ID Investor SID Decision Maker Full Name GI-IISLAINE MAXWELL Banker Full Name Client Service Team ID Client Service Team Name Cost Center Code JAMES N BUCKLEY 854 CHBG (DE) 4 Investor Full Name JASON A BELL 008634 Introduction Client Introduction Details How were you introduced to the client? Maxwe

Morgan Ticket* 1414786507980 Initiated Date: 02/15/2014 13:24 Client Name. Ghislaine Maxwell Client Type: Individual ECI: 0106585908 Banker: JAMES N BUCKLEY t j LOB: PB Nationality: UNITED STATES KYC Status: Complete KYC Type: KYC One Year Periodic Review Primary Information Ghislaine Maxwell Ea. P

ol Calf List SYSTEM 04:17/2011 Prefer red Yes Cost Center & Hierarchy Client Status Client S•• sor Cost Center Client Service Team Client JAMES N BUCKLEY 0041179 NEWJERSEY CHI30 DE 4 Individual Decision Maker Identification Withholding Federal Status Domestic Certified Withholding SSNiTIN Cert

ummary Ticket#: Initiated Date: 1414786507980 02/15/2014 13:24 Client Name: Ghislaine Maxwell Client Type: Individual ECI: 0106585908 Banker: JAMES N BUCKLEY (W307403) LOB: PB Nationality: UNITED STATES KYC Status: Complete KYC Type: KYC One Year Periodic Review Primary Information Ghislaine Maxwell