5
Total Mentions
5
Documents
9
Connected Entities
Location referenced in documents
EFTA01374035
MSD entering an order censuring Merrill Lynch for its actions associated with the matter. On or about January 31, 2008, Merrill Lynch purchased from the City of Springfield the ARS CDOs at the par value of $13.9 million for losses associated with the inappropriate sale of ARS CDOs to the city of Springfield. 4. Merri
EFTA01374039
sachusetts Uniform Securities Act ("Act") concerning Merrill's sale of auction rate securities issued by collateral debt obligations (-ARS CDOs") to the City of Springfield, Massachusetts ("City"). Without admitting or denying the MSD's allegations, Merrill agreed to certain undertakings, to cease and desist from viola
EFTA01374036
SD entering an order censuring Merrill Lynch for its actions associated with the matter. On or about January 31, 2008, Merrill Lynch purchased from the City of Springfield the ARS CDOs at the par value of $13.9 million for losses associated with the inappropriate sale of ARS CDOs to the city of Springfield. 5. Merrill
EFTA01386111
sachusetts Uniform Securities Act ("Act") concerning Merrill's sale of auction rate securities issued by collateral debt obligations (-ARS CDOs") to the City of Springfield, Massachusetts ("City"). Without admitting or denying the MSD's allegations, Merrill agreed to certain undertakings, to cease and desist from viola
EFTA01386108
MSD entering an order censuring Merrill Lynch for its actions associated with the matter. On or about January 31, 2008, Merrill Lynch purchased from the City of Springfield the ARS CDOs at the par value of $13.9 million for losses associated with the inappropriate sale of ARS CDOs to the city of Springfield. 4. Merri

Paul Barrett
PersonAmerican investment banker and fund manager, founder of Alpha Group Capital, former JPMorgan private banker who managed Jeffrey Epstein's assets (2017-2019)
the Office of the Secretary
OrganizationOrganization referenced in documents
The Massachusetts Securities Division of
OrganizationOrganization referenced in documents
the Massachusetts Uniform Securities Act
OrganizationOrganization referenced in documents

Commonwealth
OrganizationPolitical association of mostly former British Empire territories

Merrill Lynch
OrganizationAmerican investing and wealth management division of Bank of America

Springfield
LocationCounty seat of Hampden County, Massachusetts, United States
-ARS
OrganizationOrganization referenced in documents
Wealth Management'
OrganizationOrganization referenced in documents