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Entity: Southern Financial Group Entity Information Entity ID: 25646082 Entity Name: Southern Financial Group Address: North Carolina, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action • 04/26/2001, LITIGATION REL
s a "Prime Bank" scheme. Source Information RDC URL: https://grid.rdc.com/wss/entity.html? entityId=acd62503a7de836f5d3f3d53eb346cc4 Source Name: SEC Litigation Releases - 2001, 05/06/2009 Source URL: http://www.sec.gov/litigation/litreleases/litrelarchive/- litarchive2001.shtml Entity URL: http://www.sec.gov/litigation/li
2 mentions1 same-page
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raud) / ACT - Disciplinary. Regulatory Action. 08/10/2000 The SEC filed a fraud case in the United States District Court for the Middle District of North Carolina against Elfindepan, S.A.. Southern Financial Group, Tracy Calvin Dunlap. Jr. and Barry Lowe. The SEC complaint alleges that, the defendants defraud
al Alert ID: 12737031.11622715 65374193 on their assertion of Dunlap's personal Fifth Amendment privilege against self-incrimination., 04/26/2001. SEC Litigation Releases - 2001 • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 08/10/2000 The SEC filed a fraud case in the U
2 mentions1 same-page
Page ?Same page
raud) / ACT - Disciplinary. Regulatory Action. 08/10/2000 The SEC filed a fraud case in the United States District Court for the Middle District of North Carolina against Elfindepan, S.A.. Southern Financial Group, Tracy Calvin Dunlap. Jr. and Barry Lowe. The SEC complaint alleges that, the defendants defraud
al Alert ID: 12737031.11622715 65374193 on their assertion of Dunlap's personal Fifth Amendment privilege against self-incrimination., 04/26/2001. SEC Litigation Releases - 2001 • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 08/10/2000 The SEC filed a fraud case in the U
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2 mentions1 same-page
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raud) / ACT - Disciplinary. Regulatory Action. 08/10/2000 The SEC filed a fraud case in the United States District Court for the Middle District of North Carolina against Elfindepan, S.A.. Southern Financial Group, Tracy Calvin Dunlap. Jr. and Barry Lowe. The SEC complaint alleges that, the defendants defraud
al Alert ID: 12737031.11622715 65374193 on their assertion of Dunlap's personal Fifth Amendment privilege against self-incrimination., 04/26/2001. SEC Litigation Releases - 2001 • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action. 08/10/2000 The SEC filed a fraud case in the U
2 mentions1 same-page
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ty: Southern Financial Group Entity Information Entity ID: Entity Name: Address: Event: Source Information 25646082 Southern Financial Group North Carolina, UNITED STATES • SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 04/26/2001, LITIGATION RELEASE NO.
commonly referred to as a "Prime Bank" scheme. RDC URL: https://grid.rdc.corMvss/entity.html?entityldracd62503a7de836f5d3f3d53eb346cc4 Source Name: SEC Litigation Releases - 2001, 05/06/2009 Source URL: http:/ArAvw.sec.gov/Irtigationrtitreleases/litrelarchivertitarchive2001 shtml Entity URL: • http./Mww.sec.govrtitigation/li
2 mentions1 same-page
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rdc Entity: Southern Financial Group Entity Information Entity IDS Entity Name: Southern Financial Group Address: North Carolina, UNITED STATES Event: • SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 04/26/2001, LITIGATION RELE
as a "Prime Bank" scheme. Source Information RDC URL: https://grid.rdc.corMvss/entity.html?entityldracd62503a7de836f5d3f3d53eb346cc4 Source Name: SEC Litigation Releases - 2001, 05/06/2009 Source URL: http:/Arre.w.sec. gov/Irtigationrtitreleases/litrelarchivertitarchive2001 shtml Entity URL: • http./Mww.sec.govrtitigation/
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2 mentions1 same-page
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Fraud) / ACT - Disciplinary. Regulatory Action, 08/10/2000 The SEC fled a fraud case in the United States District Court for the Middle District of North Carolina against Elfindepan, S.A., Southern Financial Group. Tracy Calvin Dunlap, Jr. and Barry Lowe. The SEC complaint alleges that, the defendants defraud
ical Alert ID: 12934335.309213.65374193 on their assertion of Dunlap's personal Fifth Amendment privilege against self-incrimination., 04/26/2001, SEC Litigation Releases - 2001 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary. Regulatory Action, 08/10/2000 The SEC fled a fraud case in the Un
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Mutual Connections (14)
Entities connected to both North Carolina and SEC Litigation Releases - 2001
Barry Diller
PERSON64 w/ North·4 w/ SEC
United States District Court
ORGANIZATION44 w/ North·6 w/ SEC
the Middle District
LOCATION27 w/ North·9 w/ SEC
Southern Financial Group
ORGANIZATION29 w/ North·6 w/ SEC
Dunlap
PERSON24 w/ North·4 w/ SEC
the United States District Court
ORGANIZATION22 w/ North·4 w/ SEC
Organization: Southern Financial LLC
ORGANIZATION21 w/ North·4 w/ SEC
O'
O'Day
PERSON12 w/ North·3 w/ SEC
TD
Tracy Calvin Dunlap
PERSON6 w/ North·9 w/ SEC
SEC Litigation
ORGANIZATION7 w/ North·4 w/ SEC
BL
Barry Lowe
PERSON7 w/ North·4 w/ SEC
SEC V. SOUTHERN FINANCIAL GROUP
ORGANIZATION3 w/ North·6 w/ SEC
SI
Stith InIcanabot
PERSON5 w/ North·3 w/ SEC
Gauntly United States
LOCATION5 w/ North·2 w/ SEC