From: Teresa Metallo Sent: Thursday, January 11, 2018 10:04 AM To: Paolo De-Leon < Cc: Diana Canter < >; Keith Buckholz < Subject: RE: New Derivatives account. II) Classification: For Internal use only Hi Paolo, Can you provide the client's acc

Assistant Vice President I Credit Risk Officer Deutsche Bank Trust Company Americas Business Risk Management 345 Park Avenue - 14th Floor From: Diana Canter Sent: Thursday, January 11, 2018 4:36 PM To: Paolo De-Leon ; Teresa Metallo Cc: Keith Buckholz > Subject: RE: New Derivatives account. Kind re

These are different account numbers than were provided way below originally? Kind regards, Diana Canter Diana Canter Director I Supervisory Principals Group-Business Supervisory Office Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 1

SOUTHERN FINANCIAL LLC From: Diana Canter Sent: Thursday, To: Paolo De-Leo Teresa Metallo Cc: Keith Buckholz Subject: RE: New Derivatives account. [Ij These are different account number

iwFF COCO4C45111I rg Oterg, C. '0i.VIir..NAB OA 034.1 From: Teresa Metallo Sent: Thursday, January 11, 2018 10:04 AM To: Paolo De-Leon < Cc: Diana Canter < >; Keith Buckholz Subject: RE: New Derivatives account. [I] OP.fXr Clal, If /Ca Classification: For internal use only Hi Paolo, Can you prov

I Credit Risk Officer Deutsche Bank Trust Company Americas Business Risk Management 345 Park Avenue - 14th Floor ew 154-0004 Tel. Email From: Diana Canter Sent: Thursday, January 11, 2018 4:36 PM To: Paolo De-Leon Cc: Keith Buckholz Subject: RE: New Derivatives account. [I) Kind regards, Diana Can

LS2 team in order to open the L52 facility. If she did not, then see if she knows who can provide that information. Thanks. Regards, Keith From: Diana Canter Sent: Wednesday, January 10, 2018 1:39 PM To: Keith Buckholz Cc: Paolo De-Leon Subject: RE: New Derivatives account. [I) Sure — let me know if u

From: Diana Canter Sent: 1/9/2018 4:15: To: Keith Buckholz CC: Paolo De-Leon Subject RE: New Derivatives account. I Hi Keith — I tried to call you but no voice

or the quick follow up. We will reach out to Teresa tomorrow afternoon if we don't hear back from her by then. Thanks again. Regards, Keith From: Diana Canter Sent: Tuesday, January 09, 2018 4:16 PM To: Keith Buckholz < Cc: Paolo De-Leon < Subject: RE: New Derivatives account. Il] Hi Keith — I tried to

redit Risk Officer Deutsche Bank Trust Company Americas Business Risk Management 345 Park Avenue - 14th Floor New York, NY, USA 10154-0004 From: Diana Canter Sent: Thursday, January 11, 2018 4:36 PM To: Paolo De-Leon ; Teresa Metallo < Cc: Keith Buckholz Subject: RE: New Derivatives account. [I] Kind

Diana Canter Director I Supervisory Principals Group-Business Supervisory Office Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 1 South 21202-

Kind regards, Diana Canter Diana Canter Director i Supervisory Principals Group-Business Supervisory Office Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 1

Diana Canter Director I Supervisory Principals Group-Business Supervisory Office Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 1 South 21202-

ident WM OPS Regulatory - Risk & Control 60 Wall Street From: Paolo De-Leon Sent: Thursday, January 11, 2018 9:57 AM To: Teresa Metall m> Cc: Diana Canter < Keith Buckholz Subject: RE: New Derivatives account. [II Hello Teresa, Can you kindly provide the below documents for Southern Financial LLC?

Wealth Management 1 South Street, 21202-3298 Baltimore, MD, USA Tel. Fax Emal From: Keith Buckholz Sent: Tuesday, January 09, 2018 4:50 PM To: Diana Canter Cc: Paolo De-Leon Subject: RE: New Derlva oyes accoun Classification: For Infernal use only Thanks for the quick follow up. We will reach out to

To: Diana Canter a> Cc: Paolo De-Leon Subject: FW: New Derivatives account. III Classification: For Internal use only Hi Diana, We are looking for some KYC infor

z CC: Paolo De-Leon Subject RE: New Derivatives account. Sure — let me know if u need more of if Teresa is not able to help you? Kind regards, Diana Canter Diana Canter Director I Supervisory Principals Group-Business Supervisory Office Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 1

From: Diana Canter Sent: Thursday, January 11, 201811:45 AM To: Paolo De-Leon Cc: Keith Buckholz Subject: RE: New Derivatives account. [II eresa Metallo These are

To: Diana Canter Cc: Paolo De-Leon Subject: FW: New Derivatives account. Ill Classification: For Internal use only Hi Diana, We are looking for some KYC informat

From: Keith Buckholz Sent: 1/9/2018 2:21:15 PM To: Diana Canter CC: Paolo De-Leon Subject: FW: New Derivatives account. III Classification: For Internal use only Hi Diana, We are looking for some KYC inform