To: Carlos-A Garcia Subject: Fw: EDD package for the RID :Il a'arty name : Southern Financial LLC [I] Classification: For internal use only — Forwarded by Carlos-A Garciaidbrdbcom on 12/28,2014 08:12 AM -- Rom. To. Anastasia Pringle/dbrdbcom. Mark Whymanrdbklbcom, Cc: Manikandan Muralidhararildbrdbcom@DBAPAC Date. 12/22/2014 05:42 PM Subject: Re: EDD package for the RID Party name : Southern Financial LLC 8] Classification: For Internal Use Only Anastasia, that would be me. What is the issue? httosfiederivatives.db.comistatiddisclaimer.html From: Anastasia Pringle Sent: Monday, December 22, 2014 05:23 PM To: US-CB S-AML; Courteney B Fornal; Mark Whyman Cc: Ged Account-Opening; Manikandan Muralidharan Subject: RE: EDD package for the RID : arty name : Southern Financial LLC [I] Classification: For Internal use only Courteney/Mark, Who is the head of the business for this request. Thanks Kind Regards, Mrs. Anastasia Pringle Deutsche Bank Securities Inc. Client Onboarding Equities 5022 Gate Parkway. Suite 500. 32256 Jacicsonvitle, FL. USA Tel. •1(904)527-66168 Fax (904)7464MS Email Please send all GED related emails to. Godaccount-000ninotbdb.com PaninoV geronm From: Dmitri Saks On Behalf Of US-CB S-AML CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0068351 CONFIDENTIAL SDNY_GM_00214535 EFTA01373919