the team before my MTA. Thanks. EFTA01402123 Regards, Brad fcid

ation & docs as per attached 7th email • Mort, Inc - DueDate 08/18/2018 — Awaiting docs as per attached 6th email attached. • Zorro Management, LLC - DueDate 08/18/2018 — Awaiting docs as per attached 5th email attached. o DueDate 07/27/2018 — Docs required as per attached 2nd o Certificate of Good S

EFTA01345150

2 mentions1 same-page

Page ?Same page

t <[email protected]> Cc: Richard larossi <[email protected]> Subject: KYC Remediation update Ill Classification: For internal use only Hi Vijay. Please send an updated summary list when you can. I would like to review with the team before my MCA. Thanks. Regards. Brad Bradley Gitlin Vice

• Neptune, LLC— DueDate 08/16/2018 — Docs required as per attached 2n0 email • NES, LLC - DueDate 08/16/2018 — Docs & confirmation required as per attached 9th email. • BA, LLC — DueDate 08/18/2018 — Awaiting docs as per attached 8th email attac

EFTA01351884

2 mentions1 same-page

Page ?Same page

2018 2:19 AM To: Vijay-A Sawant Cc: Richard Iarossi Subject: KYC Remediation update [I] Classification: For internal use only EFTA01351886 Hi Vijay, Please send an updated summary list when you can. I would like to review with the team before my MTA. Thanks. Regards, Brad {cid:image001.gif@O

onfirmation & docs as per attached 7th email Mort, Inc - DueDate 08/18/2018 — Awaiting docs as per attached 6th email attached. Zorro Management, LLC - DueDate 08/18/2018 — Awaiting docs as per attached 5th email attached. Happy to discuss items over a call whenever required, thanks. Kind Regards, {cid: