7
Total Mentions
7
Documents
9
Connected Entities
Organization referenced in documents
EFTA00314299
ted Partnership Act (6 Dec.0 § 17-101 et.seq.), as may be amended from time to time (the "Act"), by filing a Certificate of Limited Partnership with the Office of the Secretary of State of the State of Delaware. WITNESETH: WHEREAS, the General Partner and the Limited Partners heretofore entered into an Amended and Restat
EFTA01374035
ent' GWIM Alternative Investments 4 World Financial Center 250 Vesey Street, Fl New York, NY 10080 3. The Massachusetts Securities Division of the Office of the Secretary of the Commonwealth ("MSD") alleged violations of the Massachusetts Uniform Securities Act, which, in part, prohibits unethical or dishonest conduc
EFTA01374039
AGP LP 519 Alpha Group Capital Paul Barrett 3. The Massachusetts Securities Division of the Office of the Secretary of the Commonwealth ("MSD') alleged violations of the Massachusetts Uniform Securities Act ("Act") concerning Merrill's sale of auction rate securi
EFTA01374036
n 21B of the Exchange Act that Merrill Lynch pay a civil monetary penalty in the amount of $10 million. 4. The Massachusetts Securities Division of the Office of the Secretary of the Commonwealth CMSD") alleged violations of the Massachusetts Uniform Securities Act, which, in pad, prohibits unethical or dishonest conduct
EFTA01386111
AGP LP 519 Alpha Group Capital Paul Barrett 3. The Massachusetts Securities Division of the Office of the Secretary of the Commonwealth ("MSD') alleged violations of the Massachusetts Uniform Securities Act ("Act") concerning Merrill's sale of auction rate securi
EFTA01386108
GWIM Alternative Investments 4 World Financial Center 250 Vesey Street, Il thF1 New York, NY 10080 3. The Massachusetts Securities Division of the Office of the Secretary of the Commonwealth ("MSD") alleged violations of the Massachusetts Uniform Securities Act, which, in part, prohibits unethical or dishonest conduc
EFTA02444835
date. This Financial Disclosure Statement is required by the Ethics in Government Act of 1978, as amended. The statement will be made available by the Office of the Secretary of the Senate to any requesting person upon written application and will be reviewed by the Select Committee on Ethics. Any individual who knowingly

Paul Barrett
PersonAmerican investment banker and fund manager, founder of Alpha Group Capital, former JPMorgan private banker who managed Jeffrey Epstein's assets (2017-2019)
The Massachusetts Securities Division of
OrganizationOrganization referenced in documents
the Massachusetts Uniform Securities Act
OrganizationOrganization referenced in documents
the City of Springfield
LocationLocation referenced in documents

Commonwealth
OrganizationPolitical association of mostly former British Empire territories

Merrill Lynch
OrganizationAmerican investing and wealth management division of Bank of America

Springfield
LocationCounty seat of Hampden County, Massachusetts, United States
-ARS
OrganizationOrganization referenced in documents
Wealth Management'
OrganizationOrganization referenced in documents