RELAT.eml; RE_ 2018 Periodic Review of HIGH RISK acct GoldenTree Asset Management Transportation LLC (GCISI$4102.eml; 2018 Periodic Review of acct Cerberus Capital Management, L.P. with GCISI1456209 under the CERBERUS C.eml; RE_ 2018 Periodic Review for acct Techview Investments Ltd (GCIS#458737) under the TECHVIEW INVEST

intentional), in each case, that could reasonably be expected to have a material adverse impact on the Firm or its reputation. k. "CCM" shall mean Cerberus Capital Management, L.P. DOC ID 25061468.12 6 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047049 CONFIDENTIAL SDNY_GM_00193233 EFTA01359043

ur Rathod Overdue Quality Rejection 483289 1977695 Epstein, Jeffrey E. Mayur Rathod Overdue Quality Rejection Vijay Quality 456209 1966151 Cerberus Capital Management, L.P. Sawant Overdue Rejection with RM Prime Overseas Investments and Vijay Quality with 535752 1957327 Enterprises Limited Sawant

2 From: Vijay-A Sawant Sent: Thursday, Au ust 09, 2018 4:21 PM To: Bradley Gillin < Cc: Terri Sohrab < Subject: RE: 2018 Periodic Review of acct Cerberus Capital Management, L.P. with GCIS#456209 under the CERBERUS CAPITAL RELATIONSHIP (I) Importance: High Hi Brad, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB

not find any ID dots for this individual from the repositories in DBForce. Could you provide an ID doc for Jeffrey, please? "Per external research, Cerberus Capital Management, L.P. appears to own companies engaged in the defense industry. Please indicate if the client has gone through industry rep risk. If it has not, ple

63, India From: Vijay-A Sawant Sent: Monday, July 23, 2018 5:31 PM To: Bradley Gillin Cc: Daphne Cales Subject: RE: 2018 Periodic Review of acct Cerberus Capital Management, L.P. with GCIStt4S6209 under the CERBERUS CAPITAL RELATIONSHIP [I] Importance: High Hi Brad, Many thanks for the confirmation. I have updated Se

e +91 From: Bradley Gillin Sent: Monday, August 06, 2018 7:07 PM To: Vijay-A Sawant Cc: Terri Sohrab < Subject: RE: 2018 Periodic Review of acct Cerberus Capital Management, L.P. with GCIS#456209 under the CERBERUS CAPITAL RELATIONSHIP [II Classification: For Infernal use only Vijay, Let's push the case to the next q

, India From: Bradley Gillin Sent: Thursday, July 12, 2018 7:31 PM To: Vijay-A Sawant Cc: Daphne Cales Subject: RE: 2018 Periodic Review of acct Cerberus Capital Management, L.P. with CAPITAL RELATIONSHIP Importance: High Classification: For internal use only Vijay. under the CERBERUS • No material changes • RPs

, India From: Bradley Gillin Sent: Friday, July 20, 2018 9:18 PM To: Vijay-A Sawant Cc: Daphne Cales < Subject: RE: 2018 Periodic Review of acct Cerberus Capital Management, L.P. with GCla under the CERBERUS CAPITAL RELATIONSHIP pj Classification: For internal tale only Vijay, Stephen A. Feinberg Court case on Pg 6

t, Mumbal - 400063, India From: Vijay-A Sawant Sent: Tuesday, July 17, 2018 10:00 PM To: Bradley Gillin Subject: RE: 2018 Periodic Review of acct Cerberus Capital Management, L.P. with GCIS#456209 under the CERBERUS CAPITAL RELATIONSHIP [II Hi Brad, Many thanks for the docs and confirmation. I have launched KYC case#01

fer On March 21, 2013. associated with the NAI acquisition, Symphony Investors LLC ("Symphony"), which is owned by a consortium of investors led by Cerberus Capital Management, L.P. (`Cerberus"), acquired 21.1% of SUPERVALU INC. ("SuperValu") common shares. On April 23, 2015, Symphony distributed all of the SuperValu commo

sidiaries and all its business operations are conducted through its operating subsidiaries. The Company is owned by a consortium of investors led by Cerberus Capital Management. L.P. ("Cerberus"). On January 30, 2015, the Company, through a subsidiary, Albertson's Holdings LLC ("Albertson's"), acquired Safeway Inc. ("Safew

Inc. and Steven A. Davis 10.23" Form of Limited Liability Company Agreement of Albertson Investor Holdings LLC, by and among Cerberus Iceberg LLC, Cerberus Capital Management, L.P., Jubilee ABS Holding LLC, Klaff Markets Holdings LLC, Klaff-W LLC, Lubert-Adler SAN Aggregator, L.P., L-A Asset Management Services, LLC, Robe

0705 Rosemary Vrablic 2015 1 Non-Funded Accounts 12/2 1/1988 Kim Hart, Andrew Galivan, Michael J. Davis, Michael Jacoby COVERAGE-Domestic NO Cerberus Capital Management, L.P. 00000456209 George Zahringer 2015 1 Non- Funded Accounts 4/3/2012 Kim Hart, Andrew Galivan, Michael J. Davis, Michael Jacoby COVE High

mitted this week RR The JWM Generations Trust Share C-JWM Pouncy Overdue Quality Rejection with Client 6 High Will be submitted this week RR Cerberus Capital Management, Sawant Overdue Quality Rejection with RM 16 This has over 60 party roles Remediation Pending Approval ■ RR Quality Rejection submitted this w

, Murray Rosemary Vrablic 2015 1 Non-Funded Accounts 12/2 1/1988 Kim Hart, Andrew Galivan, Michael J. Davis, Michael Jacoby COVERAGE-Domestic Cerberus Capital Management, L.P. George Zahringer 2015 1 Non- Funded Accounts 4/3/2012 Kim Hart, Andrew Galivan, Michael J. Davis, Michael Jacoby COVE RAGE-Domestic Rei