Epstein Secrets

oup was later shut down by charged in 2002 with a $25 million Ponzi scheme bonds.. 02/11/2008. Investment News Fraud) / CHG - Charged. 02/11/2008 the Securities and Exchange Commission after being The alleged fraud was unrelated to the Capstone Ccosetent win the teems and coo:leanof your ROC Subscrbet Agteernat the information con

orts filed by Southern were inaccurate in that they misrepresented Southern's cash position and failed to include certain liabilities., 03/09/2005, SEC Administrative Proceedings - 2005 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 02/02/2005 The SEC's Complaint alleged that de

s: South Carolina, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary. Regulatory Action 12/22/2004, The Securities and Exchange Commission announced that the Honorable David C. Norton, United States District Judge for the District of South Carolina, Charleston Division, entered Final Ju

Source Information RDC URL: Source Name: Source URL: Entity URL: https://grid.rdc.conVwss/entity.htmrentityld=712ec7c8d33eaffa5d313d53eb346cc4 SEC Administrative Proceedings - 2005, 08/08/2009 http/Mww.sec.goWlitigation/admin/adminarchwe/adminarc2005.shtml • http:/Iwww.secgovflitigation/admin/34-51207.htm • http:/Nwvw. sec.g

s: South Carolina, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary. Regulatory Action 12/22/2004, The Securities and Exchange Commission announced that the Honorable David C. Norton. United States District Judge for the Distnct of South Carolina, Charleston Division, entered Final Jud

Source Information RDC URL: Source Name: Source URL: Entity URL: Mtps://grid.rdc.corn/wss/entity.htmrentityld=712ec7c8d33eaffa5d313d53eb346cc4 SEC Administrative Proceedings - 2005, 08/08/2009 http:/hwwv.sec.govditigation/admin/adminarchrve/adminarc2005.shtml • http/N.ww.sec goWlitigation/admin/34-51207.htm • http:/Nwvw.sec.g

s: South Carolina, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action 12/22/2004, The Securities and Exchange Commission announced that the Honorable David C. Norton, United States District Judge for the District of South Carolina, Charleston Division, entered Final

na, Charleston Division. Source Information RDC URL: https://grid.rdc.com/wss/entity.html? entityId=712ec7c8d33eaffa5d3f3d53eb346cc4 Source Name: SEC Administrative Proceedings - 2005, 08/08/2009 Source URL: http://www.sec.gov/litigation/admin/adminarchive/- adminarc2005.shtml Entity URL: http://www.sec.gov/litigation/admin/34-51

Reporting ID: Alerted Entity # 1 of 4 Risk Priority: Critical Alert ID: 9476247.11602637.65444359 Southern Financial Group was later shut down by the Securities and Exchange Commission after being charged in 2002 with a $25 million Ponzi scheme. The alleged fraud was unrelated to the Capstone bonds., 02/11/2008. Investment News

4.shtml SEC Litigation Releases - 2005. SEC Litigation Releases - 2005, http://www.sec.govaitigation/litreleasesAitrelarchiveilitarchive2005.shtml SEC Administrative Proceedings - 2005, SEC Administrative Proceedings - 2005. http://www.sec.govaitigation/admin/adminarchive/adminarc2005.shtml SEC Litigation Releases - 2002. SEC Liti

ies. SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 02/15/2005, Named in the civil action entitled Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Civil Action Number 2:02-1806-18. in the

rleston Division. RDC URL: Source Name: Source URL: Entity URL: https://grid.rdc.cornhvss/entity.html?entityld=712ec7c8d33eaffa5d3f3d53eb346cc4 SEC Administrative Proceedings - 2005, 08/08/2009 http:/Mww.sec.gov/litigation/adminfadminarchive/adminarc2005.shtml • http://www.sec.govflitigation/admin/34-51207.htm • http://www.sec

s. • SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary. Regulatory Action 02/15/2005, Named in the civil action entitled Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Civil Action Number 2:02-1806-18, in the

lina, Charleston Division. Source Information RDC URL: https://grid.rdc.conWiss/entity.html?entityld=712ec7c8d33eaffa5d3f3d53eb346cc4 Source Name: SEC Administrative Proceedings - 2005. 07/17/2009 Source URL• http:ftww.sec.qov/litigation/admin/adminarchive/adminarc2005.shtml Entity URL: • http://www.sec.gov/fitigabon/admin/34-5120

ies. SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 02/15/2005, Named in the civil action entitled Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Civil Action Number 2:02-1806-18, in the

rleston Division. RDC URL: Source Name: Source URL: Entity URL: https://grid.rdc.cornhvss/entity.html?entityld=712ec7c8d33eaffa5d3f3d53eb346cc4 SEC Administrative Proceedings - 2005. 08/08/2009 http:/Mww.sec.gov/litigation/adminiadminarchive/adminarc2005.shtml • http://www.sec.gov/litigation/admin/34-51207.htm • http://www.sec

ies. SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 02/15/2005, Named in the civil action entitled Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Civil Action Number 2:02-1806-18. in the

rleston Division. RDC URL: Source Name: Source URL: Entity URL: https://grid.rdc.cornhvss/entity.html?entityld=712ec7c8d33eaffa5d3f3d53eb346cc4 SEC Administrative Proceedings - 2005, 08/08/2009 http:/Mww.sec.gov/litigation/adminfadminarchive/adminarc2005.shtml • http://www.sec.govflitigation/admin/34-51207.htm • http://www.sec

ties. SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 02/15Q005, Named in the civil action entitled Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Civil Action Number 2:02-1806-18. in the

lina, Charleston Division. Source Information RDC URL: https://grid.rdc.cornvss/entity.html?entityld=712ec7c8d33eaffa5d3f3d53eb346cc4 Source Name: SEC Administrative Proceedings - 2005. 08/08/2009 Source URL: http:/Mww.sec.gov/litigation/admin/adminarchive/adminarc2005.shtml Entity URL: . http://www.sec.govilitigation/admin/34-512