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Organization
2
Total Mentions
2
Documents
6
Connected Entities
Organization referenced in documents
Document Mentions (2)
EFTA01374039.pdf
1 mentionEFTA01374039
ions of the Massachusetts Uniform Securities Act ("Act") concerning Merrill's sale of auction rate securities issued by collateral debt obligations (-ARS CDOs") to the City of Springfield, Massachusetts ("City"). Without admitting or denying the MSD's allegations, Merrill agreed to certain undertakin
EFTA01386111.pdf
1 mentionEFTA01386111
ions of the Massachusetts Uniform Securities Act ("Act") concerning Merrill's sale of auction rate securities issued by collateral debt obligations (-ARS CDOs") to the City of Springfield, Massachusetts ("City"). Without admitting or denying the MSD's allegations, Merrill agreed to certain undertakin
Sponsored
Connected Entities(6)
Commonwealth
OrganizationPolitical association of mostly former British Empire territories
2 docs2 co-mentions
Paul Barrett
PersonAmerican investment banker and fund manager, founder of Alpha Group Capital, former JPMorgan private banker who managed Jeffrey Epstein's assets (2017-2019)
2 docs2 co-mentions
the Office of the Secretary
OrganizationOrganization referenced in documents
2 docs2 co-mentions
The Massachusetts Securities Division of
OrganizationOrganization referenced in documents
2 docs2 co-mentions
the Massachusetts Uniform Securities Act
OrganizationOrganization referenced in documents
2 docs2 co-mentions
the City of Springfield
LocationLocation referenced in documents
2 docs2 co-mentions