Stewart Oldfield Sent: 9/26/2018 11:30:03 AM To: Bella Klein CC: Brad BCC: Subject: leepers Certificate Attachments: image001.png Bella, Richard laross I think this is the final certificate of good standing we need to receive. Please let us know when you'll be able to send. Thanks for all of your h

En Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Thursday, August 23, 2018 11:52 AM To: Bradley Gitlin Cc: Richard laross Subject: RE: KYC Remediation update [lj Importance: High Hi Brad, ; Alka BabiM; Mayur Ratho Following are the ongoing high risked accounts whic

En Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Tuesday, August 21, 2018 12:27 PM To: Bradley Gitlin Cc: Richard laross Subject: 2018 Periodic Review of accts Tomorrow Foundation (GCIS#437576) and Elderberry X, LLC (GCISS493755) under the SILLERMAN, ROBERT FX RELATIO

IP [I] Importance: High Do you recognize account code STRUPDT0118001? Thanks From: Vijay-A Sawant Sent: Friday, September 21, 2018 10:18 AM To: Richard laross Cc: Bradley Gillin ewart Oldfield Mayur Rathod CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051953 CONFIDENTIAL SDNY_GM_00198137 E

From: Richard laross Sent: 10/10/2018 iiiiii i To: Bradley Gillin Subject: FW: Southern Financial [I] Importance: High Classification: For internal use only Richar

aon East, Mumbai 400063, India Tel.: Email From: Vijay-A Sawant Sent: Friday, October 26, 2018 2:37 PM To: Stewart Oldfield Cc: Bradley Gillin Richard laross ; Alka Babu ; Mayur Rathod < ; Vinita Advani 111,11.1responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High H

From: Stewart Oldfield Sent: 9/21/2018 1:20:00 PM To: Liam Osulliva CC: Bradley Gillin Richard laross Subject: FW: 2018 Perio is eview o ccts outhern Financial LLC (GCIS*1483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP

From: Stewart Oldfield Sent: 8/29/2018 9:57:51 AM To: Martin Zeman I CC: Davide-A Sferrazza Liam Osullivan ; Richard laross Subject: RE: Address details Please put Brad and Rich on all JE emails. They can be helpful with some of this stuff. Thanks From: Martin Zeman