2
Total Mentions
2
Documents
10
Connected Entities
Organization referenced in documents
EFTA01374040
06(4)-3 under the Advisers Act (the "Advisers Act Waiver"). The SEC also exempted Choice Financial Partners, Inc., 1919 Investment Counsel, LLC and Ziegler Capital Management, LLC ("Stifel Affiliates") from section 9(a) of the Investment Company Act of 1940 (the "Investment Company Act Exemption") through the issuance of
EFTA01386112
06(4)-3 under the Advisers Act (the "Advisers Act Waiver"). The SEC also exempted Choice Financial Partners, Inc., 1919 Investment Counsel, LLC and Ziegler Capital Management, LLC ("Stifel Affiliates") from section 9(a) of the Investment Company Act of 1940 (the "Investment Company Act Exemption") through the issuance of

Wisconsin
LocationState of the United States of America

the United States District Court
OrganizationU.S. federal trial court with jurisdiction over federal cases
the Eastern District
LocationFederal judicial district
Stifel Nicolaus
PersonPerson referenced in documents
Paul Barren
PersonPerson referenced in documents
AGP LP 519 Alpha Group
OrganizationOrganization referenced in documents
NICOLAUS & COMPANY
OrganizationOrganization referenced in documents
Choice Financial Partners
OrganizationOrganization referenced in documents
1919 Investment Counsel
OrganizationOrganization referenced in documents
David Noack
PersonName reference in documents