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e. Client confirms that the necessary Intonation Ito the best of Client's knowledge and capabilities)
effect from time to time. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 1340914.0196 9 012145.0329,3 SDNY_GM_00038151 CONFIDENTIAL CONFI
EXCELLENCE Page 25 of 28 Diana through kohl % LC. • w.layesmai subsidiary of The Usk col Mew Yalc Macon Corpotatkon (SHY Mellon) P.,,P4n4 tut. ',Ito' sA.gWILE,GM_00046662 DB-SDNY-0009486 EFTA_00 I5727 I EFTA01289634 Fixed IncomeAnalysis Bond Quality Bond Maturity Schedule %eland tot Bond
jectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
ew ran ~on Cm•Leatkon My Mellon) Rerd..nx LIC. ~Ito FINIKOMYMOM-00046693 DB-SDNY-0009517 EFTA_001573
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
d Maturity Market Value % of Bond Markel Value Ito 12 months 2.122,500 00 8% to 5 years 2.064.25
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
d Maturity Market Value % of Bond Market Value Ito 6 months 4,303,20010 12% Percentages of bond m
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
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jectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
ONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) fa Ito N F I DriSiTiA SIDNY_Gki_00047965 DB-SDNY-0010
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available on written request to your introducing firm. Proxy Vote Securities not fully paid fo
s -16"v i'rnt".:::ilt AcRotouNicovto•m THE HATE Ito N F I D'ENITI A r CONFIDENTIAL — PURSUANT TO FED
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Page II of 13 Account Pi um bet RAM t
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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
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objectives or fmancial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
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