he weatlh came. (specifically include the name of the individual, date of birth, Tax ID if available, and relationship to the client) CLIENT EXITED THE BANK ON REQUEST OF RISK COMMITTEE AND THE LAST ACCOUNTS CLOSED JUNE 8, 2014 We understand her wealth came from trusts her father Robert Maxwell left behind after he passed away on 5

weatlh came. PhiptetnifiostiNiaciarhy the name of the individual, date of birth, Tax ID if available, and relationship to the client) CLIENT EXITED THE BANK ON REQUEST OF RISK COMMITTEE AND THE LAST ACCOUNTS CLOSED JUNE 8, 2014 %Ala ionsiarelantl ha, anaolth roma/1,nm In etc hat folhat IZInhaA tAanuall laII hahind altar ha fl*Cetlel

ctions over the last 12 months, including any that are outside of the expected account activity previously documented for the client. CLIENT EXITED THE BANK ON REQUEST OF RISK COMMITTEE AND THE LAST ACCOUNTS CLOSED JUNE 8, 2014 Investments Please provide a detailed description of the purposehntended use of the Investment account(s)

Was any unusual or potentially suspicious transaction activity detected? No Additional Comments CLIENT EXITED THE BANK ON REQUEST OF RISK COMMITTEE AND THE LAST ACCOUNTS CLOSED JUNE 8. 2014 Business Case Summary of Risk Attributes Reputational - 2011 media alleging Maxwell solicited young girl

e weatlh came. (specifically include the name of the individual, date of birth, Tax ID if available, and relationship to the client) CLIENT EXITED THE BANK ON REQUEST OF RISK COMMITTEE AND THE LAST ACCOUNTS CLOSED JUNE 8, 2014 We understand her wealth came from trusts her father Robert Maxwell left behind after he passed away on