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NICOLAUS & COMPANY
Organization
2
Total Mentions
2
Documents
10
Connected Entities
Organization referenced in documents
Document Mentions (2)
EFTA01374040.pdf
1 mentionEFTA01374040
AGP LP 519 Alpha Group Caudal Paul Barren STIFEL, NICOLAUS & COMPANY, INCORPORATED Waived Disqualifying Events On December 6, 2016, a final judgment ("Judgment") was entered against Stifel, Nicolaus & Company, Inc.
EFTA01386112.pdf
1 mentionEFTA01386112
AGP LP 519 Alpha Group Caudal Paul Barren STIFEL, NICOLAUS & COMPANY, INCORPORATED Waived Disqualifying Events On December 6, 2016, a final judgment ("Judgment") was entered against Stifel, Nicolaus & Company, Inc.
Sponsored
Connected Entities(10)
Wisconsin
LocationState of the United States of America
2 docs2 co-mentions
the United States District Court
OrganizationU.S. federal trial court with jurisdiction over federal cases
2 docs2 co-mentions
the Eastern District
LocationFederal judicial district
2 docs2 co-mentions
SN
Stifel Nicolaus
PersonPerson referenced in documents
2 docs2 co-mentions
PB
Paul Barren
PersonPerson referenced in documents
2 docs2 co-mentions
AGP LP 519 Alpha Group
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Choice Financial Partners
OrganizationOrganization referenced in documents
2 docs2 co-mentions
1919 Investment Counsel
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Ziegler Capital Management
OrganizationOrganization referenced in documents
2 docs2 co-mentions
DN
David Noack
PersonName reference in documents
2 docs2 co-mentions