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FORT LAUDERDALE — A - wealthy Boca Raton ac- countant who is the first US. citizen charged in a :- wide-ranging tax probe of Swiss banking giant UBS AG pleaded guilty Thursday to filing a false tax return. Steven Michael Rubin- stein pleaded guilty to filing a false tax return in 2004, the US. A
CU ibleaM /4 132.93 10B 228 Same Q 1606 • 12 Lowe 1 20.31 -.09 .361 Schorr N 1024 -39 .07e ICIAM N 104 -.II UMW 11 449 • 15 Meade 11 21.72 '43 11:71 Sweemik N 2121 .21 Mae Moil N 47.50 45 1304 SNOUT N 31.00 -25 07e LOOM/ N 3710 •34 28p Smelt* N 36.59 -30 15
ere It 2559 -13 1 52 MAW& N Q 11.66 1 59 - 29 • 06 Mal* Mawr 4 N 3227 5.86 -.76 •28 .74 7. recoms t 9 Wave 0 2235 147 52 Meade N 12741 pea Meet& N $20 •44 W Who ien N 2.89 Morten N 2926 -112 * 9 17 21 Mamie N 6.57 -.14 SPQR N 4025 • .77 30 Seale Q 2.81
lue FDIC insurance Lott to ckponts at UBS Bank USA and an banks participating in the UBS FDIC insured Deposit «wan. I does not aliply to deposits at UBS AG. strrioet Search. UPC potection applies to money market sweep find holdings but not bare deposits Seelmportant inCorination about your statement on
s per share lb investment (S) dnreekze4 card on or JOSS IS the Orfferenre between the current vaue and the COP basis and would gene telly be your Meade gan or loss if the security was sdd on this date. The unrealized (tar) win or loss may need to be aclusted for return of ceptd payments In order to
lance activities (continued) Sep 30 Balance forward 3154430.19 Oct 1 Withdrawal UBS AG CEPOSW ACCOUNT AS OF 0930114 -20.00 Oct 1 Withdrawal UBS AG cePour ACCOUNT •154.410.19 Oct 9 Deposit LIIIS AG DEPOSIT ACCOUNT 61,988.63 Oct 10 Withdrawal UBS AG (row ACCOUNT ASOF 100914 •9,062.51 Oct
a9 the SIC Brockton by comma:9 SIC at 202-37143004w by witng tie SP( I./finite al vmw Weal) Dividend Re Mrevinem Program OFIP) he pm theleCed eat Meade Once tea may °Dian the actualoretan your hiart2al Aboor Only Mok sawn • Futtiardid inlet •CIIP P. partial Ines coil be sold and the cash we be d
SCOTT STACK MAMLYLE CASRIEL The US$ Bard LISA 6Ustnes$ Account 0 you' pnmary sweep cptort. May 29 galena. *coward $30.97546 Jun I Withdrawal UBS AG DEPOSIT ACCOUNT ASOF 05129/15 -72.96 Jun I Withdrawal UBS AG DEPOSIT ACCOUNT -30302.50 Jun 15 Deposit UBS AG CEPOSIT ACCOUNT 12,868.48 Jun
>post Accort COAltor assnurrs wIth M Inlemeemal Resoute Maternent Aixourri Issue the Onk Sm., empans. cash boiras are svept 531.858re USA tep 1> m Meade/Ad lene and Men Io LAS 1G Stairked Brant", ce a helaiey Ford Cirres at Un Sri USA are FOC muted n accordasse with fOC culs For mat Hannon pitre mi
more infornason. Cash Cash and money balances Cash and morey batances may include avalaile cash balances, UBS Bar* USA depost account balances, UBS AG Stardord Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vat
of bond prernans and to. accreted OiD for se( eddies issued at a ccounl. II you mounted that U85 aclust cost ban for the ball premium amortzaton on Meade debt %mollies then cost basis reflected for these securities has been adjusted Estimates in the Uncials/fed section can not be/testified as thOtt Wm
ancial Services), e a member of all criminal security, convmday andopt:xis excha-ges UBS Manual Services ad UBS Bank USA are indirect absklwies of UBS AG and affiliates of LOS Stashes U.C. theFirm's financial statement is available own request. The meat* Ohre% are at: UBS Marxist Savres Ix. 1200
bility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your Meade, Advisor: SCOTT STACK MANILYLE CASRIEL nhX GM 00010118 CONFIDENTIAL Page 3 of 6 EFTA01597781 *UBS Your notes CONFIDENTIAL EFTA01597782 *
your sweep 0ptica are includedIn the opening and closing balances value. FDIC Insurance apples only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford Erarch or bank deposits placed hrough the UBS international Deposit ACCOUnt progarn. SIPC protection goats to money market sweep fund hea
rigi the SP( Protium by conwrg SPC at 202.37143300er byea/wig tie Mk mbYte *AVM SVC Ort? Dividend It Invernient Program ORM) the pax wfieCed not Meade pnce You may obtan the atual rage ton your Fuunzal &Door Only 'nor shies re greased talet OR P. partial ties coil be soli ad me cash sal be deposi
to 185 AG StarlOrd Bran& a a Illaay turd Deposes at LE Bak USA Ye WC enured n 400)43,Xe with fen: mks for war Mammon pee* nut team We gov Demurs a UBS AG ardoeid Bent and tares et Money Fads rental maid by the FCC though 1h DA. wadable to cab balances am sear to deposit accounts a UFO AG ~York Brax
>post Accort COAltor assnurrs wIth M Inlemeemal Resoute Maternent Aixourri Issue the Onk Sm., empans. cash boiras are svept 531.858re USA tep 1> m Meade/Ad lene and Men Io LAS 1G Stairked Brant", ce a helaiey Ford Cirres at Un Sri USA are FOC muted n accordasse with fOC culs For mat Hannon pitre mi
wer Ida ges (mamma/8M AG Xamf cad Brant ad tam ct Mat fads rent enured by the FDIC Though the On arable lo cah balms ore swept to «pOW accounts a UBS AG New Yels Bra-41 and U3S AG Caplan Brach Deese deposes are rea nut by MK< Seismal held ate tes AG Cart' Bra-cn are larpareily erpoud so the somegn
renas tiar ten U 5 dollars as righted a the en: h !No 'Se as of the statement date - For anan secretes neIng n nonsomaning darmatgra idea aid qua/Meade. valid may hae been made, IaoYale FropetvaJzszn To obtain anent cartirs wen merle arras you Planar 44ra( • Prima leweetnums and efflusurod preclu
Stamford Brox", a a helaney Furd Depots at LOS Bak USA are FOC muted n accordaxe with FOC rules For mat itconaion p lea. out www No gar Deposits a UBS AG 9amfoed Branch arid *Lare5C010-ify finds rem nee f by the FOC. Through the OA. amiable to art, bias are wept to deposit accounts a 1.85 AG Newyork
ref kited a the eaddeverre as of the naternent date - for oadan teatimes nag rendre-CCM:4min demmnathans. pce and quality dace mate) may hat been Meade, Imitate propewrabson To obtain cumin qmtwan. Wien wal.thle. contact yos Friancol Adis! • Meats Investmems and strummed protium. Prune nestmare s
Entities connected to both UBS AG and Meade

Ghislaine Maxwell
PERSON
United States
LOCATION
Vicky Ward
PERSONRussell 3000
ORGANIZATION
Joi Ito
PERSON
Condoleezza Rice
PERSON
George W. Bush
PERSON
Jeffrey Epstein
PERSON
Stanford University
LOCATION
U.S. Treasury
ORGANIZATIONDoug Band
PERSON
Puerto Rico
LOCATIONLOS AG
ORGANIZATIONWeehawken
LOCATIONUPS AG
ORGANIZATIONUBS Financial Services Inc.
ORGANIZATION
Mao Zedong
PERSONSCOTT STACK
ORGANIZATIONBank USA
ORGANIZATION
Marc Rich
PERSON