3
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3
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35
Connected Entities
Organization referenced in documents
EFTA00525369
) to obtain a large trader identification number (LTID); and (ii) Promptly disclose to U.S. broker-dealers that execute trades or carry accounts for the Large Trader, their LTIDs and the accounts to which the LTIDs apply. 'A "Large Trader is a legal entity or natural person who, directly or indirectly, through th
EFTA00525385
) to obtain a large trader identification number (LTID); and (ii) Promptly disclose to V.S. broker-dealers that execute trades or carry accounts for the Large Trader, their LTICis and the accounts to which the LTIDs apply. 'A "Large Trader' is a legal entity or natural person who, directly or indirectly, through
EFTA00525399
) to obtain a large trader identification number (LTID); and (ii) Promptly disclose to U.S. broker-dealers that execute trades or carry accounts for the Large Trader, their LTIDs and the accounts to which the LTIDs apply. 'A "Large Trader is a legal entity or natural person who, directly or indirectly, through th

JPMorgan Chase
OrganizationAmerican multinational banking and financial services holding company
Call Financial Advisor
OrganizationOrganization referenced in documents
Chase Matrotech Center
OrganizationOrganization referenced in documents
ALIGN TECHNOLOGY INC
OrganizationOrganization referenced in documents
Gifted Security LT - Long Term
OrganizationOrganization referenced in documents
the Client Services Operations
OrganizationOrganization referenced in documents
Attn: Client Services Department
OrganizationOrganization referenced in documents
Customer Agreement(s
OrganizationOrganization referenced in documents
the Collection and Other Account-Related Costs
OrganizationOrganization referenced in documents
the Electronic Services
OrganizationOrganization referenced in documents
Unpriced Direct Participation Program
OrganizationOrganization referenced in documents
Real Estate Investment
OrganizationOrganization referenced in documents
Regulated Investment Companies
OrganizationOrganization referenced in documents
Retum of Principal or Capital Gains
OrganizationOrganization referenced in documents
South Dearborn Street
LocationLocation referenced in documents

the Internal Revenue Service
OrganizationInternal Revenue Service (IRS), US government agency responsible for tax collection and enforcement
Securities Investor Protection Corporation
OrganizationFederally chartered corporation protecting investors in failed brokerages
Ted Serure
PersonPerson referenced in documents
The U.S. Securities and Exchange Commission
OrganizationU.S. Securities and Exchange Commission
Account Value
OrganizationOrganization referenced in documents