3
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3
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34
Connected Entities
Organization referenced in documents
EFTA01321634
COI VISE EFTA01321635 CLEARED OrROUGH ITS *ROUX CANED VASCO*, 0 -n z C in z r TZIZSEOCIA19-ANGS BEAR STBIRNS WC( SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc 383 MaOxon Axen.x. 3 a4 arm This statement is provided to explain Bear. Steams & Co. Inc.'s CBSC-) payment for order flow practices. BSC routes
EFTA00525369
and all of your Customer Agreement(s) with J.P. Morgan Securities LLC ("JPMS") (formerly known as J.P. Morgan Securities Inc. and. prior to that, as Bear, Stearns & Co. Inc), JPMS hereby notifies you that, effective February 9, 2015, the Restriction on Accounts section of each such Customer Agreement is amended to provid
EFTA00525399
and all of your Customer Agreement(s) with J.P. Morgan Securities LLC ("JPMS") (formerly known as J.P. Morgan Securities Inc. and. prior to that, as Bear, Stearns & Co. Inc), JPMS hereby notifies you that, effective February 9, 2015, the Restriction on Accounts section of each such Customer Agreement is amended to provid

JPMorgan Chase
OrganizationAmerican multinational banking and financial services holding company
the Federal Reserve System
OrganizationFederal Reserve System

the Internal Revenue Service
OrganizationInternal Revenue Service (IRS), US government agency responsible for tax collection and enforcement
Securities Investor Protection Corporation
OrganizationFederally chartered corporation protecting investors in failed brokerages

Brooklyn
LocationBorough of New York City, New York, United States
Ted Serure
PersonPerson referenced in documents
The U.S. Securities and Exchange Commission
OrganizationU.S. Securities and Exchange Commission
Account Value
OrganizationOrganization referenced in documents
the ACH Network
OrganizationOrganization referenced in documents
Call Financial Advisor
OrganizationOrganization referenced in documents
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OrganizationOrganization referenced in documents
Chase Matrotech Center
OrganizationOrganization referenced in documents
ALIGN TECHNOLOGY INC
OrganizationOrganization referenced in documents
Gifted Security LT - Long Term
OrganizationOrganization referenced in documents
the Large Trader
OrganizationOrganization referenced in documents
Statement of Additional Information
OrganizationOrganization referenced in documents
Consolidated Form 1039
OrganizationOrganization referenced in documents
the Client Services Operations
OrganizationOrganization referenced in documents
Attn: Client Services Department
OrganizationOrganization referenced in documents
Customer Agreement(s
OrganizationOrganization referenced in documents