2
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2
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34
Connected Entities
Organization referenced in documents
EFTA00525369
Transaction Fee - Listed Equities 8 Options (sells only) rate of $0.000231 of principartrade Transaction Fee - Options rate of $0.0415 per contract Spot Foreign Exchange Speak with your Financial Advisor '" Free if average annual equity in brokerage account exceeds $100,000 or client only utilizes the money market sw
EFTA00525399
Transaction Fee - Listed Equities 8 Options (sells only) rate of $0.000231 of principartrade Transaction Fee - Options rate of $0.0415 per contract Spot Foreign Exchange Speak with your Financial Advisor '" Free if average annual equity in brokerage account exceeds $100,000 or client only utilizes the money market sw

JPMorgan Chase
OrganizationAmerican multinational banking and financial services holding company
the Federal Reserve System
OrganizationFederal Reserve System

the Internal Revenue Service
OrganizationInternal Revenue Service (IRS), US government agency responsible for tax collection and enforcement
Securities Investor Protection Corporation
OrganizationFederally chartered corporation protecting investors in failed brokerages

Brooklyn
LocationBorough of New York City, New York, United States
Ted Serure
PersonPerson referenced in documents
The U.S. Securities and Exchange Commission
OrganizationU.S. Securities and Exchange Commission
Account Value
OrganizationOrganization referenced in documents
the ACH Network
OrganizationOrganization referenced in documents
Bear, Stearns & Co. Inc
OrganizationOrganization referenced in documents
Call Financial Advisor
OrganizationOrganization referenced in documents
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OrganizationOrganization referenced in documents
Chase Matrotech Center
OrganizationOrganization referenced in documents
ALIGN TECHNOLOGY INC
OrganizationOrganization referenced in documents
Gifted Security LT - Long Term
OrganizationOrganization referenced in documents
the Large Trader
OrganizationOrganization referenced in documents
Statement of Additional Information
OrganizationOrganization referenced in documents
Consolidated Form 1039
OrganizationOrganization referenced in documents
the Client Services Operations
OrganizationOrganization referenced in documents
Attn: Client Services Department
OrganizationOrganization referenced in documents