62
Total Mentions
62
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116
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Organization referenced in documents
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AGP LP 519 Alpha Group Caudal Paul Barrett ALKEON CAPITAL MANAGEMENT, LLC 350 Madison Avenue New York, New York 10017 December 21, 2016 Re: SEC Rule 506 Bad Wier Rules
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AGP LP 519 Alpha Group Caudal Paul Barrett 1. currently bars a Covered Person from: a. association with an entity regulated by such commission, authority, agency, or off
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AGP LP 519 Alpha Group Caudal Paul Barrett ALKEON CAPITAL MANAGEMENT, LLC 350 Madison Avenue New York, New York 10017 December 21, 2016 Dear Investor: In connection w
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AGP LP 519 Alpha Group Caudal Paul Barrett 6. Suspension or Expulsion by Self Regulatory Organizations No Covered Person has been suspended or expelled from membership in
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AGP LP 519 Alpha Group Caudal Paul Barrett ANNEX A None of ACM, Alkeon Capital Advisers, LLC, Alkeon Capital Offshore, LLC or any other persons connected with ACM as spe
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AGP LP 519 Alpha Group Caudal Paul Barrett Page 2 Schedule A The Solicitors are subject to the following disqualifying events specified in Section 506(d)(iiiXB), which
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AGP LP 519 Alpha Group Caudal Paul Barrett those trades with traders on a Merrill Lynch securities proprietary trading desk. The 2011 Order found that, at times, Merrill
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AGP LP 519 Alpha Group Caudal Paul Barren STIFEL, NICOLAUS & COMPANY, INCORPORATED Waived Disqualifying Events On December 6, 2016, a final judgment ("Judgment") was ent
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AGP LP 519 Alpha Group Caudal Paul Barrett Waived Disqualifying Events On June 18, 2015, without admitting or denying the findings therein, Stifel, Nicolaus & Company, I
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AGP LP 519 Alpha Group Caudal Paul Barrett Additional Disclaimers • This document is the property of Alkeon Capital Management, LLC ("Alkeon") and cannot be forwarded, c
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AGP LP 519 Alpha Group Caudal Paul Barrett Alkeon Fundamental Analyst Team CRANSTON PAULL, PH.D, CFA RAJ SHAH TAKIS SPARAGGIS, PH.D CIO, FOUNDER Oppenheimer - Researc
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AGP LP 519 Alpha Group Caudal Paul Barren TABLE OF CONTENTS Page 1. SUMMARY 1 2. INTRODUCTION 6 3. INVESTMENT OBJECTIVE AND FOCUS 7 4. ORGANIZATIONAL STRUCTURE
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AGP LP 519 Alpha Group Caudal Paul Barren Non-U.S. Securities Investing in securities of non-U.S. governments and companies which are generally denominated in non-U.S. c
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AGP LP 519 Alpha Group Caudal Paul Barren Item 1. Cover Page Brochure of Alkeon Capital Management, LLC 350 Madison Avenue, 9th Floor New York, NY 10017 Tele hone: 2
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AGP LP 519 Alpha Group Caudal Paul Barrett Disclosure Statement Deutsche Bank Securities Inc., acting through its Asset & Wealth Management division (the "Solicitation A
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AGP LP 519 Alpha Group Caudal Paul Barren Item 3. Table of Contents Item 1. Cover Page 1 Item 2. Material Changes 1 Item 3. Table of Contents 2 Item 4. Advisor
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AGP LP 519 Alpha Group Caudal Paul Barren Alkeon Alkeon Growth Funds Alkeon Growth Partners, LP is divided into multiple series of interests distinguished by the follow
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AGP LP 519 Alpha Group Caudal Paul Barrett of 0.104% (1.25% per annum) of their capital account balance, in addition to the fee charged by the fee-based advisory program,
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AGP LP 519 Alpha Group Caudal Paul Barren Xanthus Fund and the Global Growth Fund. OAM is the managing member and Alkeon is a non-managing member of AAMM and AAM. ALPRO
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AGP LP 519 Alpha Group Caudal Paul Barren ALKEON GROWTH PW PARTNERS, LP SEC RULE 506(D) DISCLOSURE STATEMENTS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0

Paul Barrett
PersonAmerican investment banker and fund manager, founder of Alpha Group Capital, former JPMorgan private banker who managed Jeffrey Epstein's assets (2017-2019)
Alkeon
OrganizationOrganization referenced in documents
Paul Barren
PersonPerson referenced in documents
Alkeon Growth PW Partners
OrganizationInvestment fund affiliated with Alkeon Capital Management

J. Robert Oppenheimer
PersonAmerican theoretical physicist, scientific director of the Manhattan Project (1904-1967)
CIBC Oppenheimer Corp.
OrganizationOrganization referenced in documents
Alkeon Growth Offshore Fund, Ltd.
OrganizationOrganization referenced in documents
Alkeon Capital Advisers
OrganizationOrganization referenced in documents
Alkeon Capital Offshore
OrganizationOrganization referenced in documents
Alkeon Capital Management
OrganizationNew York-based investment management firm
CIBC World Markets Corp.
OrganizationOrganization referenced in documents
Mt Sparoggis
OrganizationOrganization referenced in documents
Differing Investments and Investment Environments
OrganizationOrganization referenced in documents
Transfer Restrictions
OrganizationOrganization referenced in documents
ALPRO
OrganizationOrganization referenced in documents
the Global Growth Fund
OrganizationOrganization referenced in documents
Financial Industry Activities
OrganizationOrganization referenced in documents
Akeon
PersonSurname or name fragment in documents

University of Massachusetts
OrganizationOrganization referenced in documents
Advantage Advisers Global Growth LLC
OrganizationOrganization referenced in documents