Document Mentions (4 shared documents)

EFTA01373513

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From: Wayne Salit f Sent: 12/23/2014 1:28:46 PM To: Dmitri Saks I CC: Carlos-A Garcia I ; Jan Bornebusch Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name 1 Classification: For Internal use only Dmitri — T

(sits here in NY). He's also on an MTA and will be back next Monday, December 29. Thanks and regards, Dmitri Dmitri Saks AML Compliance Officer Deutsche Bank Securities Inc. 60 Wall Street, New York, NY 10005-2836 Tel: E-mail: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067726 CONFIDENTIAL SDNY_GM_002

EFTA01373918

2 mentions1 same-page

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ce Officer Deutsche Bank Securities Inc. 60 Wall Street, New York, NY 10005-2836 Tel: +1 212 250-4760 E-mail Parricrwirr Perpron From: Carlos-A Garcia Sent: Tuesday, December 23, 2014 8:15 AM To: Wayne Salit Cc: Carlos-A Garcia; Dmitri Saks Subject: FW: EDD package for the RID : M.'"arty name

(sits here in NY). He's also on an MTA and will be back next Monday, December 29. Thanks and regards, Dmitri Dmitri Saks AML Compliance Officer Deutsche Bank Securities Inc. 60 Wall Street, New York, NY 10005-2836 Tel: +1 212 250-4760 E-mail Parricrwirr Perpron From: Carlos-A Garcia Sent: Tuesday, December 23, 2014

EFTA01373919

2 mentions1 same-page

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To: Carlos-A Garcia Subject: Fw: EDD package for the RID :Il a'arty name : Southern Financial LLC [I] Classification: For internal use only — Forwarded by Carlos-A G

sification: For Internal use only Courteney/Mark, Who is the head of the business for this request. Thanks Kind Regards, Mrs. Anastasia Pringle Deutsche Bank Securities Inc. Client Onboarding Equities 5022 Gate Parkway. Suite 500. 32256 Jacicsonvitle, FL. USA Tel. •1(904)527-66168 Fax (904)7464MS Email Please send a